DUOS TECHNOLOGIES GROUP, INC. — Director's Dealing 2024

Jul 24, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DUOS TECHNOLOGIES GROUP, INC. (DUOT)
CIK: 0001396536
Period of Report: 2024-07-22

Reporting Person: Bleichroeder LP (10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-07-22	Warrants to Purchase Common Stock	$3	P	300000	Acquired	2029-07-22	Common Stock (300000)	Indirect

Footnotes

F1: On July 22, 2024, in connection with the issuance of promissory notes to 21 April Fund, Ltd. and 21 April Fund, LP by DUOS Technologies Group, Inc. (the "Issuer"), 21 April Fund, Ltd. and 21 April Fund, LP were issued an aggregate of 300,000 warrants ("Warrants") to acquire Common Stock of the Issuer at an exercise price of $3.00 per share of Common Stock, subject to adjustment in certain circumstances. Exercise of the Warrants is subject to a Beneficial Ownership Limitation (as defined therein) of 9.99% of the number of shares of Common Stock outstanding immediately after giving effect to the issuance of shares of Common Stock issuable upon exercise of the Warrants.

F2: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.