AI assistant
Sending…
DUOS TECHNOLOGIES GROUP, INC. — Director's Dealing 2020
May 26, 2020
33877_dirs_2020-05-26_169db7b6-a7db-48f7-8060-9a9fd6308217.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: DUOS TECHNOLOGIES GROUP, INC. (DUOT)
CIK: 0001396536
Period of Report: 2020-04-01
Reporting Person: Goldfarb Adrian Graham (Director, CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-01 | Options to purchase Common Stock | $14.00 | D | 18929 | Disposed | Common Stock (18929) | Direct | |
| 2020-04-01 | Options to purchase Common Stock | $6.00 | A | 18929 | Acquired | 2025-04-01 | Common Stock (18929) | Direct |
| 2020-04-01 | Options to purchase Common Stock | $4.74 | A | 18929 | Acquired | 2025-04-01 | Common Stock (18929) | Direct |
Footnotes
F1: 18,929 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 18,929 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement.
F2: 9,465 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2021. The remaining 9,464 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2022.
More from DUOS TECHNOLOGIES GROUP, INC.
Proxy Solicitation & Information Statement
2026
May 20
Regulatory Filings
2026
May 20
Regulatory Filings
2026
May 19
Interim / Quarterly Report
2026
May 15
Proxy Solicitation & Information Statement
2026
Apr 15
Regulatory Filings
2026
Apr 7
Regulatory Filings
2026
Apr 2
Regulatory Filings
2026
Mar 2
Regulatory Filings
2026
Feb 27
Regulatory Filings
2026
Feb 11