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DUOS TECHNOLOGIES GROUP, INC. Director's Dealing 2017

Dec 6, 2017

33877_dirs_2017-12-05_1200a7a6-51f6-4da7-b37a-52fccc0fba0a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DUOS TECHNOLOGIES GROUP, INC. (DUOT)
CIK: 0001396536
Period of Report: 2017-11-24

Reporting Person: Goldfarb Adrian Graham (Director, CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-24 DUOT - Common Stock P 34020 $1.00 Acquired 38752 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-24 Warrants to purchase DUOT - Common Stock $1.00 A 34020 Acquired 2022-11-21 Common Stock (34020) Direct

Footnotes

F1: In connection with a private offering conducted by Duos Technologies Group, Inc. (the "Company") that closed on November 24, 2017, Adrian G. Goldfarb converted $34,020 of liabilities into shares of the Company's common stock a price of $1.00 per share and was issued warrants (the "Warrant") to purchase 34,020 shares of common stock of the at an exercise price of $1.00 per share expiring five years from the Initial Exercise Date (as defined in the Warrant).