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DUOS TECHNOLOGIES GROUP, INC. — Director's Dealing 2017
Dec 6, 2017
33877_dirs_2017-12-05_1200a7a6-51f6-4da7-b37a-52fccc0fba0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DUOS TECHNOLOGIES GROUP, INC. (DUOT)
CIK: 0001396536
Period of Report: 2017-11-24
Reporting Person: Goldfarb Adrian Graham (Director, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-24 | DUOT - Common Stock | P | 34020 | $1.00 | Acquired | 38752 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-24 | Warrants to purchase DUOT - Common Stock | $1.00 | A | 34020 | Acquired | 2022-11-21 | Common Stock (34020) | Direct |
Footnotes
F1: In connection with a private offering conducted by Duos Technologies Group, Inc. (the "Company") that closed on November 24, 2017, Adrian G. Goldfarb converted $34,020 of liabilities into shares of the Company's common stock a price of $1.00 per share and was issued warrants (the "Warrant") to purchase 34,020 shares of common stock of the at an exercise price of $1.00 per share expiring five years from the Initial Exercise Date (as defined in the Warrant).
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