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DULUTH HOLDINGS INC. — Director's Dealing 2016
Sep 1, 2016
33992_dirs_2016-09-01_0711406f-fcfd-430a-9eef-d9675a8581ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DULUTH HOLDINGS INC. (DLTH)
CIK: 0001649744
Period of Report: 2016-09-01
Reporting Person: FERRY WILLIAM E. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-01 | Class B Common Stock | S | 4180 | $30.183 | Disposed | 136980 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 426132 | Indirect |
| Class B Common Stock | 3333 | Direct |
| Class B Common Stock | 52332 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted on June 17, 2016.
F2: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.875 to $30.52, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.