Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Duke Energy CORP Regulatory Filings 2013

Apr 17, 2013

29876_prs_2013-04-17_e6677b96-a4ee-4cff-9824-820a21b20087.zip

Regulatory Filings

Open in viewer

Opens in your device viewer

CALCULATION OF REGISTRATION FEE

Title of Each Class of Securities Offered Maximum Aggregate Offering Price Amount of Registration Fee
3.000% Duke Energy Corporation InterNotes® Due June 15, 2025 $17,401,000 $2,373.50
TOTAL $17,401,000 $2,373.50

Filed under Rule 424(b)(2), Registration Statement No. 333-169633

Pricing Supplement No 9 - Dated Tuesday, April 16, 2013 (Prospectus Dated September 29, 2010 and Prospectus Supplement Dated November 13, 2012)

CUSIP Number Principal Amount Selling Price Gross Concession Net Proceeds Coupon Type Coupon Rate Coupon Frequency Maturity Date 1st Coupon Date 1st Coupon Amount Survivor’s Option Product Ranking
26442KAJ5 $17,401,000.00 100.000% 2.000% $17,052,980.00 Fixed 3.000% Quarterly 06/15/2025 06/15/2013 $4.67 Yes Senior Unsecured Notes
Trade Date: Tuesday, April 16, 2013 @ 12:00 PM ET Duke Energy Corporation
Settlement Date: Friday, April 19, 2013 Duke Energy InterNotes
Minimum Denomination/Increments: $1,000.00/$1,000.00 Due One Year or More from Date of Issue
Initial trades settle flat and clear SDFS: DTC Book Entry only Prospectus Supplement Dated November 13, 2012
DTC Number 0235 via RBC Dain Rauscher Inc. to Prospectus Dated September 29, 2010
Agents: BofA Merrill Lynch, Incapital, LLC, Citigroup, Edward D. Jones & Co., L.P., Morgan Stanley, RBC Capital Markets, LLC, UBS Investment Bank, Wells Fargo Advisors,
LLC
If the maturity date or an interest payment date for any note is not a business day (as such term is defined in the Prospectus Supplement), principal, premium, if any, and interest for that
note is paid on the next business day, and no interest will accrue from, and after, the maturity date or interest payment date.
Legal Matters:
In the opinion of Duke Energy Corporation’s counsel, when the notes offered by this pricing supplement have been executed and issued by Duke Energy Corporation and authenticated by the
trustee pursuant to an Indenture dated as of June 3, 2008, as amended and supplemented, between Duke Energy Corporation and The Bank of New York Mellon Trust Company, N.A., as Trustee (the “Indenture”), and delivered against payment
as contemplated herein, such notes will constitute valid and binding obligations of Duke Energy Corporation, enforceable in accordance with their terms. The opinion expressed above is subject to specified qualifications, assumptions and limitations,
including that the validity or enforcement of any agreements or instruments may be limited by applicable bankruptcy, insolvency, reorganization, moratorium or other similar laws affecting creditors’ rights generally and by general principles of
equity (regardless of whether enforceability is considered in a proceeding in equity or at law) and that such counsel does not express any opinion as to the applicability or effect of any fraudulent transfer, preference or similar law on any
agreements or instruments or any transactions contemplated by such opinion. In addition, this opinion is subject to customary assumptions, including, other than with respect to Duke Energy Corporation, (i) that the parties to documents,
including the Indenture, relevant to such opinion had or will have the power, corporate or otherwise, to enter into and perform all obligations thereunder, (ii) the due authorization thereof by all requisite action, corporate or other by such
parties, (iii) the execution and delivery by such parties of such documents, and (iv) the validity and binding effect of such documents on such parties, all as stated in the letter of such counsel dated November 13, 2012, which has
been filed as Exhibit 5.1 to a Current Report on Form 8-K filed by Duke Energy Corporation on November 13, 2012.
Investors should read this pricing supplement in conjunction with the Prospectus and Prospectus Supplement.
InterNotes® is a registered trademark of Incapital Holdings LLC. All Rights Reserved.