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Duke Energy CORP Director's Dealing 2024

Feb 26, 2024

29876_dirs_2024-02-26_c88bfea2-65be-4c10-a8ae-8c9bf76a0703.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2024-02-22

Reporting Person: YOUNG STEVEN K (EVP & CCO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-22 Common Stock A 9424 $92.13 Acquired 155462 Direct
2024-02-22 Common Stock F 1305 $92.13 Disposed 154157 Direct
2024-02-23 Common Stock F 1265 $92.73 Disposed 152892 Direct
2024-02-24 Common Stock F 1172 $92.73 Disposed 151720 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8614 Indirect

Footnotes

F1: The reporting person received restricted stock units ("RSUs") granted under the Duke Energy Corporation 2023 Long-Term Incentive Plan, which RSUs are settled in common stock on a one-for-one-basis upon vesting. 1/3rd of the RSUs vest each year over a 3-year period beginning on the first anniversary of the February 22, 2024, grant date.

F2: Represents the number of shares withheld to pay taxes due upon vesting of 2,969 RSUs related to a RSU award granted February 22, 2023, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.

F3: Represents the number of shares withheld to pay taxes due upon vesting of 2,877 RSUs related to a RSU award granted February 23, 2022, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.

F4: Represents the number of shares withheld to pay taxes due upon vesting of 2,665 RSUs related to a RSU award granted February 24, 2021, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.

F5: Represents interests in an issuer stock fund.