Duke Energy CORP — Director's Dealing 2017

Dec 19, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2017-02-28

Reporting Person: Anderson Melissa H. (EVP,Administration&Chief HROff)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-02-28	Phantom Stock	$	A	9	Acquired		Common Stock (9.0)	Indirect
2017-03-15	Phantom Stock	$	A	349	Acquired		Common Stock (349.0)	Indirect
2017-03-31	Phantom Stock	$	A	21	Acquired		Common Stock (21.0)	Indirect
2017-04-17	Phantom Stock	$	A	20	Acquired		Common Stock (20.0)	Indirect
2017-04-28	Phantom Stock	$	A	21	Acquired		Common Stock (21.0)	Indirect
2017-05-15	Phantom Stock	$	A	20	Acquired		Common Stock (20.0)	Indirect
2017-05-31	Phantom Stock	$	A	20	Acquired		Common Stock (20.0)	Indirect
2017-06-15	Phantom Stock	$	A	20	Acquired		Common Stock (20.0)	Indirect
2017-06-30	Phantom Stock	$	A	20	Acquired		Common Stock (20.0)	Indirect
2017-07-14	Phantom Stock	$	A	20	Acquired		Common Stock (20.0)	Indirect
2017-07-31	Phantom Stock	$	A	20	Acquired		Common Stock (20.0)	Indirect
2017-08-15	Phantom Stock	$	A	20	Acquired		Common Stock (20.0)	Indirect
2017-08-31	Phantom Stock	$	A	19	Acquired		Common Stock (19.0)	Indirect
2017-09-15	Phantom Stock	$	A	19	Acquired		Common Stock (19.0)	Indirect
2017-09-29	Phantom Stock	$	A	20	Acquired		Common Stock (20.0)	Indirect
2017-10-13	Phantom Stock	$	A	20	Acquired		Common Stock (20.0)	Indirect
2017-10-31	Phantom Stock	$	A	19	Acquired		Common Stock (19.0)	Indirect

Footnotes

F1: Converts to Common Stock on a 1-for-1 basis.

F2: Generally payable upon reporting person's termination of service.

F3: Expiration date not applicable.