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Duke Energy CORP Director's Dealing 2016

Oct 5, 2016

29876_dirs_2016-10-05_e3407c47-55f9-436b-bd82-6cd0d1b0b2fe.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2016-10-03

Reporting Person: YOHO FRANK H (EVP&Pres Natural Gas Business)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-03 Common Stock A 8064 $79.09 Acquired 8837 Direct

Footnotes

F1: Represents Duke Energy Corporation ("Duke Energy") Restricted Stock Units which resulted from the conversion of Piedmont Natural Gas Company, Inc. ("Piedmont") Performance Share Awards into Duke Energy Restricted Stock Units upon the closing of the acquisition of Piedmont by Duke Energy pursuant to Section 2.3(c) of the Agreement and Plan of Merger dated as of October 24, 2015, by and among Duke Energy, Forest Subsidiary, Inc. and Piedmont.