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Duke Energy CORP Director's Dealing 2016

Feb 26, 2016

29876_dirs_2016-02-26_b76e0d52-682e-4c45-b7c9-7ece336f6c95.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2016-02-24

Reporting Person: GOOD LYNN J (Director, Pres, CEO & Vice Chair)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-24 Common Stock A 36424 $74.95 Acquired 165592 Direct
2016-02-24 Common Stock M 8642 $74.95 Acquired 174234 Direct
2016-02-24 Common Stock F 2870 $74.95 Disposed 171364 Direct
2016-02-24 Common Stock M 13618 $74.95 Acquired 184982 Direct
2016-02-24 Common Stock F 5824 $74.95 Disposed 179386 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-24 Performance Shares $74.95 M 8642 Acquired Common Stock (8642.0) Direct
2016-02-24 Performance Shares $74.95 M 13618 Acquired Common Stock (13618.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1993 Indirect
Common Stock 1548 Indirect

Footnotes

F1: Amount increased due to dividend reinvestment.

F2: Expiration date not applicable.