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Duke Energy CORP — Director's Dealing 2016
Feb 26, 2016
29876_dirs_2016-02-26_f9ca31cc-b353-4a6e-b78e-b894acffe726.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2016-02-24
Reporting Person: Jamil Dhiaa M. (EVP&Pres Generation&Trans)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-24 | Common Stock | A | 8256 | $74.95 | Acquired | 20311 | Direct |
| 2016-02-24 | Common Stock | A | 13342 | $74.95 | Acquired | 33653 | Direct |
| 2016-02-24 | Common Stock | M | 8322 | $74.95 | Acquired | 41975 | Direct |
| 2016-02-24 | Common Stock | F | 2759 | $74.95 | Disposed | 39216 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-24 | Performance Shares | $74.95 | M | 8322 | Acquired | Common Stock (8322.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29000 | Indirect |
Footnotes
F1: The RWJ GST Irrevocable Trust, AHR GST Irrevocable Trust, CGH GST Irrevocable Trust were removed from Mr. Jamil's holdings because he is not the trustee of the irrevocable trusts nor does he have investment control over the securities of such trusts.
F2: Expiration date not applicable.
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