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Duke Energy CORP Director's Dealing 2016

Feb 26, 2016

29876_dirs_2016-02-26_f9ca31cc-b353-4a6e-b78e-b894acffe726.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2016-02-24

Reporting Person: Jamil Dhiaa M. (EVP&Pres Generation&Trans)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-24 Common Stock A 8256 $74.95 Acquired 20311 Direct
2016-02-24 Common Stock A 13342 $74.95 Acquired 33653 Direct
2016-02-24 Common Stock M 8322 $74.95 Acquired 41975 Direct
2016-02-24 Common Stock F 2759 $74.95 Disposed 39216 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-24 Performance Shares $74.95 M 8322 Acquired Common Stock (8322.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 29000 Indirect

Footnotes

F1: The RWJ GST Irrevocable Trust, AHR GST Irrevocable Trust, CGH GST Irrevocable Trust were removed from Mr. Jamil's holdings because he is not the trustee of the irrevocable trusts nor does he have investment control over the securities of such trusts.

F2: Expiration date not applicable.