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Duke Energy CORP — Director's Dealing 2014
Sep 2, 2014
29876_dirs_2014-09-02_4f3af906-f169-4b87-a4ef-fbfd13195878.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2014-08-28
Reporting Person: JANSON JULIA S (EVP&Chf Lgl Off&CorpSecretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-28 | Common Stock | M | 1224 | $46.50 | Disposed | 23126 | Direct |
| 2014-08-28 | Common Stock | M | 1244 | $45.78 | Disposed | 24370 | Direct |
| 2014-08-28 | Common Stock | S | 1044 | $73.27 | Disposed | 23326 | Direct |
| 2014-08-28 | Common Stock | S | 200 | $73.28 | Disposed | 23126 | Direct |
| 2014-08-28 | Common Stock | M | 387 | $46.50 | Disposed | 23513 | Direct |
| 2014-08-28 | Common Stock | S | 87 | $73.26 | Disposed | 23426 | Direct |
| 2014-08-28 | Common Stock | S | 300 | $73.265 | Disposed | 23126 | Direct |
| 2014-08-28 | Common Stock | M | 316 | $45.78 | Disposed | 23442 | Direct |
| 2014-08-28 | Common Stock | S | 316 | $73.275 | Disposed | 23126 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-28 | Stock Option (Right to Buy) | $45.78 | M | 1244 | Disposed | 2015-01-01 | Common Stock (1244) | Direct |
| 2014-08-28 | Stock Option (Right to Buy) | $46.50 | M | 1224 | Disposed | 2016-01-01 | Common Stock (1224) | Direct |
| 2014-08-28 | Stock Option (Right to Buy) | $45.78 | M | 316 | Disposed | 2015-01-01 | Common Stock (316) | Direct |
| 2014-08-28 | Stock Option (Right to Buy) | $46.50 | M | 387 | Disposed | 2016-01-01 | Common Stock (387) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2326 | Indirect |
Footnotes
F1: All options became exercisable in connection with the April 3, 2006 merger between Duke Energy and Cinergy.
F2: The reporting person was granted 4,836 options on January 1, 2006. The options vested in three equal annual installments beginning on the first anniversary date of the grant.
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