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Duke Energy CORP Director's Dealing 2014

Sep 2, 2014

29876_dirs_2014-09-02_4f3af906-f169-4b87-a4ef-fbfd13195878.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2014-08-28

Reporting Person: JANSON JULIA S (EVP&Chf Lgl Off&CorpSecretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-28 Common Stock M 1224 $46.50 Disposed 23126 Direct
2014-08-28 Common Stock M 1244 $45.78 Disposed 24370 Direct
2014-08-28 Common Stock S 1044 $73.27 Disposed 23326 Direct
2014-08-28 Common Stock S 200 $73.28 Disposed 23126 Direct
2014-08-28 Common Stock M 387 $46.50 Disposed 23513 Direct
2014-08-28 Common Stock S 87 $73.26 Disposed 23426 Direct
2014-08-28 Common Stock S 300 $73.265 Disposed 23126 Direct
2014-08-28 Common Stock M 316 $45.78 Disposed 23442 Direct
2014-08-28 Common Stock S 316 $73.275 Disposed 23126 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-08-28 Stock Option (Right to Buy) $45.78 M 1244 Disposed 2015-01-01 Common Stock (1244) Direct
2014-08-28 Stock Option (Right to Buy) $46.50 M 1224 Disposed 2016-01-01 Common Stock (1224) Direct
2014-08-28 Stock Option (Right to Buy) $45.78 M 316 Disposed 2015-01-01 Common Stock (316) Direct
2014-08-28 Stock Option (Right to Buy) $46.50 M 387 Disposed 2016-01-01 Common Stock (387) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2326 Indirect

Footnotes

F1: All options became exercisable in connection with the April 3, 2006 merger between Duke Energy and Cinergy.

F2: The reporting person was granted 4,836 options on January 1, 2006. The options vested in three equal annual installments beginning on the first anniversary date of the grant.