Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Duke Energy CORP Director's Dealing 2014

Feb 27, 2014

29876_dirs_2014-02-27_2e4cfd27-cbeb-485f-a58d-9ee8277daa05.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2014-02-25

Reporting Person: Yates Lloyd M (Executive VP, Reg Utilities)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-25 Common Stock M 11992 $71.03 Acquired 55087 Direct
2014-02-25 Common Stock F 3976 $71.03 Disposed 51111 Direct
2014-02-25 Common Stock A 4773 $71.03 Acquired 55884 Direct
2014-02-25 Common Stock F 536 $71.03 Disposed 55348 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-25 Performance Shares $71.03 M 11992 Disposed Common Stock (11992) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1616 Indirect

Footnotes

F1: The restricted stock vests in three equal annual installments beginning on the first anniversary of the grant date.

F2: Expiration date not applicable.