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Duke Energy CORP — Director's Dealing 2014
Feb 5, 2014
29876_dirs_2014-02-05_be34a22c-ba69-4adb-bcc0-d0b1bf7f6cd1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2014-02-03
Reporting Person: Yates Lloyd M (Executive VP, Reg Utilities)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-03 | Common Stock | S | 300 | $70.68 | Disposed | 43095 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1615 | Indirect |
Footnotes
F1: This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person.
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