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Duke Energy CORP — Director's Dealing 2014
Apr 2, 2014
29876_dirs_2014-04-02_83302f9c-92d1-4586-9687-e92f8d6fb124.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2014-04-01
Reporting Person: Yates Lloyd M (Executive VP, Reg Utilities)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-01 | Common Stock | S | 300 | $71.39 | Disposed | 51660 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1633 | Indirect |
Footnotes
F1: This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person.
F2: Includes 68 shares of common stock received as a dividend on 03/17/2014.
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