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Duke Energy CORP — Director's Dealing 2014
Feb 27, 2014
29876_dirs_2014-02-27_1666314c-d405-44cc-b769-be6fc920254c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2014-02-25
Reporting Person: GOOD LYNN J (Director, Vice Chair, Pres, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-25 | Common Stock | M | 22676 | $71.03 | Acquired | 86708 | Direct |
| 2014-02-25 | Common Stock | F | 9834 | $71.03 | Disposed | 76874 | Direct |
| 2014-02-25 | Common Stock | A | 22807 | $71.03 | Acquired | 99681 | Direct |
| 2014-02-25 | Common Stock | F | 648 | $71.03 | Disposed | 99033 | Direct |
| 2014-02-25 | Common Stock | F | 1021 | $71.03 | Disposed | 98012 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-25 | Performance Shares | $71.03 | M | 22676 | Disposed | Common Stock (22676) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1832 | Indirect |
| Common Stock | 1329 | Indirect |
Footnotes
F1: The restricted stock vests in three equal annual installments beginning on the first anniversary of the grant date.
F2: Expiration date not applicable.
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