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Duke Energy CORP — Director's Dealing 2013
Dec 4, 2013
29876_dirs_2013-12-04_4694e78f-d5c0-4f19-9bef-98f037bd96b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2013-12-02
Reporting Person: Yates Lloyd M (Executive VP, Reg Utilities)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-02 | Common Stock | S | 300 | $70.13 | Disposed | 43695 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1598 | Indirect |
Footnotes
F1: This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person.
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