Duke Energy CORP — Director's Dealing 2013

Aug 14, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2013-08-12

Reporting Person: ROGERS JAMES E (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-08-12	Common Stock	M	238628	$53.94	Acquired	1082378	Direct
2013-08-12	Common Stock	M	113234	$63.21	Acquired	1195612	Direct
2013-08-12	Common Stock	F	182536	$70.515	Disposed	1013076	Direct
2013-08-12	Common Stock	F	26895	$70.515	Disposed	986181	Direct
2013-08-12	Common Stock	F	101474	$70.535	Disposed	884707	Direct
2013-08-12	Common Stock	F	5638	$70.535	Disposed	879069	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-08-12	Stock Option (Right to Buy)	$53.94	M	238628	Disposed	2021-02-22	Common Stock (238628)	Direct
2013-08-12	Stock Option (Right to Buy)	$63.21	M	113234	Disposed	2022-02-27	Common Stock (113234)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7048	Indirect
Common Stock	164904	Indirect

Footnotes

F1: Mr. Rogers exercised options and held all of the shares other than shares he forfeited in order to satisfy the exercise price and tax obligation of the transaction. As a result of the option exercise, Mr. Rogers increased his holdings in Duke Energy common stock by 35,319 shares.

F2: Converts to Common Stock on a 1-for-1 basis.

F3: The reporting person was granted 357,942 stock options on February 22, 2011, as adjusted for the 3-for-1 reverse stock split which occurred on July 2, 2012. The options vest in three equal annual installments beginning January 1, 2012.

F4: The reporting person was granted 339,702 options on February 27, 2012, as adjusted for the 3-for-1 reverse stock split which occurred on July 2, 2012. The options vest in three equal installments beginning January 1, 2013.