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Duke Energy CORP — Director's Dealing 2013
May 15, 2013
29876_dirs_2013-05-15_a8356b16-8562-452f-884c-139aa3053a16.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2013-05-13
Reporting Person: GOOD LYNN J (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-13 | Common Stock | M | 8111 | $46.50 | Acquired | 65934 | Direct |
| 2013-05-13 | Common Stock | M | 1 | $42.45 | Acquired | 65935 | Direct |
| 2013-05-13 | Common Stock | S | 1224 | $71.999 | Disposed | 64711 | Direct |
| 2013-05-13 | Common Stock | S | 3187 | $71.99 | Disposed | 61524 | Direct |
| 2013-05-13 | Common Stock | S | 3500 | $71.995 | Disposed | 58024 | Direct |
| 2013-05-13 | Common Stock | S | 200 | $72.00 | Disposed | 57824 | Direct |
| 2013-05-13 | Common Stock | S | 1 | $71.933 | Disposed | 57823 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-13 | Stock Option (Right to Buy) | $46.50 | M | 8111 | Disposed | 2016-01-01 | Common Stock (8111) | Direct |
| 2013-05-13 | Stock Option (Right to Buy) | $42.45 | M | 1 | Disposed | 2014-01-01 | Common Stock (1) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1770 | Indirect |
| Common Stock | 1329 | Indirect |
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