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Duke Energy CORP — Director's Dealing 2013
Feb 26, 2013
29876_dirs_2013-02-26_19ea239a-969d-4422-9620-d779b3070b40.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2013-02-22
Reporting Person: Trent Keith (Executive VP & COO Reg Util)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-22 | Common Stock | F | 610 | $69.46 | Disposed | 7987 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-22 | Phantom Stock | $ | M | 2029 | Disposed | Common Stock (2029) | Direct | |
| 2013-02-22 | Phantom Stock Executive Savings Plan | $ | M | 2029 | Acquired | Common Stock (2029) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1031 | Indirect |
Footnotes
F1: Converts to Common Stock on a 1-for-1 basis.
F2: The phantom stock vests in three equal annual installments beginning on the first anniverary of the grant date.
F3: Expiration date not applicable.
F4: Generally payable upon reporting person's termination of service.
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