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Duke Energy CORP Director's Dealing 2013

Feb 26, 2013

29876_dirs_2013-02-26_19ea239a-969d-4422-9620-d779b3070b40.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2013-02-22

Reporting Person: Trent Keith (Executive VP & COO Reg Util)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-22 Common Stock F 610 $69.46 Disposed 7987 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-22 Phantom Stock $ M 2029 Disposed Common Stock (2029) Direct
2013-02-22 Phantom Stock Executive Savings Plan $ M 2029 Acquired Common Stock (2029) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1031 Indirect

Footnotes

F1: Converts to Common Stock on a 1-for-1 basis.

F2: The phantom stock vests in three equal annual installments beginning on the first anniverary of the grant date.

F3: Expiration date not applicable.

F4: Generally payable upon reporting person's termination of service.