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Duke Energy CORP — Director's Dealing 2013
Feb 27, 2013
29876_dirs_2013-02-27_be5411e7-48bd-439c-b76f-11c29c6062b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2013-02-25
Reporting Person: Yates Lloyd M (Executive VP, Reg Utilities)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-25 | Common Stock | M | 8415 | $69.11 | Acquired | 60531 | Direct |
| 2013-02-25 | Common Stock | F | 2808 | $69.11 | Disposed | 57723 | Direct |
| 2013-02-25 | Common Stock | A | 4905 | $69.11 | Acquired | 62628 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-25 | Performance Shares | $69.11 | M | 8415 | Disposed | Common Stock (8415) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1508 | Indirect |
Footnotes
F1: Reflects an adjustment made for the number of performance shares granted under the 2010-2012 performance cycle. As a result of a miscalculation and overpayment of the number of performance shares vested and reported in 2012.
F2: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
F3: Expiration date not applicable.
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