Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Duke Energy CORP Director's Dealing 2013

Feb 27, 2013

29876_dirs_2013-02-27_be5411e7-48bd-439c-b76f-11c29c6062b9.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2013-02-25

Reporting Person: Yates Lloyd M (Executive VP, Reg Utilities)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-25 Common Stock M 8415 $69.11 Acquired 60531 Direct
2013-02-25 Common Stock F 2808 $69.11 Disposed 57723 Direct
2013-02-25 Common Stock A 4905 $69.11 Acquired 62628 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-25 Performance Shares $69.11 M 8415 Disposed Common Stock (8415) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1508 Indirect

Footnotes

F1: Reflects an adjustment made for the number of performance shares granted under the 2010-2012 performance cycle. As a result of a miscalculation and overpayment of the number of performance shares vested and reported in 2012.

F2: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F3: Expiration date not applicable.