Duke Energy CORP — Director's Dealing 2013

Feb 27, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2013-02-25

Reporting Person: ROGERS JAMES E (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-02-25	Common Stock	M	43933	$69.11	Acquired	705862	Direct
2013-02-25	Common Stock	F	20718	$69.11	Disposed	685144	Direct
2013-02-25	Common Stock	A	28939	$69.11	Acquired	714083	Direct
2013-02-25	Common Stock	M	68023	$69.11	Acquired	782106	Direct
2013-02-25	Common Stock	F	32618	$69.11	Disposed	749488	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-02-25	Performance Shares	$69.11	M	43933	Disposed		Common Stock (43933)	Direct
2013-02-25	Performance Shares	$69.11	M	68023	Disposed		Common Stock (68023)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6901	Indirect
Common Stock	164904	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$69.11	2023-02-25	Common Stock (310078)	310078	Direct

Footnotes

F1: Restricted stock units vest in equal quarterly installments beginning March 31, 2013.

F2: Expiration date not applicable.

F3: Converts to Common Stock on a 1-for-1 basis.

F4: Options will vest in three equal annual installments beginning January 1, 2014.