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Duke Energy CORP — Director's Dealing 2010
Mar 2, 2010
29876_dirs_2010-03-02_66caa9e4-ff18-4218-9ce7-98752d289d08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2010-02-26
Reporting Person: De May Stephen G (Sr. VP, Treasurer & Chief Risk)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-26 | Common Stock | F | 379 | $16.35 | Disposed | 19082 | Direct |
| 2010-02-28 | Common Stock | M | 666 | $16.35 | Acquired | 19748 | Direct |
| 2010-02-28 | Common Stock | F | 217 | $16.35 | Disposed | 19531 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-28 | Ltip Phantom Stock Grant Feb | $ | M | 666 | Disposed | Common Stock (666) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9656 | Indirect |
Footnotes
F1: Converts to Common Stock on a 1-for-1 basis.
F2: The phantom stock vests in five equal annual installments beginning on the first anniversary of the grant date.
F3: Expiration date not applicable.
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