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Duke Energy CORP — Director's Dealing 2010
Mar 2, 2010
29876_dirs_2010-03-02_9601101d-bcd3-426f-9611-583d3a3a8eb5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2010-02-26
Reporting Person: Jamil Dhiaa M. (Grp Exec & Chf Generation Ofcr)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-26 | Common Stock | F | 1166 | $16.35 | Disposed | 73125 | Direct |
| 2010-02-28 | Common Stock | M | 618 | $16.35 | Acquired | 73743 | Direct |
| 2010-02-28 | Common Stock | F | 201 | $16.35 | Disposed | 73542 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-28 | Ltip Phantom Stock Grant Feb | $ | M | 618 | Disposed | Common Stock (618) | Direct |
Footnotes
F1: Converts to Common Stock on a 1-for-1 basis.
F2: The phantom stock vests in five equal annual installments beginning on the first anniversary of the grant date.
F3: Expiration date not applicable.
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