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Duke Energy CORP — Director's Dealing 2010
Jan 5, 2010
29876_dirs_2010-01-05_0a862d1b-fd24-4b7d-a2cb-13affe62b52e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Duke Energy CORP (DUK)
CIK: 0001326160
Period of Report: 2009-12-31
Reporting Person: ROGERS JAMES E (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-31 | Common Stock | M | 25862 | $17.21 | Acquired | 1230244 | Direct |
| 2009-12-31 | Common Stock | F | 10979 | $17.21 | Disposed | 1219265 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-31 | Phantom Stock | $ | M | 25862 | Disposed | Common Stock (25862) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17935 | Indirect |
| Common Stock | 507658 | Indirect |
Footnotes
F1: Converts to Common Stock on a 1-for-1 basis.
F2: The phantom stock vests in four equal quarterly installments beginning March 31, 2009.
F3: Expiration date not applicable.
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