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DUCOMMUN INC /DE/ — Director's Dealing 2023
Nov 13, 2023
31979_dirs_2023-11-13_42dbea89-dba8-4cba-904f-a6fc3420b023.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DUCOMMUN INC /DE/ (DCO)
CIK: 0000030305
Period of Report: 2023-11-10
Reporting Person: Redondo Jerry L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-10 | Common Stock | M | 5000 | $32.90 | Acquired | 65602 | Direct |
| 2023-11-10 | Common Stock | F | 4234 | $47.77 | Disposed | 61368 | Direct |
| 2023-11-10 | Common Stock | M | 4000 | $28.67 | Acquired | 65368 | Direct |
| 2023-11-10 | Common Stock | F | 3207 | $47.77 | Disposed | 62161 | Direct |
| 2023-11-10 | Common Stock | S | 1538 | $47.54 | Disposed | 60623 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-10 | Option - Right to Buy | $32.90 | M | 5000 | Acquired | 2028-05-14 | Common Stock (5000) | Direct |
| 2023-11-10 | Option - Right to Buy | $28.67 | M | 4000 | Acquired | 2024-03-20 | Common Stock (4000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $47.49 to $47.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transaction was effectuated.
F2: This option represents the right to purchase common stock granted under Ducommun Incorporated's employee stock option plans, which are Rule 16b-3 plans.
F3: This option vested as to 1,667 shares on each of May 14, 2019, 2020 and 2021.
F4: The option represents the right to purchase common stock granted under the Ducommun Incorporated employee stock option plans, which are Rule 16b-3 plans.
F5: This option vested as to 1,000 shares on each of March 20, 2018, 2019, 2020 and 2021.