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DUCOMMUN INC /DE/ — Director's Dealing 2022
May 6, 2022
31979_dirs_2022-05-06_04d0002e-b7c2-4058-8ede-9d074ab84fc9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DUCOMMUN INC /DE/ (DCO)
CIK: 0000030305
Period of Report: 2022-05-04
Reporting Person: Oswald Stephen G (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-04 | Common Stock | M | 28000 | $29.53 | Acquired | 303141 | Direct |
| 2022-05-04 | Common Stock | F | 22222 | $49.99 | Disposed | 280919 | Direct |
| 2022-05-06 | Common Stock | S | 5778 | $49.92 | Disposed | 275141 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-04 | Option - Right to Buy | $29.53 | M | 28000 | Acquired | 2024-01-22 | Common Stock (28000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $49.14 to $50.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transaction was effectuated.
F2: This option represents the right to purchase common stock granted under Ducommun Incorporated's employee stock option plans, which are Rule 16b-3 plans.
F3: This option vested as to 7,000 shares on each of January 23, 2018, 2019, 2020 and 2021.