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DUCOMMUN INC /DE/ — Director's Dealing 2015
Apr 16, 2015
31979_dirs_2015-04-16_e7188180-0f71-4248-9ca2-04168f97eb1a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DUCOMMUN INC /DE/ (DCO)
CIK: 0000030305
Period of Report: 2015-04-15
Reporting Person: HEISER JAMES S (VP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-15 | Common Stock | M | 2750 | $18.04 | Acquired | 22212 | Direct |
| 2015-04-15 | Common Stock | F | 2176 | $33.22 | Disposed | 20036 | Direct |
| 2015-04-15 | Common Stock | M | 9375 | $21.61 | Acquired | 29411 | Direct |
| 2015-04-15 | Common Stock | F | 7877 | $33.22 | Disposed | 21534 | Direct |
| 2015-04-15 | Common Stock | M | 3750 | $9.81 | Acquired | 25284 | Direct |
| 2015-04-15 | Common Stock | F | 2542 | $33.22 | Disposed | 22742 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-15 | Option - Right to Buy | $18.04 | M | 2750 | Disposed | 2017-06-22 | Common Stock (2750) | Direct |
| 2015-04-15 | Option - Right to Buy | $21.61 | M | 9375 | Disposed | 2018-07-26 | Common Stock (9375) | Direct |
| 2015-04-15 | Option - Right to Buy | $9.81 | M | 3750 | Disposed | 2019-06-30 | Common Stock (3750) | Direct |
Footnotes
F1: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.
F2: The option vested as to 2,750 shares on each of June 23, 2011, 2012, 2013 and 2014.
F3: The option vested or will vest as to 3,125 shares on each of July 27, 2012, 2013, 2014 and 2015.
F4: The option vested or will vest as to 3,750 shares on each of July 1, 2013, 2014, 2015 and 2016.
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