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DUCOMMUN INC /DE/ — Director's Dealing 2015
Apr 17, 2015
31979_dirs_2015-04-17_755b7756-a4bc-4e5f-bef6-f6482c12d45c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DUCOMMUN INC /DE/ (DCO)
CIK: 0000030305
Period of Report: 2015-04-15
Reporting Person: BERENATO JOSEPH C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-15 | Common Stock | M | 20000 | $24.34 | Acquired | 38393 | Direct |
| 2015-04-15 | Common Stock | F | 14653 | $33.22 | Disposed | 23740 | Direct |
| 2015-04-15 | Common Stock | M | 20000 | $17.46 | Acquired | 43740 | Direct |
| 2015-04-15 | Common Stock | F | 10511 | $33.22 | Disposed | 33229 | Direct |
| 2015-04-15 | Common Stock | M | 15000 | $18.04 | Acquired | 48229 | Direct |
| 2015-04-15 | Common Stock | F | 8145 | $33.22 | Disposed | 40084 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-15 | Option - Right to Buy | $24.34 | M | 20000 | Disposed | 2015-06-17 | Common Stock (20000) | Direct |
| 2015-04-15 | Option - Right to Buy | $17.46 | M | 20000 | Disposed | 2016-07-29 | Common Stock (20000) | Direct |
| 2015-04-15 | Option - Right to Buy | $18.04 | M | 15000 | Disposed | 2017-06-22 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 24750 | Indirect |
| Common Stock | 6950 | Indirect |
| Common Stock | 425 | Indirect |
| Common Stock | 18314 | Indirect |
Footnotes
F1: The option represents the right to purchase common stock under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.
F2: The option became exercisable in four equal installments: June 18, 2009, 2010, 2011 and 2012.
F3: The option became exercisable in four equal installments: July 30, 2010, 2011, 2012 and 2013.
F4: The option became exercisable in four equal installments: June 23, 2011, 2012, 2013 and 2014.
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