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DUCOMMUN INC /DE/ — Director's Dealing 2013
May 3, 2013
31979_dirs_2013-05-03_238a3284-1801-4f6f-b0e4-aba090c1ee18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DUCOMMUN INC /DE/ (DCO)
CIK: 0000030305
Period of Report: 2013-05-03
Reporting Person: WILLIAMS SAMUEL D (VP, Accounting)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-03 | Common Stock | M | 5000 | $24.34 | Acquired | 10099 | Direct |
| 2013-05-03 | Common Stock | F | 4899 | $25.40 | Disposed | 5200 | Direct |
| 2013-05-03 | Common Stock | M | 3750 | $18.23 | Acquired | 8950 | Direct |
| 2013-05-03 | Common Stock | F | 3240 | $25.40 | Disposed | 5710 | Direct |
| 2013-05-03 | Common Stock | M | 3000 | $18.04 | Acquired | 8710 | Direct |
| 2013-05-03 | Common Stock | F | 2581 | $25.40 | Disposed | 6129 | Direct |
| 2013-05-03 | Common Stock | M | 1750 | $21.61 | Acquired | 7879 | Direct |
| 2013-05-03 | Common Stock | F | 1623 | $25.40 | Disposed | 6256 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-03 | Option - Right to Buy | $24.34 | D | 5000 | Disposed | 2015-06-17 | Common Stock (5000) | Direct |
| 2013-05-03 | Option - Right to Buy | $18.23 | D | 3750 | Disposed | 2016-06-28 | Common Stock (3750) | Direct |
| 2013-05-03 | Option - Right to Buy | $18.04 | D | 3000 | Disposed | 2017-06-22 | Common Stock (3000) | Direct |
| 2013-05-03 | Option - Right to Buy | $21.61 | D | 1750 | Disposed | 2018-07-26 | Common Stock (1750) | Direct |
Footnotes
F1: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.
F2: The option vested as to 1,250 shares on each of June 18, 2009, June 18, 2010, June 18, 2011 and June 18, 2012.
F3: The option vested or will vest as to 1,250 shares on each of June 29, 2010, June 29, 2011, June 29, 2012 and June 29, 2013.
F4: The option vested or will vest as to 1,500 shares on each of June 23, 2011, June 23, 2012, June 23, 2013 and June 23, 2014.
F5: The option vested or will vest as to 1,750 shares on each of July 27, 2012, July 27, 2013, July 27, 2014 and July 27, 2015.