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DUCOMMUN INC /DE/ — Director's Dealing 2013
Aug 12, 2013
31979_dirs_2013-08-12_6f426694-098e-4328-a0af-587117e6c365.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DUCOMMUN INC /DE/ (DCO)
CIK: 0000030305
Period of Report: 2013-08-08
Reporting Person: BELLINO JOSEPH P (VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-08 | Common Stock | M | 20000 | $19.56 | Acquired | 29155 | Direct |
| 2013-08-08 | Common Stock | F | 16583 | $26.93 | Disposed | 12572 | Direct |
| 2013-08-08 | Common Stock | M | 10000 | $18.23 | Acquired | 22572 | Direct |
| 2013-08-08 | Common Stock | F | 7984 | $26.93 | Disposed | 14588 | Direct |
| 2013-08-08 | Common Stock | M | 12000 | $18.04 | Acquired | 26588 | Direct |
| 2013-08-08 | Common Stock | F | 9527 | $26.93 | Disposed | 17061 | Direct |
| 2013-08-08 | Common Stock | M | 9000 | $21.61 | Acquired | 26061 | Direct |
| 2013-08-08 | Common Stock | F | 7891 | $26.93 | Disposed | 18170 | Direct |
| 2013-08-08 | Common Stock | M | 5000 | $9.81 | Acquired | 23170 | Direct |
| 2013-08-08 | Common Stock | F | 3016 | $26.93 | Disposed | 20154 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-08 | Option - Right to Buy | $19.56 | M | 20000 | Disposed | 2015-10-28 | Common Stock (20000) | Direct |
| 2013-08-08 | Option - Right to Buy | $18.23 | M | 10000 | Disposed | 2016-06-28 | Common Stock (10000) | Direct |
| 2013-08-08 | Option - Right to Buy | $18.04 | M | 12000 | Disposed | 2017-06-22 | Common Stock (12000) | Direct |
| 2013-08-08 | Option - Right to Buy | $21.61 | M | 9000 | Disposed | 2018-07-26 | Common Stock (9000) | Direct |
| 2013-08-08 | Option - Right to Buy | $9.81 | M | 5000 | Disposed | 2019-06-30 | Common Stock (5000) | Direct |
Footnotes
F1: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.
F2: The option vested as to 5,000 shares on each of October 29, 2009, October 29, 2010, October 29, 2011 and October 29, 2012.
F3: The option vested as to 2,500 shares on each of June 29, 2010, June 29, 2011, June 29, 2012 and June 29, 2013.
F4: The option vested or will vest as to 3,000 shares on each of June 23, 2011, June 23, 2012, June 23, 2013 and June 23, 2014.
F5: The option vested or will vest as to 4,500 shares on each of July 27, 2012, July 27, 2013, July 27, 2014 and July 27, 2015.
F6: The option vested or will vest as to 5,000 shares on each of July 1, 2013, July 1, 2014, July 1, 2015 and July 1, 2016.