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DUCOMMUN INC /DE/ — Director's Dealing 2013
Sep 18, 2013
31979_dirs_2013-09-18_474982cc-a6de-486a-940a-96fcb4c0c125.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: DUCOMMUN INC /DE/ (DCO)
CIK: 0000030305
Period of Report: 2013-09-09
Reporting Person: Andrus Kathryn M (VP, Internal Audit)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-09 | Common Stock | M | 2000 | $25.82 | Acquired | 3500 | Direct |
| 2013-09-09 | Common Stock | M | 2000 | $24.34 | Acquired | 5500 | Direct |
| 2013-09-09 | Common Stock | M | 2000 | $18.23 | Acquired | 7500 | Direct |
| 2013-09-09 | Common Stock | M | 1500 | $18.04 | Acquired | 9000 | Direct |
| 2013-09-09 | Common Stock | M | 1750 | $21.61 | Acquired | 10750 | Direct |
| 2013-09-09 | Common Stock | S | 9250 | $26.8933 | Disposed | 1500 | Direct |
| 2013-09-12 | Common Stock | M | 1000 | $9.81 | Acquired | 2500 | Direct |
| 2013-09-12 | Common Stock | S | 1000 | $28.6009 | Disposed | 1500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-09 | Option - Right to Buy | $25.82 | M | 2000 | Disposed | 2014-06-25 | Common Stock (2000) | Direct |
| 2013-09-09 | Option - Right to Buy | $24.34 | M | 2000 | Disposed | 2015-06-17 | Common Stock (2000) | Direct |
| 2013-09-09 | Option - Right to Buy | $18.23 | M | 2000 | Disposed | 2016-06-28 | Common Stock (2000) | Direct |
| 2013-09-09 | Option - Right to Buy | $18.04 | M | 1500 | Disposed | 2017-06-22 | Common Stock (1500) | Direct |
| 2013-09-09 | Option - Right to Buy | $21.61 | M | 1750 | Disposed | 2018-07-26 | Common Stock (1750) | Direct |
| 2013-09-12 | Option - Right to Buy | $9.81 | M | 1000 | Disposed | 2019-06-30 | Common Stock (1000) | Direct |
Footnotes
F1: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.
F2: The option vested as to 500 shares on each of June 26, 2008, June 26, 2009, June 26, 2010 and June 26, 2011.
F3: The option vested as to 500 shares on each of June 18, 2009, June 18, 2010, June 18, 2011 and June 18, 2012.
F4: The option vested as to 500 shares on each of June 29, 2010, June 29, 2011, June 29, 2012 and June 29, 2013.
F5: The option vested or will vest as to 500 shares on each of June 23, 2011, June 23, 2012, June 23, 2013 and June 23, 2014.
F6: The option vested or will vest as to 875 shares on each of July 27, 2012, July 27, 2013, July 27, 2014 and July 27, 2015.
F7: The option vested or will vest as to 1,000 shares on each of July 1, 2013, July 1, 2014, July 1, 2015 and July 1, 2016.