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DSS, INC. Director's Dealing 2020

Mar 5, 2020

35136_dirs_2020-03-05_00461b45-0e39-4258-8ea6-9a399646704a.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: DOCUMENT SECURITY SYSTEMS INC (DSS)
CIK: 0000771999
Period of Report: 2020-02-24

Reporting Person: Chan Heng Fai Ambrose (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-24 Common Stock A 11111112 $0.18 Acquired 13538711 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6446428 Indirect
Common Stock 1786531 Indirect
Common Stock 500000 Indirect
Common Stock 683000 Indirect

Footnotes

F1: The original Form 4 filed on February 27, 2020 is amended by this Form 4 amendment to correctly reflect the reporting person's ownership of Common Stock. No other changes have been made to the original Form 4.

F2: On February 24, 2020, the Reporting Persons purchased from the Issuer 11,111,112 shares of the Issuer's Common Stock, in an underwritten public offering, in consideration for $2,000,000.

F3: Held by LiquidValue Development Pte Ltd., of which Reporting Person is the owner. The Reporting Person has dispositive control over these securities.

F4: Held by Heng Fai Holdings Limited, of which Reporting Person is the owner. The Reporting Person has dispositive control over these securities.

F5: Held by BMI Capital Partners International Limited, of which the Reporting Person is an owner and director. The Reporting Person has dispositive control over these securities.

F6: Held by Hengfai Business Development Pte Ltd, of which Reporting Person is the Chief Executive Officer and Owner. The Reporting Person has dispositive control over these securities