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DSS, INC. Director's Dealing 2018

Mar 30, 2018

35136_dirs_2018-03-30_a91d483d-acdb-4c35-afa9-db05753352ef.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DOCUMENT SECURITY SYSTEMS INC (DSS)
CIK: 0000771999
Period of Report: 2018-03-30

Reporting Person: SANDERS JOSEPH L. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-30 Common Stock P 400000 $0.75 Acquired 650033 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-30 Warrants $1 P 80000 Acquired 2023-03-30 Common Stock (80000) Direct

Footnotes

F1: Shares of common stock and warrants issued on March 30, 2018 Pursuant to a Securities Purchase Agreement executed on August 30, 2017. The Reporting Person completed the Purchase of the contracted for shares and warrants on March 30, 2018.

F2: The price of the warrants is included in the price of the shares reported on Table I.