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DSS, INC. — Director's Dealing 2018
Mar 30, 2018
35136_dirs_2018-03-30_a91d483d-acdb-4c35-afa9-db05753352ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOCUMENT SECURITY SYSTEMS INC (DSS)
CIK: 0000771999
Period of Report: 2018-03-30
Reporting Person: SANDERS JOSEPH L. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-30 | Common Stock | P | 400000 | $0.75 | Acquired | 650033 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-30 | Warrants | $1 | P | 80000 | Acquired | 2023-03-30 | Common Stock (80000) | Direct |
Footnotes
F1: Shares of common stock and warrants issued on March 30, 2018 Pursuant to a Securities Purchase Agreement executed on August 30, 2017. The Reporting Person completed the Purchase of the contracted for shares and warrants on March 30, 2018.
F2: The price of the warrants is included in the price of the shares reported on Table I.
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