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DSS, INC. — Director's Dealing 2013
Sep 16, 2013
35136_dirs_2013-09-16_259b66af-3991-4189-b7d9-a503da6405b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOCUMENT SECURITY SYSTEMS INC (DSS)
CIK: 0000771999
Period of Report: 2013-09-12
Reporting Person: Ronaldi Jeffrey (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-12 | Common Stock | P | 7633 | $1.28 | Acquired | 82341 | Direct |
| 2013-09-13 | Common Stock | P | 7684 | $1.28 | Acquired | 90025 | Direct |
Footnotes
F1: Of the shares of common stock reported, 19,580 shares are held in escrow by American Stock Transfer & Trust Company, LLC. These shares will be released to the Reporting Person if and when the closing price per share of the Issuer's common stock exceeds $5.00 per share (as adjusted for stock splits, stock dividends and similar events) for 40 trading days within a continuous 90 day trading period following July 1, 2013. If prior to July 1, 2014, such threshold is not achieved, these shares will be canceled and extinguished.