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DSS, INC. — Director's Dealing 2011
Feb 24, 2011
35136_dirs_2011-02-24_c9f58463-3d20-45fd-97b5-19955049c5ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOCUMENT SECURITY SYSTEMS INC (DMC)
CIK: 0000771999
Period of Report: 2011-02-22
Reporting Person: WICKER DAVID MICHAEL (Director, VP, Research and Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-22 | Common Stock | J | 39999 | — | Disposed | 124834 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-06-05 | Options | $5.68 | A | 20000 | Acquired | 2013-06-05 | Common Stock (20000) | Direct |
| 2009-02-12 | Options | $4 | A | 50000 | Acquired | 2014-02-11 | Common Stock (50000) | Direct |
Footnotes
F1: Transaction code J: 39,999 shares common stock transferred pursuant to a contractual requirement.
F2: Options vest pro ratably in three equal annual installments on June 5th, 2009, 2010 and 2011.
F3: Options vest pro ratably in three equal installments on February 12, 2010, 2011, 2012.
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