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DROPBOX, INC. — Director's Dealing 2021
Mar 12, 2021
30716_dirs_2021-03-11_308dcb0e-fd29-4ffa-89f6-bb4f7c5d27c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DROPBOX, INC. (DBX)
CIK: 0001467623
Period of Report: 2021-03-09
Reporting Person: Houston Andrew (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-09 | Class A Common Stock | C | 190000.00 | $0.00 | Acquired | 690000.00 | Indirect |
| 2021-03-09 | Class A Common Stock | G | 190000.00 | $0.00 | Disposed | 500000.00 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-09 | Class B Common Stock | $ | C | 190000.00 | Disposed | Class A Common Stock (190000.00) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 10333333.00 | Direct |
| Class A Common Stock | 716728.00 | Indirect |
Footnotes
F1: 190,000 shares of Class B Common Stock were converted into 190,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
F2: Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which the Reporting Person serves as trustee.
F3: The Shares are held by the Houston Remainder Trust u/a/d 12/30/2010, for which the Reporting Person serves as trustee.
F4: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.