AI assistant
DROPBOX, INC. — Director's Dealing 2019
Feb 21, 2019
30716_dirs_2019-02-20_815fdde4-5313-4d21-b784-9758de5e8a0c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DROPBOX, INC. (DBX)
CIK: 0001467623
Period of Report: 2019-02-15
Reporting Person: Rangan Yamini (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-15 | Class A Common Stock | F | 4128.00 | $25.78 | Disposed | 162484.00 | Direct |
| 2019-02-15 | Class A Common Stock | C | 6672.00 | $0.00 | Acquired | 169156.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-15 | Class B Common Stock | $ | C | 6672.00 | Disposed | Class A Common Stock (6672.00) | Direct | |
| 2019-02-15 | Class B Common Stock | $ | F | 3744.00 | Disposed | Class A Common Stock (3744.00) | Direct |
Footnotes
F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.
F2: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through August 15, 2022. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.
F3: 6,672 shares of Class B Common Stock were converted into 6,672 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
F4: These securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class B Common Stock, subject to the applicable vesting schedule through November 15, 2019. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.
F5: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.