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DROPBOX, INC. — Director's Dealing 2019
Nov 22, 2019
30716_dirs_2019-11-22_0bf5faa2-4e82-4631-8ce7-ac4b057625b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DROPBOX, INC. (DBX)
CIK: 0001467623
Period of Report: 2019-11-20
Reporting Person: Ferdowsi Arash (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-20 | Class A Common Stock | C | 50000.00 | $0.00 | Acquired | 450000.00 | Indirect |
| 2019-11-20 | Class A Common Stock | G | 50000.00 | $0.00 | Disposed | 400000.00 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-20 | Class B Common Stock | $ | C | 50000.00 | Disposed | Class A Common Stock (50000.00) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 4400000.00 | Direct |
Footnotes
F1: 50,000 shares of Class B Common Stock were converted into 50,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
F2: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee.
F3: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
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