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DROPBOX, INC. — Director's Dealing 2018
Mar 23, 2018
30716_dirs_2018-03-22_f2a5440d-ce98-4bab-8829-1221ce565e14.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DROPBOX, INC. (DBX)
CIK: 0001467623
Period of Report: 2018-03-22
Reporting Person: Ferdowsi Arash (Director, Co-Founder, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 4400000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (31369916) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (2900802) | Indirect |
Footnotes
F1: These securities are restricted stock awards of Class A Common Stock.The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions.
F2: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
F3: Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which Reporting Person serves as trustee.
F4: Shares held by the Arash Ferdowsi Remainder Trust u/a/d 3/21/2011, for which Reporting Person serves as trustee.