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DROPBOX, INC. — Director's Dealing 2018
Nov 1, 2018
30716_dirs_2018-11-01_4ee5f3d3-92f7-449c-a4eb-e2e8841fa414.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DROPBOX, INC. (DBX)
CIK: 0001467623
Period of Report: 2018-10-30
Reporting Person: Houston Andrew (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-30 | Class A Common Stock | C | 739820.00 | $0.00 | Acquired | 764328.00 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-30 | Class B Common Stock | $ | C | 739820.00 | Disposed | Class A Common Stock (739820.00) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 10333333.00 | Direct |
Footnotes
F1: 739,820 shares of Class B Common Stock were converted into 739,820 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
F2: Shares held by the Houston Remainder Trust u/a/d 12/30/2010, for which reporting person serves as trustee.
F3: These securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions.