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DROPBOX, INC. — Director's Dealing 2018
Nov 27, 2018
30716_dirs_2018-11-26_6b7aa99f-faa1-4221-b084-e5327a3ce0f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DROPBOX, INC. (DBX)
CIK: 0001467623
Period of Report: 2018-11-21
Reporting Person: Volkmer Bart (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-21 | Class A Common Stock | C | 3848.00 | $0.00 | Acquired | 205576.00 | Direct |
| 2018-11-21 | Class A Common Stock | S | 4303.00 | $21.8201 | Disposed | 201273.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-21 | Class B Common Stock | $ | C | 3848.00 | Disposed | Class A Common Stock (3848.00) | Direct |
Footnotes
F1: 3,848 shares of Class B Common Stock were converted into 3,848 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
F2: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer.
F3: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F4: This transaction was executed in multiple trades at prices ranging from $21.30 to $22.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class B Common Stock, subject to the applicable vesting schedule through August 15, 2019. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer.