Drilling Tools International Corp — Director's Dealing 2021

Dec 2, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ROC Energy Acquisition Corp. (ROCAU)
CIK: 0001884516
Period of Report: 2021-12-01

Reporting Person: ROC Energy Holdings, LLC (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5175000	Direct

Footnotes

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-260891) under the heading "Description of Securities."

F2: These shares represent the common stock held by ROC Energy Holdings, LLC (the "Sponsor"), acquired pursuant to a subscription agreement by and between the Sponsor and the registrant. The common stock owned by the Sponsor includes up to 675,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the registrant's securities do not exercise their over-allotment option in full as described in the registrant's registration statement. FP SPAC 2, LLC is the general partner of the Sponsor, of which Joseph Drysdale, Jeff Brownlow and Matt Mathison, each of who are managing members. Each of our officers, directors and strategic advisors is a member of ROC Energy Holdings, LLC. Each such individual disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he or she may have therein, directly or indirectly.