Doximity, Inc. — Director's Dealing 2021

Jun 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Doximity, Inc. (DOCS)
CIK: 0001516513
Period of Report: 2021-06-28

Reporting Person: Stavropoulos Andreas (10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-28	Series C Preferred Stock	$	C	4667276	Disposed		Class B Common Stock (4667276.0)	Indirect
2021-06-28	Series C Preferred Stock	$	C	518586	Disposed		Class B Common Stock (518586.0)	Indirect
2021-06-28	Class B Common Stock	$	C	4667276	Acquired		Class A Common Stock (4667276.0)	Indirect
2021-06-28	Class B Common Stock	$	C	518586	Acquired		Class A Common Stock (518586.0)	Indirect

Footnotes

F1: Each share of Series C Preferred Stock automatically converted into one share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering ("IPO"). The shares of Series C Preferred Stock have no expiration date.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

F3: These shares are directly held by Threshold Ventures I, L.P. ("Threshold I"). Threshold Ventures I General Partner, LLC ("Threshold I GP") is the general partner of Threshold I and may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I. Threshold I GP may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I GP. The Reporting Person is a managing member of Threshold I GP, and as such may be deemed to have shared voting, investment and dispositive power over such shares. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). The Reporting Person is a voting member of Threshold I Partners, and as such may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.