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DOWNER EDI LIMITED — Major Shareholding Notification 2015
Feb 15, 2015
64784_rns_2015-02-15_16cc3b77-dcbf-4836-8634-02fed51865d5.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder
DOW
To: Company The Secretary Name/Scheme Downer EDI Limited Level 2, 39 Dehli Road North Ryde NSW 2113 PH: (02) 9468 9700 Fax: (02) 9813 8915 ACN 003 872 848
1. Details of substantial holder
Name National Australia Bank Limited (ACN 004 044 937) and its associated entities listed in Annexure A ACN (if applicable) The holder ceased to be a 11/02/2015 substantial holder on The previous notice was 14/01/2015 given to the company on The previous notice was 09/01/2015 dated (d/m/y)
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate, in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change |
Consideration given in relation **to change ** |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| Fully paid ordinary shares |
|||||
| 12/01/2015 | NabInvest Managed Investments Limited |
Sale | $1,643.26 | 367 | 367 |
| 16/01/2015 | MLC Investments Limited |
Purchase | $33,843.43 | 7,771 | 7,771 |
| 20/01/2015 | MLC Investments Limited |
Purchase | $849,241.44 | 200,354 | 200,354 |
| 23/01/2015 | MLC Investments Limited |
Purchase | $22,508.93 | 5,232 | 5,232 |
| 4/02/2015 | MLC Investments Limited |
Purchase | $8,086.67 | 1,810 | 1,810 |
| 5/02/2015 | MLC Investments Limited |
Purchase | $2,159.87 | 500 | 500 |
| 15/01/2015 | MLC Investments Limited |
Sale | $10,162.24 | 2,220 | 2,220 |
| 23/01/2015 | MLC Investments Limited |
Sale | $34,829.41 | 8,300 | 8,300 |
| 27/01/2015 | MLC Investments Limited |
Sale | $21,107.60 | 5,005 | 5,005 |
| 2/02/2015 | MLC Investments Limited |
Sale | $1,031,943.22 | 245,000 | 245,000 |
| 3/02/2015 | MLC Investments Limited |
Sale | $13,161.01 | 3,132 | 3,132 |
| 10/02/2015 | MLC Investments Limited |
Sale | $2,120,952.61 | 495,000 | 495,000 |
| 11/02/2015 | MLC Investments Limited |
Sale | $13,355.58 | 3,136 | 3,136 |
|---|---|---|---|---|---|
| 11/02/2015 | MLC Investments Limited |
Sale | $1,883,126.68 | 447,000 | 447,000 |
| 23/01/2015 | MLC Wealth Management Limited |
Sale | $30,700.24 | 7,316 | 7,316 |
| 27/01/2015 | MLC Wealth Management Limited |
Sale | $18,606.75 | 4,412 | 4,412 |
| 5/02/2015 | Antares Capital Partners Limited |
Sale | $944,960.62 | 220,000 | 220,000 |
| 30/01/2015 | MLC Limited | Purchase | $16.98 | 4 | 4 |
| 10/02/2015 | MLC Limited | Purchase | $67.44 | 16 | 16 |
| 10/02/2015 | MLC Limited | Sale | $154.26 | 36 | 36 |
| 30/01/2015 | MLC Wealth Management Limited |
Purchase | $25,020.50 | 5,882 | 5,882 |
| 26/01/2015 | MLC Wealth Management Limited |
Sale | $1,683.05 | 405 | 405 |
| 12/01/2015 to 11/02/2015 |
National Australia Bank Limited |
Securities Lending |
No consideration directly referable to the securities provided by NAB |
Refer to Appendix 1 Table |
Refer to Appendix 1 Table |
| 16/01/2015 | National Australia Bank Limited |
Stock return - refer Appendix 2 |
No consideration directly referable to the securities provided by NAB |
87,573 | 87,573 |
| 20/01/2015 | National Australia Bank Limited |
Stock return - refer Appendix 2 |
No consideration directly referable to the securities provided by NAB |
20,088 | 20,088 |
| 27/01/2015 | National Australia Bank Limited |
Stock return - refer Appendix 2 |
No consideration directly referable to the securities provided by NAB |
5,594 | 5,594 |
3.Changes in association
The following persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
in the company or scheme are as follows: |
|
|---|---|
| Name andACN(ifapplicable) | Nature ofassociation |
| No change |
4. Addresses
| The addresses ofpersonsnamedinthisformare asfollows: | The addresses ofpersonsnamedinthisformare asfollows: |
|---|---|
| Address | |
| National Australia Bank Limited | Level 1 800 Bourke Street DOCKLANDSVIC 3008 |
| MLC Wealth Management Limited | Ground Floor 105-153 Miller Street NORTHSYDNEY NSW 2060 |
| MLC Investments Limited | Ground Floor 105-153 Miller Street NORTHSYDNEY NSW 2060 |
| MLC Limited | Ground Floor 105-153 Miller Street NORTHSYDNEY NSW 2060 |
| NabInvest Managed Investments Limited | Ground Floor 105-153 Miller Street NORTHSYDNEY NSW 2060 |
| Antares Capital Partners Limited | Ground Floor 105-153 Miller Street NORTHSYDNEY NSW 2060 |
Signature
| Signature | ||
|---|---|---|
| Name | Louise Thomson | Capacity Company Secretary for and on behalf of National Australia Bank Limited |
| Signature | Date 16/02/2015 |
| Appendix 1 - DOW |
Appendix 1 - DOW |
Appendix 1 - DOW |
|---|---|---|
| Type of agreement and parties to agreement |
(i) UNISUPER LIMITED (ii) TELSTRA SUPER PTY LTD (iv) MOTOR TRADES ASSOCIATION OF AUSTRALIA SUPERANNUATION FUND PTY LIMITED (v) CARE SUPER PTY LTD (vi) QIC LIMITED (vii) VICSUPER PTY LTD National Australia Bank Limited and Securities Borrowing Agreement (SBA) clients |
( a ) DEUTSCHE SECURITIES AUSTRALIA LIMITED ( b ) UBS SECURITIES AUSTRALIA LTD ( c ) MACQUARIE BANK LTD ( e ) JP MORGAN SECURITIES AUSTRALIA LIMITED ( g ) INSTINET AUSTRALIA PTY LTD National Australia Bank Limited and AMSLA Counterparties |
| Transfer dates | 12/1/2015 to 11/2/2015 Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions. |
Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions. 12/1/2015 to 11/2/2015 |
| Holder of voting rights | Registered owner | Registered owner |
| Are there any restrictions on voting |
The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender. |
The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender. |
| Scheduled date of return (if any) |
On demand | On demand |
| Does the borrower have the right to return early? |
Yes - at notice | Yes - at notice |
| Does the lender have the right to recall early? |
Yes - at notice | Yes - at notice |
| Will the securities be returned on settlement? |
Yes, or equivalent protection under Securities Borrowing Agreement. | Yes, or equivalent protection under AMSLA. |
| National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company,responsible entityor ASIC. |
Appendix 1- DOW
| Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
|---|---|---|---|---|---|
| 12/01/2015 | Return Security | -15000 | ORD | (a) | |
| 12/01/2015 | Return Security | -47870 | ORD | (b) | |
| 12/01/2015 | Return Security | -35660 | ORD | (b) | |
| 12/01/2015 | Return Security | -47328 | ORD | (b) | |
| 13/01/2015 | Return Security | -15400 | ORD | (a) | |
| 13/01/2015 | Return Security | -202130 | ORD | (b) | |
| 13/01/2015 | Return Security | -96695 | ORD | (b) | |
| 13/01/2015 | Return Security | -5000 | ORD | (b) | |
| 14/01/2015 | Return Security | -1300 | ORD | (a) | |
| 14/01/2015 | Settle Sec Loan | 70000 | ORD | (a) | |
| 14/01/2015 | Return Security | -103305 | ORD | (b) | |
| 14/01/2015 | Return Security | -86708 | ORD | (b) | |
| 15/01/2015 | Return Security | -42800 | ORD | (a) | |
| 15/01/2015 | Settle Sec Loan | 100000 | ORD | (a) | |
| 15/01/2015 | Return Security | -113292 | ORD | (b) | |
| 15/01/2015 | Return Security | -50917 | ORD | (b) | |
| 15/01/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 15/01/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 16/01/2015 | Return Security | -8000 | ORD | (a) | |
| 16/01/2015 | Settle Sec Loan | 100000 | ORD | (a) | |
| 16/01/2015 | Return Security | -149083 | ORD | (b) | |
| 16/01/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 19/01/2015 | Return Security | -67522 | ORD | (b) | |
| 19/01/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 20/01/2015 | Return Security | -5000 | ORD | (a) | |
| 20/01/2015 | Return Security | -100000 | ORD | (b) | |
| 20/01/2015 | Return Security | -32478 | ORD | (b) | |
| 20/01/2015 | Return Security | -36250 | ORD | (b) | |
| 20/01/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 21/01/2015 | Return Security | -29700 | ORD | (a) | |
| 21/01/2015 | Settle Sec Loan | 100000 | ORD | (a) | |
| 21/01/2015 | Return Security | -63750 | ORD | (b) | |
| 21/01/2015 | Return Security | -24085 | ORD | (b) | |
| 21/01/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 22/01/2015 | Return Security | -101800 | ORD | (a) | |
| 22/01/2015 | Settle Sec Loan | 100000 | ORD | (a) | |
| 22/01/2015 | Return Security | -75915 | ORD | (b) | |
| 22/01/2015 | Return Security | -18936 | ORD | (b) | |
| 22/01/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 22/01/2015 | Settle Sec Loan | 60000 | ORD | (b) | |
| 23/01/2015 | Return Security | -32700 | ORD | (a) | |
| 23/01/2015 | Settle Sec Loan | 100000 | ORD | (a) | |
| 23/01/2015 | Settle Sec Loan | 250000 | ORD | (a) | |
| 23/01/2015 | Return Security | -81064 | ORD | (b) | |
| 23/01/2015 | Return Security | -51828 | ORD | (b) | |
| 23/01/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 23/01/2015 | Settle Sec Loan | 50000 | ORD | (b) |
| 23/01/2015 | Collateral Return Security | Collateral Return Security | -450000 | ORD | (e) |
|---|---|---|---|---|---|
| 27/01/2015 | Return Security | -30300 | ORD | (a) | |
| 27/01/2015 | Return Security | -100000 | ORD | (a) | |
| 27/01/2015 | Settle Sec Loan | 100000 | ORD | (a) | |
| 27/01/2015 | Settle Sec Loan | 136000 | ORD | (a) | |
| 27/01/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 27/01/2015 | Settle Sec Loan | 3600 | ORD | (b) | |
| 27/01/2015 | Settle Sec Loan | 165000 | ORD | (b) | |
| 28/01/2015 | Settle Sec Loan | 224000 | ORD | (a) | |
| 28/01/2015 | Return Security | -11740 | ORD | (b) | |
| 28/01/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 28/01/2015 | Settle Sec Loan | 10000 | ORD | (b) | |
| 28/01/2015 | Settle Sec Loan | 300000 | ORD | (b) | |
| 29/01/2015 | Return Security | -57900 | ORD | (a) | |
| 29/01/2015 | Settle Sec Loan | 20000 | ORD | ( g ) | |
| 29/01/2015 | Return Security | -12509 | ORD | (b) | |
| 29/01/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 29/01/2015 | Settle Sec Loan | 4000 | ORD | (b) | |
| 29/01/2015 | Settle Sec Loan | 10000 | ORD | (b) | |
| 29/01/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 30/01/2015 | Return Security | -21000 | ORD | (a) | |
| 30/01/2015 | Return Security | -45400 | ORD | (a) | |
| 30/01/2015 | Return Security | -28400 | ORD | (a) | |
| 30/01/2015 | Return Security | -47900 | ORD | (a) | |
| 30/01/2015 | Return Security | -20000 | ORD | ( g ) | |
| 30/01/2015 | Return Security | -5760 | ORD | (b) | |
| 30/01/2015 | Settle Sec Loan | 33000 | ORD | (b) | |
| 30/01/2015 | Settle Sec Loan | 330000 | ORD | (b) | |
| 2/02/2015 | Return Security | -58900 | ORD | (a) | |
| 2/02/2015 | Return Security | -18163 | ORD | (b) | |
| 2/02/2015 | Return Security | -67980 | ORD | (b) | |
| 2/02/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 2/02/2015 | Settle Sec Loan | 10000 | ORD | (b) | |
| 3/02/2015 | Return Security | -52800 | ORD | (a) | |
| 3/02/2015 | Return Security | -32020 | ORD | (b) | |
| 3/02/2015 | Return Security | -50327 | ORD | (b) | |
| 3/02/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 3/02/2015 | Settle Sec Loan | 10000 | ORD | (b) | |
| 4/02/2015 | Return Security | -84100 | ORD | (a) | |
| 4/02/2015 | Return Security | -27727 | ORD | (b) | |
| 4/02/2015 | Return Security | -9673 | ORD | (b) | |
| 4/02/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 4/02/2015 | Settle Sec Loan | 3600 | ORD | (b) | |
| 5/02/2015 | Settle Sec Loan | 91000 | ORD | (a) | |
| 5/02/2015 | Settle Sec Loan | 20000 | ORD | (a) | |
| 5/02/2015 | Return Security | -40000 | ORD | (e) | |
| 5/02/2015 | Return Security | -72273 | ORD | (b) | |
| 5/02/2015 | Return Security | -100000 | ORD | (b) | |
| 5/02/2015 | Return Security | -100000 | ORD | (b) | |
| 5/02/2015 | Return Security | -3600 | ORD | (b) |
| 5/02/2015 | Return Security | -100000 | ORD | (b) | |
|---|---|---|---|---|---|
| 5/02/2015 | Return Security | -10000 | ORD | (b) | |
| 5/02/2015 | Return Security | -100000 | ORD | (b) | |
| 5/02/2015 | Return Security | -4000 | ORD | (b) | |
| 5/02/2015 | Return Security | -10000 | ORD | (b) | |
| 5/02/2015 | Return Security | -165000 | ORD | (b) | |
| 5/02/2015 | Return Security | -100000 | ORD | (b) | |
| 5/02/2015 | Return Security | -300000 | ORD | (b) | |
| 5/02/2015 | Return Security | -33000 | ORD | (b) | |
| 5/02/2015 | Return Security | -10000 | ORD | (b) | |
| 5/02/2015 | Return Security | -100000 | ORD | (b) | |
| 5/02/2015 | Return Security | -10000 | ORD | (b) | |
| 5/02/2015 | Return Security | -330000 | ORD | (b) | |
| 5/02/2015 | Return Security | -100000 | ORD | (b) | |
| 5/02/2015 | Return Security | -3600 | ORD | (b) | |
| 5/02/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 5/02/2015 | Settle Sec Loan | 3600 | ORD | (b) | |
| 5/02/2015 | Settle Sec Loan | 45000 | ORD | (b) | |
| 5/02/2015 | Return Security | -50000 | ORD | (b) | |
| 5/02/2015 | Return Security | -100000 | ORD | (b) | |
| 5/02/2015 | Settle Sec Loan | 40000 | ORD | (b) | |
| 6/02/2015 | Return Security | -292100 | ORD | (a) | |
| 6/02/2015 | Return Security | -70200 | ORD | (a) | |
| 6/02/2015 | Settle Sec Loan | 57000 | ORD | (a) | |
| 6/02/2015 | Return Security | -100000 | ORD | (b) | |
| 6/02/2015 | Return Security | -3600 | ORD | (b) | |
| 6/02/2015 | Return Security | -45000 | ORD | (b) | |
| 6/02/2015 | Return Security | -40000 | ORD | (b) | |
| 9/02/2015 | Settle Sec Loan | 183000 | ORD | (a) | |
| 9/02/2015 | PendingLoan | 100000 | ORD | (b) | |
| 9/02/2015 | PendingLoan | 35000 | ORD | (b) | |
| 9/02/2015 | PendingLoan | 5000 | ORD | (b) | |
| 10/02/2015 | Return Security | -60500 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 60500 | ORD | (a) | |
| 10/02/2015 | Return Security | -85800 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 85800 | ORD | (a) | |
| 10/02/2015 | Return Security | -17900 | ORD | (a) | |
| 10/02/2015 | Return Security | -74600 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 74600 | ORD | (a) | |
| 10/02/2015 | Return Security | -50000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 50000 | ORD | (a) | |
| 10/02/2015 | Return Security | -64000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 64000 | ORD | (a) | |
| 10/02/2015 | Return Security | -50000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 50000 | ORD | (a) | |
| 10/02/2015 | Return Security | -45000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 45000 | ORD | (a) | |
| 10/02/2015 | Return Security | -57200 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 57200 | ORD | (a) | |
| 10/02/2015 | Return Security | -95000 | ORD | (a) |
| 10/02/2015 | Unsett Sec Rtn | 95000 | ORD | (a) | |
|---|---|---|---|---|---|
| 10/02/2015 | Return Security | -50000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 50000 | ORD | (a) | |
| 10/02/2015 | Return Security | -9400 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 9400 | ORD | (a) | |
| 10/02/2015 | Return Security | -9400 | ORD | (a) | |
| 10/02/2015 | Return Security | -69700 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 69700 | ORD | (a) | |
| 10/02/2015 | Return Security | -70000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 70000 | ORD | (a) | |
| 10/02/2015 | Return Security | -100000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 100000 | ORD | (a) | |
| 10/02/2015 | Return Security | -100000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 100000 | ORD | (a) | |
| 10/02/2015 | Return Security | -100000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 100000 | ORD | (a) | |
| 10/02/2015 | Return Security | -100000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 100000 | ORD | (a) | |
| 10/02/2015 | Return Security | -179800 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 179800 | ORD | (a) | |
| 10/02/2015 | Return Security | -136000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 136000 | ORD | (a) | |
| 10/02/2015 | Return Security | -139900 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 139900 | ORD | (a) | |
| 10/02/2015 | Return Security | -91000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 91000 | ORD | (a) | |
| 10/02/2015 | Settle Sec Loan | 400000 | ORD | (a) | |
| 10/02/2015 | Settle Sec Loan | 100000 | ORD | (a) | |
| 10/02/2015 | Settle Sec Loan | 100000 | ORD | (a) | |
| 10/02/2015 | Return Security | -57000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 57000 | ORD | (a) | |
| 10/02/2015 | Return Security | -183000 | ORD | (a) | |
| 10/02/2015 | Unsett Sec Rtn | 183000 | ORD | (a) | |
| 10/02/2015 | Return Security | -20000 | ORD | (a) | |
| 10/02/2015 | PendingLoan | 3600 | ORD | (b) | |
| 11/02/2015 | Return Security | -60500 | ORD | (a) | |
| 11/02/2015 | Return Security | -85800 | ORD | (a) | |
| 11/02/2015 | Return Security | -74600 | ORD | (a) | |
| 11/02/2015 | Return Security | -50000 | ORD | (a) | |
| 11/02/2015 | Return Security | -64000 | ORD | (a) | |
| 11/02/2015 | Return Security | -50000 | ORD | (a) | |
| 11/02/2015 | Return Security | -45000 | ORD | (a) | |
| 11/02/2015 | Return Security | -57200 | ORD | (a) | |
| 11/02/2015 | Return Security | -95000 | ORD | (a) | |
| 11/02/2015 | Return Security | -50000 | ORD | (a) | |
| 11/02/2015 | Return Security | -69700 | ORD | (a) | |
| 11/02/2015 | Return Security | -70000 | ORD | (a) | |
| 11/02/2015 | Return Security | -100000 | ORD | (a) | |
| 11/02/2015 | Return Security | -100000 | ORD | (a) | |
| 11/02/2015 | Return Security | -100000 | ORD | (a) |
| 11/02/2015 | Return Security | -100000 | ORD | (a) | |
|---|---|---|---|---|---|
| 11/02/2015 | Return Security | -179800 | ORD | (a) | |
| 11/02/2015 | Return Security | -136000 | ORD | (a) | |
| 11/02/2015 | Return Security | -139900 | ORD | (a) | |
| 11/02/2015 | Return Security | -91000 | ORD | (a) | |
| 11/02/2015 | Return Security | -400000 | ORD | (a) | |
| 11/02/2015 | Return Security | -100000 | ORD | (a) | |
| 11/02/2015 | Return Security | -100000 | ORD | (a) | |
| 11/02/2015 | Return Security | -57000 | ORD | (a) | |
| 11/02/2015 | Return Security | -183000 | ORD | (a) | |
| 11/02/2015 | Settle Sec Loan | 763000 | ORD | (a) | |
| 11/02/2015 | Settle Sec Loan | 100000 | ORD | (b) | |
| 11/02/2015 | Collateral Settle Sec Loan | 2000000 | ORD | (c) | |
| 11/02/2015 | Collateral Return Security | -295000 | ORD | (c) |
Appendix 1- DOW
| Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
|---|---|---|---|---|---|
| 12/01/2015 | Return Security | -10200 | ORD | (vii) | |
| 12/01/2015 | Return Security | -4800 | ORD | (ii) | |
| 12/01/2015 | Return Security | -47870 | ORD | (vii) | |
| 12/01/2015 | Return Security | -35660 | ORD | (i) | |
| 12/01/2015 | Return Security | -47328 | ORD | (i) | |
| 13/01/2015 | Return Security | -15400 | ORD | (ii) | |
| 13/01/2015 | Return Security | -147612 | ORD | (vii) | |
| 13/01/2015 | Return Security | -54518 | ORD | (ii) | |
| 13/01/2015 | Return Security | -96695 | ORD | (i) | |
| 13/01/2015 | Return Security | -5000 | ORD | (i) | |
| 14/01/2015 | Return Security | -1300 | ORD | (ii) | |
| 14/01/2015 | Settle Sec Loan | 70000 | ORD | (i) | |
| 14/01/2015 | Return Security | -103305 | ORD | (i) | |
| 14/01/2015 | Return Security | -86708 | ORD | (i) | |
| 15/01/2015 | Return Security | -42800 | ORD | (i) | |
| 15/01/2015 | Settle Sec Loan | 82988 | ORD | (i) | |
| 15/01/2015 | Settle Sec Loan | 4800 | ORD | (ii) | |
| 15/01/2015 | Settle Sec Loan | 12212 | ORD | (vii) | |
| 15/01/2015 | Return Security | -113292 | ORD | (i) | |
| 15/01/2015 | Return Security | -50917 | ORD | (i) | |
| 15/01/2015 | Settle Sec Loan | 53582 | ORD | (i) | |
| 15/01/2015 | Settle Sec Loan | 46418 | ORD | (v) | |
| 15/01/2015 | Settle Sec Loan | 22346 | ORD | (v) | |
| 15/01/2015 | Settle Sec Loan | 77654 | ORD | (vii) | |
| 16/01/2015 | Return Security | -8000 | ORD | (i) | |
| 16/01/2015 | Settle Sec Loan | 100000 | ORD | (vii) | |
| 16/01/2015 | Return Security | -149083 | ORD | (i) | |
| 16/01/2015 | Settle Sec Loan | 100000 | ORD | (vii) | |
| 19/01/2015 | Return Security | -21104 | ORD | (i) | |
| 19/01/2015 | Return Security | -46418 | ORD | (v) | |
| 19/01/2015 | Settle Sec Loan | 31695 | ORD | (i) | |
| 19/01/2015 | Settle Sec Loan | 57957 | ORD | (vii) | |
| 19/01/2015 | Settle Sec Loan | 10348 | ORD | (ii) | |
| 20/01/2015 | Return Security | -5000 | ORD | (i) | |
| 20/01/2015 | Return Security | -66206 | ORD | (ii) | |
| 20/01/2015 | Return Security | -33794 | ORD | (v) | |
| 20/01/2015 | Return Security | -32478 | ORD | (i) | |
| 20/01/2015 | Return Security | -22346 | ORD | (v) | |
| 20/01/2015 | Return Security | -13904 | ORD | (vii) | |
| 20/01/2015 | Settle Sec Loan | 100000 | ORD | (i) | |
| 21/01/2015 | Return Security | -29700 | ORD | (i) | |
| 21/01/2015 | Settle Sec Loan | 100000 | ORD | (i) | |
| 21/01/2015 | Return Security | -63750 | ORD | (vii) | |
| 21/01/2015 | Return Security | -24085 | ORD | (vii) | |
| 21/01/2015 | Settle Sec Loan | 100000 | ORD | (i) | |
| 22/01/2015 | Return Security | -101800 | ORD | (i) | |
| 22/01/2015 | Settle Sec Loan | 100000 | ORD | (i) |
| 22/01/2015 | Return Security | -75915 | ORD | (vii) | |
|---|---|---|---|---|---|
| 22/01/2015 | Return Security | -18936 | ORD | (i) | |
| 22/01/2015 | Settle Sec Loan | 100000 | ORD | (i) | |
| 22/01/2015 | Settle Sec Loan | 60000 | ORD | (i) | |
| 23/01/2015 | Return Security | -32700 | ORD | (v) | |
| 23/01/2015 | Settle Sec Loan | 13904 | ORD | (vii) | |
| 23/01/2015 | Settle Sec Loan | 86096 | ORD | (vii) | |
| 23/01/2015 | Settle Sec Loan | 65915 | ORD | (vii) | |
| 23/01/2015 | Settle Sec Loan | 184085 | ORD | (iv) | |
| 23/01/2015 | Return Security | -12759 | ORD | (i) | |
| 23/01/2015 | Return Security | -57957 | ORD | (vii) | |
| 23/01/2015 | Return Security | -10348 | ORD | (ii) | |
| 23/01/2015 | Return Security | -51828 | ORD | (i) | |
| 23/01/2015 | Settle Sec Loan | 100000 | ORD | (vii) | |
| 23/01/2015 | Settle Sec Loan | 50000 | ORD | (vi) | |
| 27/01/2015 | Return Security | -30300 | ORD | (i) | |
| 27/01/2015 | Return Security | -100000 | ORD | (vii) | |
| 27/01/2015 | Settle Sec Loan | 100000 | ORD | (iv) | |
| 27/01/2015 | Settle Sec Loan | 43957 | ORD | (vii) | |
| 27/01/2015 | Settle Sec Loan | 92043 | ORD | (iv) | |
| 27/01/2015 | Settle Sec Loan | 19586 | ORD | (vii) | |
| 27/01/2015 | Settle Sec Loan | 80414 | ORD | (iv) | |
| 27/01/2015 | Settle Sec Loan | 3600 | ORD | (vii) | |
| 27/01/2015 | Settle Sec Loan | 158377 | ORD | (iv) | |
| 27/01/2015 | Settle Sec Loan | 6623 | ORD | (ii) | |
| 28/01/2015 | Settle Sec Loan | 130801 | ORD | (ii) | |
| 28/01/2015 | Settle Sec Loan | 93199 | ORD | (v) | |
| 28/01/2015 | Return Security | -11740 | ORD | (i) | |
| 28/01/2015 | Settle Sec Loan | 84235 | ORD | (vii) | |
| 28/01/2015 | Settle Sec Loan | 15765 | ORD | (iv) | |
| 28/01/2015 | Settle Sec Loan | 10000 | ORD | (vii) | |
| 28/01/2015 | Settle Sec Loan | 92059 | ORD | (vii) | |
| 28/01/2015 | Settle Sec Loan | 207941 | ORD | (i) | |
| 29/01/2015 | Return Security | -57900 | ORD | (v) | |
| 29/01/2015 | Settle Sec Loan | 20000 | ORD | (v) | |
| 29/01/2015 | Return Security | -12509 | ORD | (i) | |
| 29/01/2015 | Settle Sec Loan | 100000 | ORD | (iv) | |
| 29/01/2015 | Settle Sec Loan | 4000 | ORD | (vii) | |
| 29/01/2015 | Settle Sec Loan | 10000 | ORD | (vii) | |
| 29/01/2015 | Settle Sec Loan | 100000 | ORD | (vi) | |
| 30/01/2015 | Return Security | -21000 | ORD | (iv) | |
| 30/01/2015 | Return Security | -36692 | ORD | (ii) | |
| 30/01/2015 | Return Security | -8708 | ORD | (i) | |
| 30/01/2015 | Return Security | -28400 | ORD | (i) | |
| 30/01/2015 | Return Security | -47900 | ORD | (i) | |
| 30/01/2015 | Return Security | -20000 | ORD | (v) | |
| 30/01/2015 | Return Security | -5760 | ORD | (i) | |
| 30/01/2015 | Settle Sec Loan | 33000 | ORD | (i) | |
| 30/01/2015 | Settle Sec Loan | 57900 | ORD | (v) | |
| 30/01/2015 | Settle Sec Loan | 12509 | ORD | (i) |
| 30/01/2015 | Settle Sec Loan | 259591 | ORD | (v) | |
|---|---|---|---|---|---|
| 2/02/2015 | Return Security | -58900 | ORD | (i) | |
| 2/02/2015 | Return Security | -18163 | ORD | (i) | |
| 2/02/2015 | Return Security | -67980 | ORD | (i) | |
| 2/02/2015 | Settle Sec Loan | 42059 | ORD | (v) | |
| 2/02/2015 | Settle Sec Loan | 50000 | ORD | (iv) | |
| 2/02/2015 | Settle Sec Loan | 7941 | ORD | (vii) | |
| 2/02/2015 | Settle Sec Loan | 10000 | ORD | (i) | |
| 3/02/2015 | Return Security | -52800 | ORD | (i) | |
| 3/02/2015 | Return Security | -32020 | ORD | (i) | |
| 3/02/2015 | Return Security | -50327 | ORD | (i) | |
| 3/02/2015 | Settle Sec Loan | 58809 | ORD | (i) | |
| 3/02/2015 | Settle Sec Loan | 41191 | ORD | (v) | |
| 3/02/2015 | Settle Sec Loan | 10000 | ORD | (v) | |
| 4/02/2015 | Return Security | -84100 | ORD | (ii) | |
| 4/02/2015 | Return Security | -27727 | ORD | (i) | |
| 4/02/2015 | Return Security | -9673 | ORD | (i) | |
| 4/02/2015 | Settle Sec Loan | 100000 | ORD | (v) | |
| 4/02/2015 | Settle Sec Loan | 3600 | ORD | (iv) | |
| 5/02/2015 | Settle Sec Loan | 84100 | ORD | (ii) | |
| 5/02/2015 | Settle Sec Loan | 6900 | ORD | (v) | |
| 5/02/2015 | Settle Sec Loan | 20000 | ORD | (vi) | |
| 5/02/2015 | Return Security | -40000 | ORD | (ii) | |
| 5/02/2015 | Return Security | -72273 | ORD | (i) | |
| 5/02/2015 | Return Security | -100000 | ORD | (vii) | |
| 5/02/2015 | Return Security | -19586 | ORD | (vii) | |
| 5/02/2015 | Return Security | -80414 | ORD | (iv) | |
| 5/02/2015 | Return Security | -3600 | ORD | (vii) | |
| 5/02/2015 | Return Security | -84235 | ORD | (vii) | |
| 5/02/2015 | Return Security | -15765 | ORD | (iv) | |
| 5/02/2015 | Return Security | -10000 | ORD | (vii) | |
| 5/02/2015 | Return Security | -100000 | ORD | (iv) | |
| 5/02/2015 | Return Security | -4000 | ORD | (vii) | |
| 5/02/2015 | Return Security | -10000 | ORD | (vii) | |
| 5/02/2015 | Return Security | -158377 | ORD | (iv) | |
| 5/02/2015 | Return Security | -6623 | ORD | (ii) | |
| 5/02/2015 | Return Security | -42059 | ORD | (v) | |
| 5/02/2015 | Return Security | -50000 | ORD | (iv) | |
| 5/02/2015 | Return Security | -7941 | ORD | (vii) | |
| 5/02/2015 | Return Security | -92059 | ORD | (vii) | |
| 5/02/2015 | Return Security | -207941 | ORD | (i) | |
| 5/02/2015 | Return Security | -33000 | ORD | (i) | |
| 5/02/2015 | Return Security | -10000 | ORD | (i) | |
| 5/02/2015 | Return Security | -58809 | ORD | (i) | |
| 5/02/2015 | Return Security | -41191 | ORD | (v) | |
| 5/02/2015 | Return Security | -10000 | ORD | (v) | |
| 5/02/2015 | Return Security | -57900 | ORD | (v) | |
| 5/02/2015 | Return Security | -12509 | ORD | (i) | |
| 5/02/2015 | Return Security | -259591 | ORD | (v) | |
| 5/02/2015 | Return Security | -100000 | ORD | (v) |
| 5/02/2015 | Return Security | -3600 | ORD | (iv) | |
|---|---|---|---|---|---|
| 5/02/2015 | Settle Sec Loan | 17400 | ORD | (iv) | |
| 5/02/2015 | Settle Sec Loan | 82600 | ORD | (v) | |
| 5/02/2015 | Settle Sec Loan | 3600 | ORD | (v) | |
| 5/02/2015 | Settle Sec Loan | 40000 | ORD | (ii) | |
| 5/02/2015 | Settle Sec Loan | 5000 | ORD | (v) | |
| 5/02/2015 | Return Security | -50000 | ORD | (vi) | |
| 5/02/2015 | Return Security | -100000 | ORD | (vi) | |
| 5/02/2015 | Settle Sec Loan | 40000 | ORD | (vi) | |
| 6/02/2015 | Return Security | -137683 | ORD | (i) | |
| 6/02/2015 | Return Security | -154417 | ORD | (ii) | |
| 6/02/2015 | Return Security | -65915 | ORD | (vii) | |
| 6/02/2015 | Return Security | -4285 | ORD | (iv) | |
| 6/02/2015 | Settle Sec Loan | 57000 | ORD | (iv) | |
| 6/02/2015 | Return Security | -17400 | ORD | (iv) | |
| 6/02/2015 | Return Security | -82600 | ORD | (v) | |
| 6/02/2015 | Return Security | -3600 | ORD | (v) | |
| 6/02/2015 | Return Security | -40000 | ORD | (ii) | |
| 6/02/2015 | Return Security | -5000 | ORD | (v) | |
| 6/02/2015 | Return Security | -40000 | ORD | (vi) | |
| 9/02/2015 | Re-Alloc Rtn | -51253 | ORD | (iv) | |
| 9/02/2015 | Re-Alloc Loan | 39836 | ORD | (vii) | |
| 9/02/2015 | Re-Alloc Loan | 11417 | ORD | (ii) | |
| 9/02/2015 | Settle Sec Loan | 183000 | ORD | (ii) | |
| 9/02/2015 | PendingLoan | 79750 | ORD | (vii) | |
| 9/02/2015 | PendingLoan | 20250 | ORD | (iv) | |
| 9/02/2015 | PendingLoan | 35000 | ORD | (iv) | |
| 9/02/2015 | PendingLoan | 5000 | ORD | (iv) | |
| 10/02/2015 | Return Security | -60500 | ORD | (i) | |
| 10/02/2015 | Unsett Sec Rtn | 60500 | ORD | (i) | |
| 10/02/2015 | Return Security | -12644 | ORD | (vii) | |
| 10/02/2015 | Return Security | -73156 | ORD | (i) | |
| 10/02/2015 | Unsett Sec Rtn | 12644 | ORD | (vii) | |
| 10/02/2015 | Unsett Sec Rtn | 73156 | ORD | (i) | |
| 10/02/2015 | Return Security | -17900 | ORD | (i) | |
| 10/02/2015 | Return Security | -4949 | ORD | (iv) | |
| 10/02/2015 | Return Security | -18398 | ORD | (i) | |
| 10/02/2015 | Return Security | -39836 | ORD | (vii) | |
| 10/02/2015 | Return Security | -11417 | ORD | (ii) | |
| 10/02/2015 | Unsett Sec Rtn | 4949 | ORD | (iv) | |
| 10/02/2015 | Unsett Sec Rtn | 18398 | ORD | (i) | |
| 10/02/2015 | Unsett Sec Rtn | 39836 | ORD | (vii) | |
| 10/02/2015 | Unsett Sec Rtn | 11417 | ORD | (ii) | |
| 10/02/2015 | Return Security | -50000 | ORD | (iv) | |
| 10/02/2015 | Unsett Sec Rtn | 50000 | ORD | (iv) | |
| 10/02/2015 | Return Security | -26377 | ORD | (iv) | |
| 10/02/2015 | Return Security | -37623 | ORD | (i) | |
| 10/02/2015 | Unsett Sec Rtn | 26377 | ORD | (iv) | |
| 10/02/2015 | Unsett Sec Rtn | 37623 | ORD | (i) | |
| 10/02/2015 | Return Security | -50000 | ORD | (vii) |
| 10/02/2015 | Unsett Sec Rtn | 50000 | ORD | (vii) | |
|---|---|---|---|---|---|
| 10/02/2015 | Return Security | -21033 | ORD | (vii) | |
| 10/02/2015 | Return Security | -23967 | ORD | (ii) | |
| 10/02/2015 | Unsett Sec Rtn | 21033 | ORD | (vii) | |
| 10/02/2015 | Unsett Sec Rtn | 23967 | ORD | (ii) | |
| 10/02/2015 | Return Security | -57200 | ORD | (i) | |
| 10/02/2015 | Unsett Sec Rtn | 57200 | ORD | (i) | |
| 10/02/2015 | Return Security | -95000 | ORD | (i) | |
| 10/02/2015 | Unsett Sec Rtn | 95000 | ORD | (i) | |
| 10/02/2015 | Return Security | -50000 | ORD | (i) | |
| 10/02/2015 | Unsett Sec Rtn | 50000 | ORD | (i) | |
| 10/02/2015 | Return Security | -9400 | ORD | (v) | |
| 10/02/2015 | Unsett Sec Rtn | 9400 | ORD | (v) | |
| 10/02/2015 | Return Security | -9400 | ORD | (v) | |
| 10/02/2015 | Return Security | -52688 | ORD | (i) | |
| 10/02/2015 | Return Security | -4800 | ORD | (ii) | |
| 10/02/2015 | Return Security | -12212 | ORD | (vii) | |
| 10/02/2015 | Unsett Sec Rtn | 52688 | ORD | (i) | |
| 10/02/2015 | Unsett Sec Rtn | 4800 | ORD | (ii) | |
| 10/02/2015 | Unsett Sec Rtn | 12212 | ORD | (vii) | |
| 10/02/2015 | Return Security | -70000 | ORD | (i) | |
| 10/02/2015 | Unsett Sec Rtn | 70000 | ORD | (i) | |
| 10/02/2015 | Return Security | -100000 | ORD | (i) | |
| 10/02/2015 | Unsett Sec Rtn | 100000 | ORD | (i) | |
| 10/02/2015 | Return Security | -100000 | ORD | (i) | |
| 10/02/2015 | Unsett Sec Rtn | 100000 | ORD | (i) | |
| 10/02/2015 | Return Security | -13904 | ORD | (vii) | |
| 10/02/2015 | Return Security | -86096 | ORD | (vii) | |
| 10/02/2015 | Unsett Sec Rtn | 13904 | ORD | (vii) | |
| 10/02/2015 | Unsett Sec Rtn | 86096 | ORD | (vii) | |
| 10/02/2015 | Return Security | -100000 | ORD | (iv) | |
| 10/02/2015 | Unsett Sec Rtn | 100000 | ORD | (iv) | |
| 10/02/2015 | Return Security | -179800 | ORD | (iv) | |
| 10/02/2015 | Unsett Sec Rtn | 179800 | ORD | (iv) | |
| 10/02/2015 | Return Security | -43957 | ORD | (vii) | |
| 10/02/2015 | Return Security | -92043 | ORD | (iv) | |
| 10/02/2015 | Unsett Sec Rtn | 43957 | ORD | (vii) | |
| 10/02/2015 | Unsett Sec Rtn | 92043 | ORD | (iv) | |
| 10/02/2015 | Return Security | -46701 | ORD | (ii) | |
| 10/02/2015 | Return Security | -93199 | ORD | (v) | |
| 10/02/2015 | Unsett Sec Rtn | 46701 | ORD | (ii) | |
| 10/02/2015 | Unsett Sec Rtn | 93199 | ORD | (v) | |
| 10/02/2015 | Return Security | -84100 | ORD | (ii) | |
| 10/02/2015 | Return Security | -6900 | ORD | (v) | |
| 10/02/2015 | Unsett Sec Rtn | 84100 | ORD | (ii) | |
| 10/02/2015 | Unsett Sec Rtn | 6900 | ORD | (v) | |
| 10/02/2015 | Settle Sec Loan | 389421 | ORD | (v) | |
| 10/02/2015 | Settle Sec Loan | 10579 | ORD | (i) | |
| 10/02/2015 | Settle Sec Loan | 99959 | ORD | (v) | |
| 10/02/2015 | Settle Sec Loan | 41 | ORD | (iv) |
| 10/02/2015 | Settle Sec Loan | 100000 | ORD | (iv) | |
|---|---|---|---|---|---|
| 10/02/2015 | Return Security | -57000 | ORD | (iv) | |
| 10/02/2015 | Unsett Sec Rtn | 57000 | ORD | (iv) | |
| 10/02/2015 | Return Security | -183000 | ORD | (ii) | |
| 10/02/2015 | Unsett Sec Rtn | 183000 | ORD | (ii) | |
| 10/02/2015 | Return Security | -20000 | ORD | (vi) | |
| 10/02/2015 | PendingLoan | 3600 | ORD | (v) | |
| 11/02/2015 | Return Security | -60500 | ORD | (i) | |
| 11/02/2015 | Return Security | -12644 | ORD | (vii) | |
| 11/02/2015 | Return Security | -73156 | ORD | (i) | |
| 11/02/2015 | Return Security | -4949 | ORD | (iv) | |
| 11/02/2015 | Return Security | -18398 | ORD | (i) | |
| 11/02/2015 | Return Security | -39836 | ORD | (vii) | |
| 11/02/2015 | Return Security | -11417 | ORD | (ii) | |
| 11/02/2015 | Return Security | -50000 | ORD | (iv) | |
| 11/02/2015 | Return Security | -26377 | ORD | (iv) | |
| 11/02/2015 | Return Security | -37623 | ORD | (i) | |
| 11/02/2015 | Return Security | -50000 | ORD | (vii) | |
| 11/02/2015 | Return Security | -21033 | ORD | (vii) | |
| 11/02/2015 | Return Security | -23967 | ORD | (ii) | |
| 11/02/2015 | Return Security | -57200 | ORD | (i) | |
| 11/02/2015 | Return Security | -95000 | ORD | (i) | |
| 11/02/2015 | Return Security | -50000 | ORD | (i) | |
| 11/02/2015 | Return Security | -52688 | ORD | (i) | |
| 11/02/2015 | Return Security | -4800 | ORD | (ii) | |
| 11/02/2015 | Return Security | -12212 | ORD | (vii) | |
| 11/02/2015 | Return Security | -70000 | ORD | (i) | |
| 11/02/2015 | Return Security | -100000 | ORD | (i) | |
| 11/02/2015 | Return Security | -100000 | ORD | (i) | |
| 11/02/2015 | Return Security | -13904 | ORD | (vii) | |
| 11/02/2015 | Return Security | -86096 | ORD | (vii) | |
| 11/02/2015 | Return Security | -100000 | ORD | (iv) | |
| 11/02/2015 | Return Security | -179800 | ORD | (iv) | |
| 11/02/2015 | Return Security | -43957 | ORD | (vii) | |
| 11/02/2015 | Return Security | -92043 | ORD | (iv) | |
| 11/02/2015 | Return Security | -46701 | ORD | (ii) | |
| 11/02/2015 | Return Security | -93199 | ORD | (v) | |
| 11/02/2015 | Return Security | -84100 | ORD | (ii) | |
| 11/02/2015 | Return Security | -6900 | ORD | (v) | |
| 11/02/2015 | Return Security | -389421 | ORD | (v) | |
| 11/02/2015 | Return Security | -10579 | ORD | (i) | |
| 11/02/2015 | Return Security | -99959 | ORD | (v) | |
| 11/02/2015 | Return Security | -41 | ORD | (iv) | |
| 11/02/2015 | Return Security | -100000 | ORD | (iv) | |
| 11/02/2015 | Return Security | -57000 | ORD | (iv) | |
| 11/02/2015 | Return Security | -183000 | ORD | (ii) | |
| 11/02/2015 | Settle Sec Loan | 5800 | ORD | (v) | |
| 11/02/2015 | Settle Sec Loan | 247419 | ORD | (vii) | |
| 11/02/2015 | Settle Sec Loan | 501982 | ORD | (v) | |
| 11/02/2015 | Settle Sec Loan | 7799 | ORD | (i) |
| 11/02/2015 | Settle Sec Loan | 6623 | ORD | (ii) | |
|---|---|---|---|---|---|
| 11/02/2015 | Settle Sec Loan | 93377 | ORD | (iv) |
APPENDIX 2 – DOW
| APPENDIX 2 – DOW | |
|---|---|
| Type of agreement and parties to agreement |
National Australia Bank Limited and Securities Borrowing Agreement clients AMSLA Counterparties Barclays Bank PLC |
| Transfer dates | 12 January 2015 to 11 February 2015 |
| Holder of voting rights | Registered owner |
| Are there any restrictions on voting |
No |
| Scheduled date of return (if any) |
N/A |
| Does the borrower have the right to return early? |
Yes – at notice |
| Does the lender have the right to recall early? |
Yes – at notice |
| Will the securities be returned on settlement? |
Yes, or equivalent protection under Securities Borrowing Agreement /AMSLA |
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreements to the company, responsible entity or ASIC.
This is Annexure A of 10 pages referred to in the Form 605 Notice of ceasing to be a substantial holder signed by me and dated 16/02/2015
Louise Thomson, Company Secretary
W M POOL - EQUITIES TRUST NO.25 WM POOL - EQUITIES TRUST NO. 13 WM POOL - EQUITIES TRUST NO.24 1-6 HIGHBANKS RESIDENTIAL MANAGEMENT COMPANY LIMITED
11 TUDOR HILL RESIDENTIAL MANAGEMENT COMPANY LIMITED
26-28 CENTRAL ROAD RESIDENTIAL MANAGEMENT COMPANY LIMITED
A.C.N. 083 784 463 LIMITED ACCESS FUND NO 1 ACCESS FUND NO 10 ACCESS FUND NO 11 ACCESS FUND NO 12 ACCESS FUND NO 13 ACCESS FUND NO 14 ACCESS FUND NO 15 ACCESS FUND NO 16 ACCESS FUND NO 17 ACCESS FUND NO 18 ACCESS FUND NO 19 ACCESS FUND NO 2 ACCESS FUND NO 20 ACCESS FUND NO 21 ACCESS FUND NO 22 ACCESS FUND NO 23 ACCESS FUND NO 24 ACCESS FUND NO 25 ACCESS FUND NO 26 ACCESS FUND NO 27 ACCESS FUND NO 28 ACCESS FUND NO 29 ACCESS FUND NO 3 ACCESS FUND NO 30 ACCESS FUND NO 31 ACCESS FUND NO 32 ACCESS FUND NO 4 ACCESS FUND NO 5 ACCESS FUND NO 6 ACCESS FUND NO 7 ACCESS FUND NO 8 ACCESS FUND NO 9 ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD ADVANTEDGE FINANCIAL SERVICES PTY LTD
ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD
AF&L DRAGON LEASING PTY LTD AF&L VISTA PTY LTD
AFSH NOMINEES PTY LTD
ALICE CORPORATION PTY LTD
ALTERNATIVE ASSETS AIRPORTS TRUST
ALTERNATIVE ASSETS BRISBANE AIRPORTS TRUST
ALTERNATIVE ASSETS INFRASTRUCTURE TRUST
ALTERNATIVE EQUITY - INFRASTRUCTURE (APTC) TRUST ALTERNATIVE EQUITY - INFRASTRUCTURE (RAIL) TRUST ALTERNATIVE EQUITY BACL TRUST
ANCHORAGE HOME LOANS PTY LTD
ANGARA COMPANY LIMITED ANTARES CAPITAL PARTNERS LTD
ANTARES INDEX ENHANCED AUSTRALIAN FIXED INTEREST TRUST APOGEE FINANCIAL PLANNING LIMITED
ARDB LIMITED ASIBOND PTY. LIMITED ATM ACCESS AUSTRALIA LIMITED AUSMAQ (NZ) LIMITED AUSMAQ LIMITED AUSTRALIAN COMPANY NUMBER 094 484 625 LIMITED AUSTRALIAN PAYMENTS CLEARING ASSOCIATION LIMITED AUSTRALIAN SHARES INDEX FUND BANK OF NEW ZEALAND BASTION INFRASTRUCTURE GROUP INC. BLSSA PTY LTD BNZ AGRICAPITAL LIMITED BNZ BRANCH PROPERTIES LTD BNZ CASH PIE UNIT TRUST BNZ CORPORATION LTD BNZ EQUITY INVESTMENTS NO.2 LIMITED BNZ FACILITIES MANAGEMENT LIMITED BNZ INCOME MANAGEMENT LIMITED BNZ INCOME SECURITIES 2 LIMITED BNZ INCOME SECURITIES LIMITED BNZ INSURANCE SERVICES LIMITED BNZ INTERNATIONAL FUNDING LTD BNZ INVESTMENT SERVICES LIMITED BNZ INVESTMENTS LTD BNZ LIFE INSURANCE LIMITED BNZ PROPERTIES (AUCKLAND) LTD BNZ PROPERTIES LTD BNZ PROPERTY INVESTMENTS LTD BNZ RMBS TRUST SERIES 2008-1 C.B. NOMINEES LIMITED C.B.C. PROPERTIES LIMITED CAMBRIDGE REAL ESTATE INVESTMENTS PTE LTD CARDLINK SERVICES LIMITED
CARDS NZ LIMITED CASH ACCOUNT INCOME FUND CASH SERVICES AUSTRALIA PTY LIMITED CBC HOLDINGS LIMITED CGF NO. 9 LIMITED CHOICE LEND PTY LTD CLYDESDALE BANK ASSET FINANCE LIMITED CLYDESDALE BANK PLC CNA-CAPITAL INTERNATIONAL - EMERGING MARKETS EQUITY TRUST CRAIG YR HAUL MANAGEMENT COMPANY LIMITED CRUICKSHANK ASSET MANAGEMENT PTY LTD CUSTOM CREDIT CORPORATION LTD (IN LIQUIDATION) CUSTOM CREDIT HOLDINGS LTD (IN LIQUIDATION) DIBA EQUITIES LIMITED DIBA INVESTMENTS LIMITED EFTPOS ACCESS AUSTRALIA LIMITED ELLY INVESTMENTS PTY LTD EQUITY MANAGEMENT UNIT HOLDINGS PTY LTD EXPERIAN AUSTRALIA CREDIT SERVICES PTY LTD FAIRVIEW EQUITY PARTNERS EMERGING COMPANIES FUND FAIRVIEW EQUITY PARTNERS PTY LTD FAIRWAY VIEWS (COMPTON AVENUE) MANAGEMENT COMPANY LTD FASTLEND PTY LTD FINANCE & SYSTEMS TECHNOLOGY HOLDINGS PTY LIMITED FINANCE & SYSTEMS TECHNOLOGY PTY LTD FINTRACK MEMBERS PTY LTD GODFREY PEMBROKE LIMITED GRACECHURCH COMMERCIAL INVESTMENTS LIMITED (IN LIQUIDATION) GREAT WESTERN BANCORP, INC. GREENOAK HOUSE RESIDENTIAL MANAGEMENT COMPANY LIMITED GUIDESTAR FINANCIAL GROUP LIMITED( IN LIQUIDATION) GW DEVELOPMENT AMERICAS, INC GWM ADVISER SERVICES LIMITED HAVEN ROAD MANAGEMENT COMPANY LTD HEGIRA LIMITED HICAPS PTY LTD HORIZON 1 BOND PORTFOLIO HORIZON 2 INCOME PORTFOLIO HORIZON 3 CONSERVATIVE GROWTH PORTFOLIO HORIZON 4 BALANCED PORTFOLIO HORIZON 5 GROWTH PORTFOLIO HORIZON 6 SHARE PORTFOLIO HORIZON 7 ACCELERATED GROWTH PORTFOLIO I.C.NOMINEES PTY LTD INDEPENDENT MORTGAGE AFFILIATES PTY LIMITED INFRASTRUCTURE NATURAL RESOURCES TRUST INTEGRATED SEPARATELY MANAGED ACCOUNT INTERMEDE INVESTMENT PARTNERS LIMITED INVIA CUSTODIAN PTY LIMITED
JANA AUSTRALIAN SHARE LONG SHORT TRUST JANA CASH TRUST JANA CORE AUSTRALIAN SHARE TRUST JANA CORE GLOBAL SHARE TRUST JANA CORE GLOBAL SHARE TRUST WITH CURRENCY HEDGED JANA CORPORATE INVESTMENT SERVICES LIMITED JANA DIVERSIFIED FIXED INCOME TRUST JANA EMERGING MARKETS SHARE TRUST JANA GLOBAL OPPORTUNITIES FUND JANA GLOBAL SHARE LONG SHORT TRUST JANA HIGH ALPHA AUSTRALIAN SHARE TRUST JANA HIGH ALPHA GLOBAL SHARE TRUST JANA INVESTMENT ADVISERS PTY LIMITED JANA PASSIVE AUSTRALIAN SHARE TRUST JANA PASSIVE GLOBAL SHARE TRUST JANA PROPERTY TRUST JANA TRIPLEPOINT FUND JBWERE (NZ) HOLDINGS LIMITED JBWERE (NZ) NOMINEES LIMITED JBWERE (NZ) PTY LTD JBWERE LIMITED LIMEHOUSE INVESTMENTS PTY LIMITED LINTON SPRINGS RESIDENTIAL MANAGEMENT COMPANY LIMITED LODESTAR AUSTRALIAN EQUITY INCOME FUND LODESTAR AUSTRALIAN STRATEGIC SHARE FUND LONG - TERM ABSOLUTE RETURN PORTFOLIO LONG TERM INCOME FUND LOYALTY NEW ZEALAND LIMITED MARGIN LENDING (NZ) LIMITED MEDFIN AUSTRALIA PTY LIMITED MERITUM FINANCIAL GROUP PTY LTD MERITUM FINANCIAL PLANNING PTY LTD METRICS CREDIT PARTNERS PTY LTD MLC (NCIT) AUSTRALIAN SHARE TRUST MLC (NCIT) DIVERSIFIED DEBT TRUST MLC (NCIT) GLOBAL SHARE TRUST MLC (NCIT) GLOBAL SHARE TRUST WITH CURRENCY HEDGED MLC (NCIT) MODERATE TRUST MLC (NCIT) SHORT-MATURITY DIVERSIFIED DEBT TRUST MLC ALLIANCE HOLDINGS PTY LIMITED MLC GLOBAL PROPERTY FUND MLC HEDGED GLOBAL SHARE FUND MLC HOLDINGS LIMITED MLC INTERNATIONAL HOLDINGS (SINGAPORE) PTE LTD MLC INVESTMENT TRUST PLATINUM GLOBAL FUND MLC INVESTMENTS LIMITED MLC LIFETIME COMPANY LIMITED MLC LIMITED MLC MASTERKEY UNIT TRUST ACCELERATED GROWTH PORTFOLIO
MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE FUND
MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE GROWTH STYLE FUND
MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE VALUE STYLE FUND
MLC MASTERKEY UNIT TRUST BALANCED PORTFOLIO
MLC MASTERKEY UNIT TRUST BOND PORTFOLIO
MLC MASTERKEY UNIT TRUST CASH FUND
MLC MASTERKEY UNIT TRUST CONSERVATIVE GROWTH PORTFOLIO
MLC MASTERKEY UNIT TRUST GLOBAL SHARE FUND
MLC MASTERKEY UNIT TRUST GLOBAL SHARE GROWTH STYLE FUND MLC MASTERKEY UNIT TRUST GLOBAL SHARE VALUE STYLE FUND
MLC MASTERKEY UNIT TRUST GROWTH PORTFOLIO
MLC MASTERKEY UNIT TRUST INCOME PORTFOLIO
MLC MASTERKEY UNIT TRUST INCOMEBUILDER
MLC MASTERKEY UNIT TRUST MLC CAPITAL INTERNATIONAL GLOBAL SHARE FUND MLC MASTERKEY UNIT TRUST MLC-PLATINUM GLOBAL FUND
MLC MASTERKEY UNIT TRUST PROPERTY SECURITIES FUND
MLC MASTERKEY UNIT TRUST SHARE INDEX FUND
MLC MASTERKEY UNIT TRUST SHARE PORTFOLIO
MLC NOMINEES PTY LTD
MLC PE EVERGREEN TRUST
MLC PROPERTIES PTY. LIMITED
MLC SAVINGS LIMITED (IN LIQUIDATION)
MLC TRUST MANAGEMENT COMPANY LIMITED (IN LIQUIDATION) MLC VC TRUST MLC VINTAGE YEAR TRUST (2008) MLC VINTAGE YEAR TRUST (2009) MLC VINTAGE YEAR TRUST (2010) MLC WEALTH MANAGEMENT LIMITED MLC WHOLESALE AUSTRALIAN SHARE FUND MLC WHOLESALE DIVERSIFIED DEBT FUND MLCI HORIZON 7 TRUST MLCI POOL - PRIVATE EQUITY TRUST MLCIC TAILORED TRUST NO. 2 MLCIC TAILORED TRUST NO.1 MLCIC TAILORED TRUST NO.3 MONDEX AUSTRALIA PTY LTD (IN LIQUIDATION) MORTGAGE SUPPORT SERVICES PTY LTD MSRA HOLDINGS, INC MSS MF PTY LTD MSS MFA PTY LTD MUDCHUTE PTY LIMITED NAB ASSET MANAGEMENT LIMITED NAB CAPITAL LLC NAB EUROPE LIMITED NAB GOLD, LLC NAB INVESTMENTS LIMITED NAB IRON, LLC NAB PRIVATE WEALTH ADVISORY LIMITED NAB PROPERTIES AUSTRALIA LIMITED
NABCAPITAL LEASING (NO. 1) PTY LIMITED (IN LIQUIDATION) NABCAPITAL LEASING (NO.2) PTY LIMITED NABINVEST (UK) LIMITED NABINVEST CAPITAL PARTNERS PTY LIMITED NABINVEST OXLEY SINGAPORE PTE LTD NABINVEST UK RE LIMITED NABSECURITIES, LLC NAM NT RAIL PTY LIMITED NATIONAL AMERICAS CAPITAL INVESTMENTS, LLC NATIONAL AMERICAS HOLDINGS LIMITED NATIONAL AMERICAS HOLDINGS LLC NATIONAL AMERICAS INVESTMENT, INC. NATIONAL ASSET MANAGEMENT LIMITED NATIONAL AUSTRALIA BALANCED FUND NATIONAL AUSTRALIA BANK LIMITED NATIONAL AUSTRALIA BANK PENSION TRUSTEE (UK) LIMITED NATIONAL AUSTRALIA BANK REPRESENTAÇÕES LTDA (IN LIQUIDATION) NATIONAL AUSTRALIA BANK SUPERANNUATION FUND PTY LTD NATIONAL AUSTRALIA CORPORATE SERVICES LIMITED NATIONAL AUSTRALIA DIVIDEND IMPUTATION FUND NATIONAL AUSTRALIA FINANCE (ASIA) LIMITED NATIONAL AUSTRALIA FINANCE (ASSET LEASING) LLP NATIONAL AUSTRALIA FINANCE (COMMERCIAL LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EQUIPMENT LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EUROPE HOLDINGS) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.3) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.4) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.5) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.6) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING) LIMITED NATIONAL AUSTRALIA FINANCIAL MANAGEMENT LIMITED NATIONAL AUSTRALIA FUNDING (DELAWARE) INC. NATIONAL AUSTRALIA GROUP (NZ) LIMITED NATIONAL AUSTRALIA GROUP EUROPE INVESTMENTS LIMITED NATIONAL AUSTRALIA GROUP EUROPE LIMITED NATIONAL AUSTRALIA GROUP EUROPE SERVICES LIMITED NATIONAL AUSTRALIA GROUP SERVICES LTD NATIONAL AUSTRALIA GROUP SSP TRUSTEE LIMITED NATIONAL AUSTRALIA INSURANCE SERVICES LTD NATIONAL AUSTRALIA INVESTMENT CAPITAL LIMITED NATIONAL AUSTRALIA MANAGERS LIMITED NATIONAL AUSTRALIA MERCHANT BANK (SINGAPORE) LIMITED NATIONAL AUSTRALIA MONTHLY INCOME FUND NATIONAL AUSTRALIA PKI HOLDINGS LLC
NATIONAL AUSTRALIA PROPERTY FUND NATIONAL AUSTRALIA SECURITIES LIMITED (IN LIQUIDATION) NATIONAL AUSTRALIA TRUSTEES LIMITED NATIONAL AUSTRALIA UNDERWRITERS LIMITED NATIONAL CAPITAL FUNDING (UK) PLC NATIONAL CAPITAL HOLDINGS I INC. NATIONAL CAPITAL INSTRUMENTS [AUD] LLC 2 NATIONAL CAPITAL INSTRUMENTS [EURO] LLC 1 NATIONAL CAPITAL INSTRUMENTS II LLC 2 NATIONAL CAPITAL INSTRUMENTS II LLC1 NATIONAL CAPITAL INSTRUMENTS [AUD] LLC 1 NATIONAL CAPITAL INSTRUMENTS [EURO] LLC 2 NATIONAL CAPITAL TRUST I NATIONAL CAPITAL TRUST II (DELAWARE) NATIONAL CAPITAL TRUST III NATIONAL E-CONVEYANCING DEVELOPMENT LIMITED NATIONAL EQUITIES LIMITED NATIONAL EUROPE HOLDINGS (WEALTH MANAGEMENT) LIMITED (IN LIQUIDATION) NATIONAL FUNDING HOLDINGS PTY LTD NATIONAL FUNDING TRUST I NATIONAL FUNDING TRUST II (DELAWARE) NATIONAL GLOBAL MBS MANAGER PTY LTD (IN LIQUIDATION) NATIONAL HK INVESTMENTS LIMITED NATIONAL MARGIN SERVICES PTY LIMITED NATIONAL MARKETS GROUP LIMITED NATIONAL MORTGAGE SECURITIES, INC. NATIONAL NOMINEES LIMITED NATIONAL OBU PTY LIMITED NATIONAL WEALTH MANAGEMENT EUROPE HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT EUROPE SERVICES LIMITED (IN LIQUIDATION) NATIONAL WEALTH MANAGEMENT HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT INTERNATIONAL HOLDINGS LTD NATIONAL WEALTH MANAGEMENT NEW ZEALAND HOLDINGS LTD NATIONAL WEALTH MANAGEMENT SERVICES LTD NAUTILUS INSURANCE (EUROPE) LIMITED NAUTILUS INSURANCE PTE LIMITED NAVIGATOR AUSTRALIA LIMITED NAVIGATOR INCOME TRUST NBA LEASING PTY. LIMITED NBA PROPERTIES LIMITED NCIT- PROPERTY SECURITIES TRUST NCP-CAPITAL INTERNATIONAL GLOBAL EQUITY TRUST WITH CURRENCY NMS NOMINEES PTY LIMITED NORTHWARD CAPITAL AUSTRALIAN EQUITY NORTHWARD CAPITAL PTY LIMITED NSIM ENHANCED CASH TRUST NULIS NOMINEES (AUSTRALIA) LIMITED NWMH SUB (CANADA) INC NWMH SUB LIMITED
PARTOWN PTY. LIMITED PAYMARK LIMITED PAYMENTS NZ LIMITED PENGANA HOLDINGS PTY LTD PENNLEY PTY LTD PERIDIEM GLOBAL INVESTORS LLC PFS NOMINEES PTY LIMITED
PLAN AUSTRALIA FINANCIAL SERVICES PTY. LTD (IN LIQUIDATION) PLAN AUSTRALIA OPERATIONS PTY. LTD. PLAN AUSTRALIA PTY LTD (IN LIQUIDATION) PLAN GROUP NOMINEES PTY LTD PLAN LENDING PTY. LTD. PLAN TECHNOLOGIES PTY. LTD (IN LIQUIDATION) PLAZA VENTURES LIMITED PLUM FINANCIAL SERVICES LIMITED PMJI INC. PORTSMOUTH INVESTMENT COMPANY PTY LIMITED (IN LIQUIDATION) PRE SELECT AUSTRALIAN EQUITY FUND PRE SELECT AUSTRALIAN SMALL COMPANIES FUND PRE SELECT BALANCED FUND PRE SELECT BOUTIQUE AUSTRALIAN EQUITY FUND PRE SELECT CONSERVATIVE FUND PRE SELECT GROWTH FUND PRE SELECT HIGH GROWTH FUND PRE SELECT INTERNATIONAL EQUITY FUND PRESIMA INC. PROFESSIONAL LENDERS ASSOCIATION NETWORK OF AUSTRALIA PTY. LTD. PUGET LIMITED QW RAIL LEASING LIMITED REDPOINT INVESTMENT MANAGEMENT PTY LTD RMBS 2006-2 FINANCE COMPANY PTY LIMITED (IN LIQUIDATION) RMBS 2006-2 HOLDINGS PTY LIMITED (IN LIQUIDATION) RMBS 2006-2 INVESTMENT COMPANY PTY LTD (IN LIQUIDATION) SHADWELL HOLDINGS (UK) LIMITED SOCIETY FOR WORLDWIDE INTERBANK FINANCIAL TELECOMMUNICATION ST JOHNS PLACE RESIDENTIAL MANAGEMENT COMPANY LIMITED ST VINCENT (EQUITIES) LIMITED STAR COMMODITIES PTY LTD STARFISH COMPANY LIMITED TASOVAC PTY LIMITED TEMPCO NO.1 THE DEEP IN HULL LIMITED THE PUGET LIMITED PARTNERSHIP THE SCOTTISH AGRICULTURAL SECURITIES CORPORATION P.L.C. THE TRUSTEE FOR NCIT - GLOBAL EQUITIES TRUST NO 2 THE TRUSTEE FOR WM POOL - EQUITIES TRUST NO. 35 THE TRUSTEE FOR WM POOL - EQUITIES TRUST NO. 36 THE TRUSTEE FOR WM POOL - LTAR PART 1 NS TRUST TOKARA PTY LTD (IN LIQUIDATION)
TOP 200 FUND
VALEWIN PTY. LIMITED VIPRO PTY LTD
VYNOTAS PTY. LTD. W M POOL - EQUITIES NO. 23 TRUST
WEALTHHUB SECURITIES LIMITED WEALTHHUB SECURITIES NOMINEES PTY LIMITED WHOLESALE INCOME BUILDER WHOLESALE AUSTRALIAN SHARE GROWTH STYLE FUND WHOLESALE AUSTRALIAN SHARE VALUE STYLE FUND
WHOLESALE CAPITAL INTERNATIONAL GLOBAL SHARE FUND WHOLESALE GLOBAL SHARE FUND WHOLESALE GLOBAL SHARE GROWTH STYLE FUND WHOLESALE GLOBAL SHARE VALUE STYLE FUND WHOLESALE PROPERTY SECURITIES FUND WILTSHIRE CAPITAL LIMIITED WILTSHIRE CAPITAL MANAGEMENT LIMITED
WM AUSTRALIA PTY LIMITED (IN LIQUIDATION)
WM FIXED ASSETS (2) PTY LIMITED (IN LIQUIDATION)
WM GROUP PTY LIMITED (IN LIQUIDATION)
WM LIFE AUSTRALIA LIMITED
WM POOL - BANK OF IRELAND GLOBAL EQUITIES TRUST
WM POOL - BEM AGGRESSIVE AUSTRALIAN EQUITIES TRUST WM POOL - BEM AUSTRALIAN EQUITIES TRUST
WM POOL - BLACKROCK GLOBAL FIXED INTEREST (S) TRUST WM POOL - BRIDGEWATER GLOBAL FIXED INTEREST TRUST
WM POOL - CAPITAL INTERNATIONAL GLOBAL EQUITIES TRUST WM POOL - CONCORD AUSTRALIAN EQUITIES TRUST
WM POOL - CONTANGO AUSTRALIAN EQUITIES TRUST WM POOL - DIMENSIONAL AUSTRALIAN EQUITIES TRUST WM POOL - EQUITIES TRUST NO 14 WM POOL - EQUITIES TRUST NO 20 WM POOL - EQUITIES TRUST NO. 15 WM POOL - EQUITIES TRUST NO. 16 WM POOL - EQUITIES TRUST NO. 17 WM POOL - EQUITIES TRUST NO. 18 WM POOL - EQUITIES TRUST NO. 19 WM POOL - EQUITIES TRUST NO. 21 WM POOL - EQUITIES TRUST NO. 22 WM POOL - EQUITIES TRUST NO. 26 WM POOL - EQUITIES TRUST NO. 27 WM POOL - EQUITIES TRUST NO. 28 WM POOL - EQUITIES TRUST NO. 31 WM POOL - EQUITIES TRUST NO. 32 WM POOL - EQUITIES TRUST NO. 33 WM POOL - EQUITIES TRUST NO. 34 WM POOL - EQUITIES TRUST NO.1 WM POOL - EQUITIES TRUST NO.11 WM POOL - EQUITIES TRUST NO.2
WM POOL - EQUITIES TRUST NO.9 WM POOL - FIXED INTEREST TRUST NO 1 WM POOL - FIXED INTEREST TRUST NO. 15 WM POOL - FIXED INTEREST TRUST NO. 3 WM POOL - FIXED INTEREST TRUST NO. 5 WM POOL - FIXED INTEREST TRUST NO. 6 WM POOL - FIXED INTEREST TRUST NO. 7 WM POOL - FIXED INTEREST TRUST NO. 8 WM POOL - FIXED INTEREST TRUST NO. 9 WM POOL - GLOBAL EQUITIES TRUST NO 1 WM POOL - GLOBAL EQUITIES TRUST NO. 4 WM POOL - GLOBAL PROPERTIES TRUST WM POOL - HIGH YIELD FIXED INTEREST TRUST WM POOL - INFLATION LINKED SECURITIES TRUST
WM POOL - JARDINE FLEMING AUSTRALIAN EQUITIES TRUST WM POOL - LAZARD AUSTRALIAN EQUITIES TRUST WM POOL - LTAR PART 1 TRUST
WM POOL - MARVIN & PALMER EMERGING MARKETS TRUST WM POOL - MBA AUSTRALIAN EQUITIES TRUST
WM POOL - NSIM AUSTRALIAN FIXED INTEREST (A) TRUST WM POOL - NSIM AUSTRALIAN FIXED INTEREST (S) TRUST WM POOL - NSIM CASH TRUST
WM POOL - PIMCO GLOBAL FIXED INTEREST (A) TRUST WM POOL - PIMCO GLOBAL FIXED INTEREST (S) TRUST WM POOL - PROPERTY SECURITIES TRUST NO 1
WM POOL - RESOLUTION CAPITAL PROPERTY SECURITIES TRUST WM POOL - UBS AUSTRALIAN FIXED INTEREST (A) TRUST WM POOL - UBS AUSTRALIAN FIXED INTEREST (S) TRUST WM POOL - VANGUARD AUSTRALIAN EQUITIES INDEX TRUST WM POOL - VANGUARD GLOBAL EQUITIES INDEX TRUST WM POOL - WALLARA AUSTRALIAN EQUITIES TRUST WM POOL - WELLINGTON GLOBAL EQUITIES TRUST WM POOL EQUITIES TRUST NO 12
WM POOL GLOBAL EQUITIES TRUST NO 5
WM SECTOR - AUSTRALIAN EQUITIES GROWTH TRUST WM SECTOR - AUSTRALIAN EQUITIES TRUST
WM SECTOR - AUSTRALIAN EQUITIES VALUE TRUST WM SECTOR - AUSTRALIAN FIXED INTEREST TRUST WM SECTOR - DIVERSIFIED DEBT (ALL) TRUST WORKING CAPITAL SERVICES PTY LIMITED YCBPS PROPERTY NOMINEE COMPANY LIMITED YIELDBROKER PTY LIMITED YORKSHIRE AND CLYDESDALE BANK FOUNDATION YORKSHIRE AND CLYDESDALE BANK PENSION TRUSTEE LIMITED YORKSHIRE BANK HOME LOANS LIMITED YORKSHIRE BANK PLC