AI assistant
DOWNER EDI LIMITED — Major Shareholding Notification 2014
Aug 25, 2014
64784_rns_2014-08-25_07d75049-a63c-486b-bdfc-e48610a2f01a.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
==> picture [25 x 8] intentionally omitted <==
----- Start of picture text -----
DOW
----- End of picture text -----
To:Company Name/Scheme The Secretary Downer EDI Limited Level 2 39 Delhi Road North Ryde NSW 2113 Ph: (02) 9468 9700 Fax: (02) 9813 8915
| ACN 003 872 848 | |||||||
|---|---|---|---|---|---|---|---|
| 1. Details of substantial |
National Australia Bank | Limited (ACN 004 044 937) and its associated entities listed in | |||||
| holder | Annexure A give notice | of a change in relevant interests | |||||
| Name & ACN (if applicable) | |||||||
| There was a change in the interests | 21/08/2014 | ||||||
| of the substantial holder on | |||||||
| The previous notice was given to the | 13/06/2014 | ||||||
| company on | |||||||
| The previous notice was dated | 10/06/2014 | ||||||
| 2. Previous and present |
The total number of votes attached to all voting shares in the company or voting interests in the | ||||||
| voting power: | scheme that the substantial holder or an associate had a relevant interest in when last | ||||||
| required, and when now required, to give a substantial holding notice to the company or | |||||||
| scheme, are as follows: | |||||||
| Class of securities | Previous Notice | Present Notice | |||||
| Person’s votes | Voting power | Person’s votes | Voting power | ||||
| Fully paid ordinary shares | 27,965,895 | 6.423% | 23,608,975 | 5.422% | |||
| 3. Changes in relevant interests |
|||||||
| Particulars of each change in, or change in the nature of, | a | relevant interest of the substantial holder or | an associate in voting | ||||
| securities of the company or scheme, since the substantial | holder was last required to give a substantial holding notice to the | ||||||
| company or scheme are as follows: | |||||||
| Date of change Person whose relevant interest changed Nature of change |
Consideration given in relation to change |
Class and number of securities affected |
Person’s votes affected |
||||
| Fully paid | |||||||
| ordinary shares |
| Date of change |
Person whose relevant interest changed |
Nature of change |
Consideration given in relation to change |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| Fully paid | |||||
| ordinary shares | |||||
| 10/06/2014 | MLC Investments Limited |
Purchase | $61,654.95 | 11,655 | 11,655 |
| 10/06/2014 | MLC Investments Limited |
Purchase | $696,380.89 | 131,641 | 131,641 |
| 11/06/2014 | MLC Investments Limited |
Purchase | $773,890.56 | 164,500 | 164,500 |
| 12/06/2014 | MLC Investments Limited |
Purchase | $795,580.00 | 173,500 | 173,500 |
| 16/06/2014 | MLC Investments Limited |
Purchase | $1,147,928.90 | 255,000 | 255,000 |
| 16/06/2014 | MLC Investments Limited |
Purchase | $180,174.74 | 40,160 | 40,160 |
| 18/06/2014 | MLC Investments Limited |
Purchase | $979,281.47 | 218,030 | 218,030 |
| 2/07/2014 | MLC Investments Limited |
Purchase | $7,467.21 | 1,644 | 1,644 |
| 4/07/2014 | MLC Investments Limited |
Purchase | $7,747.92 | 1,659 | 1,659 |
| 8/07/2014 | MLC Investments Limited |
Purchase | $16,782.94 | 3,694 | 3,694 |
|---|---|---|---|---|---|
| 10/07/2014 | MLC Investments Limited |
Purchase | $29,532.77 | 6,494 | 6,494 |
| 15/07/2014 | MLC Investments Limited |
Purchase | $19,612.22 | 4,412 | 4,412 |
| 15/07/2014 | MLC Investments Limited |
Purchase | $4,149.52 | 928 | 928 |
| 14/07/2014 | MLC Investments Limited |
Purchase | $19,348.80 | 4,310 | 4,310 |
| 16/07/2014 | MLC Investments Limited |
Purchase | $23,863.66 | 5,297 | 5,297 |
| 16/07/2014 | MLC Investments Limited |
Purchase | $116.25 | 26 | 26 |
| 25/07/2014 | MLC Investments Limited |
Purchase | $432,114.52 | 92,080 | 92,080 |
| 25/07/2014 | MLC Investments Limited |
Purchase | $635,626.45 | 135,412 | 135,412 |
| 28/07/2014 | MLC Investments Limited |
Purchase | $864,275.11 | 184,048 | 184,048 |
| 28/07/2014 | MLC Investments Limited |
Purchase | $509,825.03 | 108,265 | 108,265 |
| 29/07/2014 | MLC Investments Limited |
Purchase | $1,222,405.11 | 259,874 | 259,874 |
| 5/08/2014 | MLC Investments Limited |
Purchase | $261,687.59 | 56,975 | 56,975 |
| 5/08/2014 | MLC Investments Limited |
Purchase | $248,302.73 | 54,155 | 54,155 |
| 7/08/2014 | MLC Investments Limited |
Purchase | $8,851.00 | 1,853 | 1,853 |
| 8/08/2014 | MLC Investments Limited |
Purchase | $29,580.43 | 6,085 | 6,085 |
| 11/08/2014 | MLC Investments Limited |
Purchase | $9,443.17 | 1,944 | 1,944 |
| 13/08/2014 | MLC Investments Limited |
Purchase | $11,151.90 | 2,296 | 2,296 |
| 16/06/2014 | MLC Investments Limited |
Sale | $74,971.32 | 15,716 | 15,716 |
| 17/06/2014 | MLC Investments Limited |
Sale | $874,169.12 | 192,417 | 192,417 |
| 20/06/2014 | MLC Investments Limited |
Sale | $183,026.51 | 42,046 | 42,046 |
| 23/06/2014 | MLC Investments Limited |
Sale | $479,985.38 | 107,248 | 107,248 |
| 23/06/2014 | MLC Investments Limited |
Sale | $3,851.78 | 855 | 855 |
| 24/06/2014 | MLC Investments Limited |
Sale | $603,680.03 | 134,553 | 134,553 |
| 24/06/2014 | MLC Investments Limited |
Sale | $1,462.11 | 326 | 326 |
| 27/06/2014 | MLC Investments Limited |
Sale | $326,350.74 | 74,281 | 74,281 |
| 2/07/2014 | MLC Investments Limited |
Sale | $26,833.96 | 5,963 | 5,963 |
| 2/07/2014 | MLC Investments Limited |
Sale | $330,732.17 | 73,266 | 73,266 |
| 3/07/2014 | MLC Investments Limited |
Sale | $265,569.85 | 58,461 | 58,461 |
| 8/07/2014 | MLC Investments Limited |
Sale | $540,255.26 | 117,583 | 117,583 |
| 9/07/2014 | MLC Investments Limited |
Sale | $264,206.35 | 56,666 | 56,666 |
| 11/07/2014 | MLC Investments Limited |
Sale | $419,124.37 | 92,532 | 92,532 |
|---|---|---|---|---|---|
| 8/08/2014 | MLC Investments Limited |
Sale | $1,787,643.33 | 388,706 | 388,706 |
| 8/08/2014 | MLC Investments Limited |
Sale | $1,048,916.37 | 229,526 | 229,526 |
| 11/08/2014 | MLC Investments Limited |
Sale | $523,544.66 | 115,000 | 115,000 |
| 11/08/2014 | MLC Investments Limited |
Sale | $4,983,561.99 | 1,100,000 | 1,100,000 |
| 12/08/2014 | MLC Investments Limited |
Sale | $249,254.89 | 51,300 | 51,300 |
| 15/08/2014 | MLC Investments Limited |
Sale | $105,799.14 | 21,870 | 21,870 |
| 15/08/2014 | MLC Investments Limited |
Sale | $105,818.81 | 21,870 | 21,870 |
| 18/08/2014 | MLC Investments Limited |
Sale | $274,493.97 | 56,577 | 56,577 |
| 11/06/2014 | MLC Limited | Sale | $696,380.89 | 131,641 | 131,641 |
| 11/06/2014 | MLC Limited | Sale | $61,654.95 | 11,655 | 11,655 |
| 24/06/2014 | MLC Wealth Management Limited |
Purchase | $14,810.12 | 3,353 | 3,353 |
| 24/06/2014 | MLC Wealth Management Limited |
Purchase | $3,797.50 | 871 | 871 |
| 26/06/2014 | MLC Wealth Management Limited |
Purchase | $10,942.79 | 2,394 | 2,394 |
| 27/06/2014 | MLC Wealth Management Limited |
Purchase | $6,948.79 | 1,530 | 1,530 |
| 30/06/2014 | MLC Wealth Management Limited |
Purchase | $15,649.55 | 3,428 | 3,428 |
| 2/07/2014 | MLC Wealth Management Limited |
Purchase | $38,685.05 | 8,517 | 8,517 |
| 4/07/2014 | MLC Wealth Management Limited |
Purchase | $7,392.99 | 1,583 | 1,583 |
| 10/07/2014 | MLC Wealth Management Limited |
Purchase | $66,892.13 | 14,709 | 14,709 |
| 14/07/2014 | MLC Wealth Management Limited |
Purchase | $32,888.47 | 7,326 | 7,326 |
| 15/07/2014 | MLC Wealth Management Limited |
Purchase | $7,051.51 | 1,577 | 1,577 |
| 15/07/2014 | MLC Wealth Management Limited |
Purchase | $33,330.10 | 7,498 | 7,498 |
| 16/07/2014 | MLC Wealth Management Limited |
Purchase | $25,899.99 | 5,749 | 5,749 |
| 16/07/2014 | MLC Wealth Management Limited |
Purchase | $125.20 | 28 | 28 |
| 11/08/2014 | MLC Wealth Management Limited |
Purchase | $53,015.87 | 10,914 | 10,914 |
| 31/07/2014 | MLC Wealth Management Limited |
Sale | $6,706.06 | 1,430 | 1,430 |
| 21/07/2014 | NabInvest Managed Investments Limited |
Sale | $12,779.79 | 2,867 | 2,867 |
| 27/06/2014 | Antares Capital Partners Limited |
Purchase | $1,427,527.26 | 314,789 | 314,789 |
| 27/06/2014 | Antares Capital Partners Limited |
Purchase | $30,877.93 | 6,809 | 6,809 |
| 30/06/2014 | Antares Capital Partners Limited |
Purchase | $53,347.57 | 11,708 | 11,708 |
| 6/08/2014 | Antares Capital Partners Limited |
Purchase | $916,269.35 | 200,000 | 200,000 |
| 20/06/2014 | Antares Capital Partners Limited |
Sale | $655,661.37 | 150,000 | 150,000 |
| 3/07/2014 | Antares Capital Partners Limited |
Sale | $1,987.66 | 434 | 434 |
|---|---|---|---|---|---|
| 25/07/2014 | Antares Capital Partners Limited |
Sale | $48,938.98 | 10,725 | 10,725 |
| 19/08/2014 | MLC Limited | Purchase | $466.39 | 96 | 96 |
| 19/08/2014 | MLC Limited | Purchase | $830.77 | 171 | 171 |
| 1/07/2014 | MLC Wealth Management Limited |
Purchase | $49,641.36 | 10,877 | 10,877 |
| 1/07/2014 | MLC Wealth Management Limited |
Purchase | $10,019.71 | 2,207 | 2,207 |
| 16/06/2014 | MLC Wealth Management Limited |
Sale | $6,461.56 | 1,444 | 1,444 |
| 16/06/2014 | MLC Wealth Management Limited |
Sale | $3,454.48 | 776 | 776 |
| 16/06/2014 | MLC Wealth Management Limited |
Sale | $8,467.60 | 1,895 | 1,895 |
| 16/06/2014 | MLC Wealth Management Limited |
Sale | $5,024.76 | 1,124 | 1,124 |
| 16/06/2014 | MLC Wealth Management Limited |
Sale | $2,563.87 | 574 | 574 |
| 16/06/2014 | MLC Wealth Management Limited |
Sale | $5,074.25 | 1,125 | 1,125 |
| 16/06/2014 | MLC Wealth Management Limited |
Sale | $5,489.45 | 1,218 | 1,218 |
| 19/06/2014 | MLC Wealth Management Limited |
Sale | $3,022.15 | 699 | 699 |
| 19/06/2014 | MLC Wealth Management Limited |
Sale | $13,458.65 | 3,099 | 3,099 |
| 4/07/2014 | MLC Wealth Management Limited |
Sale | $3,865.81 | 860 | 860 |
| 14/07/2014 | MLC Wealth Management Limited |
Sale | $9,653.95 | 2,155 | 2,155 |
| 23/07/2014 | MLC Wealth Management Limited |
Sale | $7,850.45 | 1,693 | 1,693 |
| 25/07/2014 | MLC Wealth Management Limited |
Sale | $3,494.32 | 748 | 748 |
| 11/08/2014 | MLC Wealth Management Limited |
Sale | $5,946.24 | 1,223 | 1,223 |
| 13/06/2014 | National Australia Bank Limited |
Short sell | $113,915.12 | 25,000 | 25,000 |
| 11/08/2014 | National Australia Bank Limited |
Cover buy | $121,278.26 | 25,000 | -25,000 |
| 11/06/2014 to 21/08/2014 |
National Australia Bank Limited |
Securities Lending |
No consideration directly referable to the securities provided by NAB |
Refer to Appendix 1 Table |
Refer to Appendix 1 Table |
| 8/08/2014 | National Australia Bank Limited |
Stock borrow - refer Appendix 2 |
No consideration directly referable to the securities provided by NAB |
160,000 | 160,000 |
| 14/08/2014 | National Australia Bank Limited |
Stock return - refer Appendix 2 |
No consideration directly referable to the securities provided by NAB |
160,000 | 160,000 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: |
4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: |
4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: |
4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: |
4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: |
4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: |
|---|---|---|---|---|---|
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as **holder ** |
Nature of relevant interest |
Class and number of securities |
Person’s votes |
| MLC Investments Limited |
National Nominees Limited (ACN 004 278 899) |
Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes and trusts |
Fully paid ordinary shares 12,056,455 |
12,056,455 | |
| NabInvest Managed Investments Limited |
National Nominees Limited (ACN 004 278 899) |
Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of certain managed investment schemes or trusts (NAB ICS and SPF investments). |
Fully paid ordinary shares 3,266 |
3,266 | |
| MLC Wealth Management Limited |
National Nominees Limited (ACN 004 278 899) |
Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes and trusts |
Fully paid ordinary shares 68,047 |
68,047 | |
| MLC Wealth Management Limited |
Navigator Australia Limited (ACN 006 302 987) |
Power to exercise voting rights pursuant to position held as the Registrable Superannuation Entity licensee for the superannuation products it issues. |
Fully paid ordinary shares 323,087 |
323,087 | |
| MLC Limited | Navigator Australia Limited (ACN 006 302 987) |
Power to control the voting and /or disposal of securities pursuant to position held as manager under investment mandate. |
Fully paid ordinary shares 267 |
267 |
| National Australia Bank Limited |
BNP Paribas Nominees Pty Limited (ACN 084 150 023) |
Relevant interest arising as a result of National Australia Bank Limited having voting power above 20% in Pengana Holdings Pty Ltd who controls Pengana Capital Limited, an investment manager of various unit trusts. |
Fully paid ordinary shares 25,000 |
25,000 | |
|---|---|---|---|---|---|
| National Australia Bank Limited |
National Nominees Limited (ACN 004 278 899) |
Power to control the voting and /or disposal of securities pursuant to securities lending agreements. |
Fully paid ordinary shares 1,146,000 |
1,146,000 | |
| National Australia Bank Limited |
National Nominees Limited (ACN 004 278 899) |
Power to control the voting and /or disposal of securities pursuant to securities lending agreements. |
Fully paid ordinary shares 1,400,000 |
1,400,000 | |
| Antares Capital Partners Limited |
National Nominees Limited (ACN 004 278 899) |
Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes or trusts. |
Fully paid ordinary shares 5,992,373 |
5,992,373 | |
| Antares Capital Partners Limited |
UBS Nominees Pty Limited (ACN 001 450 522) JP Morgan Chase Bank Sydney (ABN 43 074 112 011) |
Power to control the voting and /or disposal of securities pursuant to its position as an investment manager in accordance with investment mandates and as an investment manager of Antares Capital Partners Limited trusts. |
Fully paid ordinary shares 2,550,000 Fully paid ordinary shares 44,480 |
2,550,000 44,480 |
|
| Grand total | 23,608,975 |
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of Association No change
6. Addresses
| Signature Name Signature |
The addresses ofpersonsnamedinthisformare asfollows: | ||
| Name | Address | ||
| MLC Investments Limited | Ground Floor 105-153 Miller Street SYDNEY NSW 2000 |
||
| National Australia Bank Limited |
Level 1 800 Bourke Street DOCKLANDSVIC 3008 |
||
| National Nominees Limited | Level 1 800 Bourke Street DOCKLANDSVIC 3008 |
||
| MLC Wealth Management Limited |
Ground Floor 105-153 Miller Street SYDNEY NSW 2000 |
||
| MLC Limited | Ground Floor 105-153 Miller Street SYDNEY NSW 2000 |
||
| JP Morgan Chase Bank Sydney |
Level 35 259 George Street SYDNEY NSW 2000 |
||
| Navigator Australia Limited | Ground Floor 105-153 Miller Street SYDNEY NSW 2000 |
||
| NabInvest Managed Investments Limited |
Ground Floor 105-153 Miller Street SYDNEY NSW 2000 |
||
| UBS Nominees Pty Limited | Level 16 Chifley Tower 2 Chifley Square SYDNEY NSW 2000 |
||
| BNP Paribas Nominees Pty Limited |
Level 6 60 Castlereagh Street SYDNEY NSW 2000 |
||
| Antares Capital Partners Limited |
Ground Floor 105-153 Miller Street SYDNEY NSW 2000 |
||
| Fiona Last Capacity Company Secretary for and on behalf of National AustraliaBank Limited |
|||
| Date 26/08/2014 |
| Appendix 1 ‐ DOW |
Appendix 1 ‐ DOW |
Appendix 1 ‐ DOW |
|---|---|---|
| Type of agreement and parties to agreement |
(i) UNISUPER LIMITED (ii) TELSTRA SUPER PTY LTD (iv) MOTOR TRADES ASSOCIATION OF AUSTRALIA SUPERANNUATION FUND PTY LIMITED (ix) AUSTSAFE PTY LTD (v) CARE SUPER PTY LTD (vi) QIC LIMITED (vii) VICSUPER PTY LTD National Australia Bank Limited and Securities Borrowing Agreement (SBA) clients |
( a ) DEUTSCHE SECURITIES AUSTRALIA LIMITED ( b ) UBS SECURITIES AUSTRALIA LTD ( c ) MACQUARIE BANK LTD ( d ) MERRILL LYNCH EQUITIES (AUSTRALIA) LTD ( e ) JP MORGAN SECURITIES AUSTRALIA LIMITED ( f ) CREDIT SUISSE (l) NAB ONLINE National Australia Bank Limited and AMSLA Counterparties |
| Transfer dates | 11/6/2014 to 21/8/2014 Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions. |
Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions. 11/6/2014 to 21/8/2014 |
| Holder of voting rights | Registered owner | Registered owner |
| Are there any restrictions on voting |
The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender. |
The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender. |
| Scheduled date of return (if any) |
On demand | On demand |
| Does the borrower have the right to return early? |
Yes ‐ at notice | Yes ‐ at notice |
| Does the lender have the right to recall early? |
Yes ‐ at notice | Yes ‐ at notice |
| Will the securities be returned on settlement? |
Yes, or equivalent protection under Securities Borrowing Agreement. | Yes, or equivalent protection under AMSLA. |
| National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company,responsible entityor ASIC. |
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company, responsible entity or ASIC.
Appendix 1‐ DOW
| Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
|---|---|---|---|---|---|
| 11/06/2014 | Return Security | ‐2611 | ORD | (b) | |
| 11/06/2014 | Settle Sec Loan | 1650000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐29945 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐20000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐10000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐43000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐5000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐5000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐48000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐7000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐500000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐400000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐20000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐500000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐40000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐100000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐150000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐22000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐400000 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐256084 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐1624 | ORD | (b) | |
| 12/06/2014 | Return Security | ‐100000 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 13/06/2014 | Unsett Sec Rtn | 44130 | ORD | (b) |
| 13/06/2014 | Return Security | ‐80000 | ORD | (b) | |
|---|---|---|---|---|---|
| 13/06/2014 | Return Security | ‐13916 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐4509 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐120000 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐84149 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐15000 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐2144 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐1650000 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐300000 | ORD | (b) | |
| 13/06/2014 | Return Security | ‐15000 | ORD | (b) | |
| 16/06/2014 | Settle Sec Loan | 1630000 | ORD | (b) | |
| 16/06/2014 | Settle Sec Loan | 242000 | ORD | (b) | |
| 17/06/2014 | Return Security | ‐53912 | ORD | (f) | |
| 17/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 17/06/2014 | Return Security | ‐45000 | ORD | (b) | |
| 17/06/2014 | Settle Sec Loan | 44130 | ORD | (b) | |
| 17/06/2014 | Settle Sec Loan | 1000000 | ORD | (b) | |
| 17/06/2014 | Return Security | ‐1202022 | ORD | (b) | |
| 17/06/2014 | Settle Sec Loan | 2000000 | ORD | (b) | |
| 17/06/2014 | Settle Sec Loan | 5000 | ORD | (b) | |
| 18/06/2014 | Return Security | ‐305490 | ORD | (b) | |
| 18/06/2014 | Settle Sec Loan | 44130 | ORD | (b) | |
| 18/06/2014 | Return Security | ‐427978 | ORD | (b) | |
| 18/06/2014 | Return Security | ‐242000 | ORD | (b) | |
| 19/06/2014 | Settle Sec Loan | 156000 | ORD | (a) | |
| 19/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 19/06/2014 | Return Security | ‐694510 | ORD | (b) | |
| 19/06/2014 | Settle Sec Loan | 44130 | ORD | (b) | |
| 19/06/2014 | Return Security | ‐297318 | ORD | (b) | |
| 19/06/2014 | Return Security | ‐5000 | ORD | (b) | |
| 19/06/2014 | Settle Sec Loan | 1000000 | ORD | (b) | |
| 20/06/2014 | Return Security | ‐44700 | ORD | (a) | |
| 20/06/2014 | Return Security | ‐775534 | ORD | (b) | |
| 23/06/2014 | Settle Sec Loan | 92000 | ORD | (a) | |
| 23/06/2014 | Settle Sec Loan | 410198 | ORD | (b) | |
| 24/06/2014 | Return Security | ‐111300 | ORD | (a) | |
| 24/06/2014 | Return Security | ‐21700 | ORD | (a) | |
| 24/06/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 24/06/2014 | Settle Sec Loan | 180000 | ORD | (b) | |
| 24/06/2014 | Settle Sec Loan | 516000 | ORD | (b) | |
| 25/06/2014 | Return Security | ‐70300 | ORD | (a) | |
| 25/06/2014 | Settle Sec Loan | 4350 | ORD | (l) | |
| 25/06/2014 | Return Security | ‐12854 | ORD | (b) | |
| 25/06/2014 | Settle Sec Loan | 45000 | ORD | (b) |
| 26/06/2014 | Return Security | ‐739502 | ORD | (b) | |
|---|---|---|---|---|---|
| 30/06/2014 | Settle Sec Loan | 51000 | ORD | (d) | |
| 30/06/2014 | Settle Sec Loan | 33000 | ORD | (d) | |
| 30/06/2014 | Return Security | ‐4350 | ORD | (l) | |
| 30/06/2014 | Return Security | ‐44130 | ORD | (b) | |
| 30/06/2014 | Return Security | ‐174792 | ORD | (b) | |
| 30/06/2014 | Settle Sec Loan | 500000 | ORD | (b) | |
| 30/06/2014 | Return Security | ‐411725 | ORD | (b) | |
| 1/07/2014 | Settle Sec Loan | 65000 | ORD | (d) | |
| 1/07/2014 | Settle Sec Loan | 140000 | ORD | (b) | |
| 1/07/2014 | Settle Sec Loan | 52247 | ORD | (b) | |
| 2/07/2014 | Return Security | ‐51000 | ORD | (d) | |
| 2/07/2014 | Return Security | ‐44130 | ORD | (b) | |
| 2/07/2014 | Return Security | ‐373939 | ORD | (b) | |
| 2/07/2014 | Settle Sec Loan | 1000000 | ORD | (b) | |
| 2/07/2014 | Return Security | ‐588275 | ORD | (b) | |
| 3/07/2014 | Settle Sec Loan | 210000 | ORD | (a) | |
| 3/07/2014 | Return Security | ‐45000 | ORD | (b) | |
| 3/07/2014 | Return Security | ‐36259 | ORD | (b) | |
| 3/07/2014 | Return Security | ‐180000 | ORD | (b) | |
| 3/07/2014 | Return Security | ‐34415 | ORD | (b) | |
| 4/07/2014 | Return Security | ‐800 | ORD | (a) | |
| 4/07/2014 | Settle Sec Loan | 77000 | ORD | (a) | |
| 4/07/2014 | Return Security | ‐450250 | ORD | (b) | |
| 4/07/2014 | Settle Sec Loan | 120000 | ORD | (b) | |
| 7/07/2014 | Settle Sec Loan | 261000 | ORD | (a) | |
| 7/07/2014 | Return Security | ‐10710 | ORD | (b) | |
| 7/07/2014 | Settle Sec Loan | 30000 | ORD | (b) | |
| 8/07/2014 | Return Security | ‐209200 | ORD | (a) | |
| 8/07/2014 | Return Security | ‐77000 | ORD | (a) | |
| 8/07/2014 | Return Security | ‐261000 | ORD | (a) | |
| 8/07/2014 | Settle Sec Loan | 403000 | ORD | (a) | |
| 8/07/2014 | Return Security | ‐6151 | ORD | (b) | |
| 8/07/2014 | Return Security | ‐20625 | ORD | (b) | |
| 9/07/2014 | Return Security | ‐70600 | ORD | (a) | |
| 9/07/2014 | Return Security | ‐1158 | ORD | (b) | |
| 9/07/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 10/07/2014 | Return Security | ‐332400 | ORD | (a) | |
| 10/07/2014 | Settle Sec Loan | 600000 | ORD | (a) | |
| 10/07/2014 | Settle Sec Loan | 113000 | ORD | (e) | |
| 10/07/2014 | Return Security | ‐37691 | ORD | (b) | |
| 10/07/2014 | Return Security | ‐132867 | ORD | (b) | |
| 10/07/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 11/07/2014 | Return Security | ‐130000 | ORD | (a) | |
| 11/07/2014 | Return Security | ‐65000 | ORD | (d) | |
| 11/07/2014 | Return Security | ‐33000 | ORD | (d) | |
| 11/07/2014 | Return Security | ‐93934 | ORD | (b) | |
| 11/07/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 14/07/2014 | Return Security | ‐16900 | ORD | (a) | |
| 14/07/2014 | Settle Sec Loan | 160000 | ORD | (a) |
| 14/07/2014 | Return Security | ‐145547 | ORD | (b) | |
|---|---|---|---|---|---|
| 14/07/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 15/07/2014 | Return Security | ‐500 | ORD | (a) | |
| 15/07/2014 | Settle Sec Loan | 152000 | ORD | (a) | |
| 15/07/2014 | Return Security | ‐29918 | ORD | (b) | |
| 16/07/2014 | Return Security | ‐453100 | ORD | (a) | |
| 16/07/2014 | Settle Sec Loan | 96000 | ORD | (a) | |
| 16/07/2014 | Return Security | ‐113000 | ORD | (e) | |
| 16/07/2014 | Return Security | ‐97734 | ORD | (b) | |
| 16/07/2014 | Return Security | ‐27487 | ORD | (b) | |
| 16/07/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 16/07/2014 | Settle Sec Loan | 165000 | ORD | (b) | |
| 17/07/2014 | Return Security | ‐159500 | ORD | (a) | |
| 17/07/2014 | Return Security | ‐51509 | ORD | (b) | |
| 17/07/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 18/07/2014 | Return Security | ‐152000 | ORD | (a) | |
| 18/07/2014 | Return Security | ‐96000 | ORD | (a) | |
| 18/07/2014 | Return Security | ‐1000000 | ORD | (b) | |
| 18/07/2014 | Return Security | ‐61004 | ORD | (b) | |
| 18/07/2014 | Return Security | ‐92056 | ORD | (b) | |
| 18/07/2014 | Return Security | ‐52247 | ORD | (b) | |
| 18/07/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 18/07/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 21/07/2014 | Return Security | ‐20649 | ORD | (b) | |
| 21/07/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 22/07/2014 | Return Security | ‐7295 | ORD | (b) | |
| 22/07/2014 | Return Security | ‐36670 | ORD | (b) | |
| 22/07/2014 | Return Security | ‐30000 | ORD | (b) | |
| 22/07/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 22/07/2014 | Settle Sec Loan | 25000 | ORD | (b) | |
| 23/07/2014 | Settle Sec Loan | 30000 | ORD | (c) | |
| 23/07/2014 | Return Security | ‐8330 | ORD | (b) | |
| 23/07/2014 | Return Security | ‐45000 | ORD | (b) | |
| 23/07/2014 | Return Security | ‐6438 | ORD | (b) | |
| 23/07/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 24/07/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 24/07/2014 | Settle Sec Loan | 5000 | ORD | (b) | |
| 24/07/2014 | Settle Sec Loan | 1132802 | ORD | (b) | |
| 25/07/2014 | Return Security | ‐38562 | ORD | (b) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (b) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (b) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (b) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (b) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (b) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (b) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (b) | |
| 25/07/2014 | Return Security | ‐25000 | ORD | (b) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (b) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (b) | |
| 25/07/2014 | Settle Sec Loan | 45000 | ORD | (b) |
| 25/07/2014 | Return Security | ‐5000 | ORD | (b) | |
|---|---|---|---|---|---|
| 25/07/2014 | Return Security | ‐393142 | ORD | (b) | |
| 25/07/2014 | Settle Sec Loan | 85000 | ORD | (b) | |
| 25/07/2014 | Return Security | ‐165000 | ORD | (b) | |
| 28/07/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 28/07/2014 | Settle Sec Loan | 215000 | ORD | (b) | |
| 29/07/2014 | Return Security | ‐45000 | ORD | (b) | |
| 29/07/2014 | Return Security | ‐45000 | ORD | (b) | |
| 29/07/2014 | Return Security | ‐215000 | ORD | (b) | |
| 29/07/2014 | Return Security | ‐739660 | ORD | (b) | |
| 29/07/2014 | Return Security | ‐85000 | ORD | (b) | |
| 30/07/2014 | Return Security | ‐30000 | ORD | (c) | |
| 30/07/2014 | Settle Sec Loan | 1008000 | ORD | (b) | |
| 30/07/2014 | Collateral Settle Sec Loan | 1438000 | ORD | (c) | |
| 31/07/2014 | Settle Sec Loan | 1000 | ORD | (a) | |
| 31/07/2014 | Return Security | ‐20000 | ORD | (e) | |
| 31/07/2014 | Return Security | ‐10000 | ORD | (e) | |
| 31/07/2014 | Return Security | ‐163196 | ORD | (b) | |
| 1/08/2014 | Return Security | ‐800 | ORD | (a) | |
| 1/08/2014 | Settle Sec Loan | 32000 | ORD | (a) | |
| 1/08/2014 | Return Security | ‐844804 | ORD | (b) | |
| 5/08/2014 | Return Security | ‐23200 | ORD | (a) | |
| 6/08/2014 | Return Security | ‐200 | ORD | (a) | |
| 6/08/2014 | Return Security | ‐8800 | ORD | (a) | |
| 7/08/2014 | Settle Sec Loan | 128863 | ORD | (b) | |
| 8/08/2014 | Settle Sec Loan | 24000 | ORD | (a) | |
| 8/08/2014 | Return Security | ‐128863 | ORD | (b) | |
| 8/08/2014 | Collateral Return Security | ‐2900 | ORD | (c) | |
| 8/08/2014 | Collateral Return Security | ‐470000 | ORD | (c) | |
| 11/08/2014 | Settle Sec Loan | 92000 | ORD | (a) | |
| 11/08/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 11/08/2014 | Collateral Return Security | ‐260000 | ORD | (c) | |
| 12/08/2014 | Return Security | ‐24000 | ORD | (a) | |
| 12/08/2014 | Return Security | ‐92000 | ORD | (a) | |
| 12/08/2014 | Settle Sec Loan | 150000 | ORD | (a) | |
| 13/08/2014 | Return Security | ‐100000 | ORD | (a) | |
| 13/08/2014 | Return Security | ‐45000 | ORD | (b) | |
| 13/08/2014 | Settle Sec Loan | 1400000 | ORD | (b) | |
| 13/08/2014 | Collateral Return Security | ‐705100 | ORD | (c) | |
| 14/08/2014 | Return Security | ‐50000 | ORD | (a) | |
| 14/08/2014 | Return Security | ‐1400000 | ORD | (b) | |
| 14/08/2014 | Settle Sec Loan | 70000 | ORD | (b) | |
| 14/08/2014 | Collateral Settle Sec Loan | 1307000 | ORD | (c) | |
| 15/08/2014 | Return Security | ‐70000 | ORD | (b) | |
| 15/08/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 15/08/2014 | Collateral Return Security | ‐1307000 | ORD | (c) | |
| 15/08/2014 | Collateral Settle Sec Loan | 1431000 | ORD | (c) | |
| 18/08/2014 | Return Security | ‐45000 | ORD | (b) | |
| 19/08/2014 | PendingLoan | 45000 | ORD | (b) | |
| 20/08/2014 | Settle Sec Loan | 45000 | ORD | (b) |
| 20/08/2014 | Settle Sec Loan | 1020000 | ORD | (b) | |
|---|---|---|---|---|---|
| 20/08/2014 | Settle Sec Loan | 160000 | ORD | (b) | |
| 21/08/2014 | Return Security | ‐45000 | ORD | (b) | |
| 21/08/2014 | Settle Sec Loan | 45000 | ORD | (b) | |
| 21/08/2014 | Return Security | ‐1020000 | ORD | (b) | |
| 21/08/2014 | Return Security | ‐160000 | ORD | (b) | |
| 21/08/2014 | Collateral Return Security | ‐415000 | ORD | (c) | |
| 21/08/2014 | Collateral Settle Sec Loan | 2500000 | ORD | (b) | |
| 21/08/2014 | Collateral Return Security | ‐1300000 | ORD | (b) | |
| 21/08/2014 | Collateral Return Security | ‐1200000 | ORD | (b) | |
| 21/08/2014 | PendingLoan | 40000 | ORD | (e) |
Appendix 1‐ DOW
| Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
|---|---|---|---|---|---|
| 11/06/2014 | Return Security | ‐2611 | ORD | (iv) | |
| 11/06/2014 | Settle Sec Loan | 333993 | ORD | (iv) | |
| 11/06/2014 | Settle Sec Loan | 197215 | ORD | (vii) | |
| 11/06/2014 | Settle Sec Loan | 53111 | ORD | (ii) | |
| 11/06/2014 | Settle Sec Loan | 378856 | ORD | (i) | |
| 11/06/2014 | Settle Sec Loan | 142360 | ORD | (v) | |
| 11/06/2014 | Settle Sec Loan | 394589 | ORD | (ii) | |
| 11/06/2014 | Settle Sec Loan | 149876 | ORD | (iv) | |
| 12/06/2014 | Return Security | ‐29945 | ORD | (iv) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (iv) | |
| 12/06/2014 | Return Security | ‐20000 | ORD | (iv) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (iv) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐10000 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐43000 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐29098 | ORD | (ix) | |
| 12/06/2014 | Return Security | ‐12217 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐3685 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐5000 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐5000 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐31960 | ORD | (ix) | |
| 12/06/2014 | Return Security | ‐13040 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐42183 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐5817 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐7000 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐463457 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐29543 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐7000 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐79922 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐272729 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐4000 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐43349 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐20000 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐78334 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐181188 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐220587 | ORD | (iv) | |
| 12/06/2014 | Return Security | ‐19891 | ORD | (iv) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (i) |
| 12/06/2014 | Return Security | ‐10249 | ORD | (v) | |
|---|---|---|---|---|---|
| 12/06/2014 | Return Security | ‐34751 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐13291 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐26709 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐45000 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐100000 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐150000 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐44130 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐22000 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐276055 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐123945 | ORD | (iv) | |
| 12/06/2014 | Return Security | ‐120568 | ORD | (i) | |
| 12/06/2014 | Return Security | ‐43442 | ORD | (v) | |
| 12/06/2014 | Return Security | ‐92074 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐1624 | ORD | (ii) | |
| 12/06/2014 | Return Security | ‐100000 | ORD | (vi) | |
| 13/06/2014 | Return Security | ‐44130 | ORD | (i) | |
| 13/06/2014 | Unsett Sec Rtn | 44130 | ORD | (i) | |
| 13/06/2014 | Return Security | ‐80000 | ORD | (v) | |
| 13/06/2014 | Return Security | ‐13916 | ORD | (v) | |
| 13/06/2014 | Return Security | ‐45000 | ORD | (vii) | |
| 13/06/2014 | Return Security | ‐45000 | ORD | (vii) | |
| 13/06/2014 | Return Security | ‐45000 | ORD | (iv) | |
| 13/06/2014 | Return Security | ‐4509 | ORD | (iv) | |
| 13/06/2014 | Return Security | ‐44130 | ORD | (i) | |
| 13/06/2014 | Return Security | ‐107981 | ORD | (i) | |
| 13/06/2014 | Return Security | ‐12019 | ORD | (iv) | |
| 13/06/2014 | Return Security | ‐84149 | ORD | (iv) | |
| 13/06/2014 | Return Security | ‐45000 | ORD | (iv) | |
| 13/06/2014 | Return Security | ‐15000 | ORD | (iv) | |
| 13/06/2014 | Return Security | ‐44130 | ORD | (i) | |
| 13/06/2014 | Return Security | ‐2144 | ORD | (vii) | |
| 13/06/2014 | Return Security | ‐333993 | ORD | (iv) | |
| 13/06/2014 | Return Security | ‐197215 | ORD | (vii) | |
| 13/06/2014 | Return Security | ‐53111 | ORD | (ii) | |
| 13/06/2014 | Return Security | ‐378856 | ORD | (i) | |
| 13/06/2014 | Return Security | ‐142360 | ORD | (v) | |
| 13/06/2014 | Return Security | ‐394589 | ORD | (ii) | |
| 13/06/2014 | Return Security | ‐149876 | ORD | (iv) | |
| 13/06/2014 | Return Security | ‐300000 | ORD | (vi) | |
| 13/06/2014 | Return Security | ‐15000 | ORD | (vi) | |
| 16/06/2014 | Settle Sec Loan | 815193 | ORD | (ii) | |
| 16/06/2014 | Settle Sec Loan | 814807 | ORD | (v) | |
| 16/06/2014 | Settle Sec Loan | 17337 | ORD | (v) | |
| 16/06/2014 | Settle Sec Loan | 224663 | ORD | (iv) |
| 17/06/2014 | Return Security | ‐53912 | ORD | (i) | |
|---|---|---|---|---|---|
| 17/06/2014 | Return Security | ‐44130 | ORD | (i) | |
| 17/06/2014 | Return Security | ‐45000 | ORD | (iv) | |
| 17/06/2014 | Settle Sec Loan | 2611 | ORD | (iv) | |
| 17/06/2014 | Settle Sec Loan | 1061 | ORD | (iv) | |
| 17/06/2014 | Settle Sec Loan | 40458 | ORD | (ii) | |
| 17/06/2014 | Settle Sec Loan | 815783 | ORD | (ii) | |
| 17/06/2014 | Settle Sec Loan | 184217 | ORD | (i) | |
| 17/06/2014 | Return Security | ‐815193 | ORD | (ii) | |
| 17/06/2014 | Return Security | ‐386829 | ORD | (v) | |
| 17/06/2014 | Settle Sec Loan | 145800 | ORD | (iv) | |
| 17/06/2014 | Settle Sec Loan | 61058 | ORD | (ix) | |
| 17/06/2014 | Settle Sec Loan | 197790 | ORD | (v) | |
| 17/06/2014 | Settle Sec Loan | 400406 | ORD | (ii) | |
| 17/06/2014 | Settle Sec Loan | 575097 | ORD | (i) | |
| 17/06/2014 | Settle Sec Loan | 289359 | ORD | (vii) | |
| 17/06/2014 | Settle Sec Loan | 330490 | ORD | (iv) | |
| 17/06/2014 | Settle Sec Loan | 5000 | ORD | (v) | |
| 18/06/2014 | Return Security | ‐305490 | ORD | (ii) | |
| 18/06/2014 | Settle Sec Loan | 44130 | ORD | (ii) | |
| 18/06/2014 | Return Security | ‐427978 | ORD | (v) | |
| 18/06/2014 | Return Security | ‐17337 | ORD | (v) | |
| 18/06/2014 | Return Security | ‐224663 | ORD | (iv) | |
| 19/06/2014 | Settle Sec Loan | 156000 | ORD | (v) | |
| 19/06/2014 | Return Security | ‐2611 | ORD | (iv) | |
| 19/06/2014 | Return Security | ‐1061 | ORD | (iv) | |
| 19/06/2014 | Return Security | ‐40458 | ORD | (ii) | |
| 19/06/2014 | Return Security | ‐510293 | ORD | (ii) | |
| 19/06/2014 | Return Security | ‐184217 | ORD | (i) | |
| 19/06/2014 | Settle Sec Loan | 44130 | ORD | (ii) | |
| 19/06/2014 | Return Security | ‐297318 | ORD | (iv) | |
| 19/06/2014 | Return Security | ‐5000 | ORD | (v) | |
| 19/06/2014 | Settle Sec Loan | 779937 | ORD | (vi) | |
| 19/06/2014 | Settle Sec Loan | 220063 | ORD | (vi) | |
| 20/06/2014 | Return Security | ‐44700 | ORD | (v) | |
| 20/06/2014 | Return Security | ‐61058 | ORD | (ix) | |
| 20/06/2014 | Return Security | ‐391945 | ORD | (ii) | |
| 20/06/2014 | Return Security | ‐289359 | ORD | (vii) | |
| 20/06/2014 | Return Security | ‐33172 | ORD | (iv) | |
| 23/06/2014 | Settle Sec Loan | 92000 | ORD | (iv) | |
| 23/06/2014 | Settle Sec Loan | 88724 | ORD | (iv) | |
| 23/06/2014 | Settle Sec Loan | 321474 | ORD | (ii) | |
| 24/06/2014 | Return Security | ‐111300 | ORD | (v) | |
| 24/06/2014 | Return Security | ‐21700 | ORD | (iv) | |
| 24/06/2014 | Re‐Alloc Rtn | ‐110339 | ORD | (iv) | |
| 24/06/2014 | Re‐Alloc Loan | 70471 | ORD | (ii) | |
| 24/06/2014 | Re‐Alloc Loan | 39868 | ORD | (i) | |
| 24/06/2014 | Settle Sec Loan | 45000 | ORD | (v) | |
| 24/06/2014 | Settle Sec Loan | 180000 | ORD | (i) | |
| 24/06/2014 | Settle Sec Loan | 286607 | ORD | (i) |
| 24/06/2014 | Settle Sec Loan | 61058 | ORD | (ix) | |
|---|---|---|---|---|---|
| 24/06/2014 | Settle Sec Loan | 21700 | ORD | (iv) | |
| 24/06/2014 | Settle Sec Loan | 146635 | ORD | (vii) | |
| 25/06/2014 | Return Security | ‐70300 | ORD | (iv) | |
| 25/06/2014 | Settle Sec Loan | 4350 | ORD | (vii) | |
| 25/06/2014 | Return Security | ‐12854 | ORD | (iv) | |
| 25/06/2014 | Settle Sec Loan | 45000 | ORD | (iv) | |
| 25/06/2014 | Re‐Alloc Rtn | ‐47340 | ORD | (iv) | |
| 25/06/2014 | Re‐Alloc Loan | 47340 | ORD | (vii) | |
| 26/06/2014 | Return Security | ‐22607 | ORD | (iv) | |
| 26/06/2014 | Return Security | ‐141798 | ORD | (v) | |
| 26/06/2014 | Return Security | ‐575097 | ORD | (i) | |
| 30/06/2014 | Settle Sec Loan | 51000 | ORD | (v) | |
| 30/06/2014 | Settle Sec Loan | 33000 | ORD | (ii) | |
| 30/06/2014 | Return Security | ‐4350 | ORD | (vii) | |
| 30/06/2014 | Return Security | ‐44130 | ORD | (ii) | |
| 30/06/2014 | Return Security | ‐55992 | ORD | (v) | |
| 30/06/2014 | Return Security | ‐78932 | ORD | (ii) | |
| 30/06/2014 | Return Security | ‐39868 | ORD | (i) | |
| 30/06/2014 | Settle Sec Loan | 12854 | ORD | (iv) | |
| 30/06/2014 | Settle Sec Loan | 91034 | ORD | (vii) | |
| 30/06/2014 | Settle Sec Loan | 396112 | ORD | (ii) | |
| 30/06/2014 | Return Security | ‐191662 | ORD | (vi) | |
| 30/06/2014 | Return Security | ‐220063 | ORD | (vi) | |
| 1/07/2014 | Settle Sec Loan | 65000 | ORD | (v) | |
| 1/07/2014 | Settle Sec Loan | 4350 | ORD | (vii) | |
| 1/07/2014 | Settle Sec Loan | 97658 | ORD | (ii) | |
| 1/07/2014 | Settle Sec Loan | 37992 | ORD | (ii) | |
| 1/07/2014 | Settle Sec Loan | 52247 | ORD | (ii) | |
| 2/07/2014 | Return Security | ‐51000 | ORD | (v) | |
| 2/07/2014 | Return Security | ‐44130 | ORD | (ii) | |
| 2/07/2014 | Return Security | ‐41384 | ORD | (iv) | |
| 2/07/2014 | Return Security | ‐285215 | ORD | (ii) | |
| 2/07/2014 | Return Security | ‐47340 | ORD | (vii) | |
| 2/07/2014 | Settle Sec Loan | 25798 | ORD | (v) | |
| 2/07/2014 | Settle Sec Loan | 57791 | ORD | (iv) | |
| 2/07/2014 | Settle Sec Loan | 916411 | ORD | (ii) | |
| 2/07/2014 | Return Security | ‐588275 | ORD | (vi) | |
| 3/07/2014 | Settle Sec Loan | 210000 | ORD | (ii) | |
| 3/07/2014 | Return Security | ‐45000 | ORD | (v) | |
| 3/07/2014 | Return Security | ‐36259 | ORD | (ii) | |
| 3/07/2014 | Return Security | ‐180000 | ORD | (i) | |
| 3/07/2014 | Return Security | ‐34415 | ORD | (vii) | |
| 4/07/2014 | Return Security | ‐800 | ORD | (ii) | |
| 4/07/2014 | Settle Sec Loan | 77000 | ORD | (ii) | |
| 4/07/2014 | Return Security | ‐286607 | ORD | (i) | |
| 4/07/2014 | Return Security | ‐29723 | ORD | (ix) | |
| 4/07/2014 | Return Security | ‐21700 | ORD | (iv) | |
| 4/07/2014 | Return Security | ‐112220 | ORD | (vii) | |
| 4/07/2014 | Settle Sec Loan | 40940 | ORD | (ii) |
| 4/07/2014 | Settle Sec Loan | 79060 | ORD | (ii) | |
|---|---|---|---|---|---|
| 7/07/2014 | Settle Sec Loan | 254034 | ORD | (ii) | |
| 7/07/2014 | Settle Sec Loan | 6966 | ORD | (ix) | |
| 7/07/2014 | Return Security | ‐10710 | ORD | (ix) | |
| 7/07/2014 | Settle Sec Loan | 30000 | ORD | (iv) | |
| 8/07/2014 | Return Security | ‐209200 | ORD | (ii) | |
| 8/07/2014 | Return Security | ‐77000 | ORD | (ii) | |
| 8/07/2014 | Return Security | ‐254034 | ORD | (ii) | |
| 8/07/2014 | Return Security | ‐6966 | ORD | (ix) | |
| 8/07/2014 | Settle Sec Loan | 403000 | ORD | (iv) | |
| 8/07/2014 | Return Security | ‐6151 | ORD | (iv) | |
| 8/07/2014 | Return Security | ‐20625 | ORD | (ix) | |
| 9/07/2014 | Return Security | ‐70600 | ORD | (iv) | |
| 9/07/2014 | Return Security | ‐1158 | ORD | (iv) | |
| 9/07/2014 | Settle Sec Loan | 45000 | ORD | (ii) | |
| 10/07/2014 | Return Security | ‐332400 | ORD | (iv) | |
| 10/07/2014 | Settle Sec Loan | 124358 | ORD | (iv) | |
| 10/07/2014 | Settle Sec Loan | 61058 | ORD | (ix) | |
| 10/07/2014 | Settle Sec Loan | 331034 | ORD | (ii) | |
| 10/07/2014 | Settle Sec Loan | 70393 | ORD | (iv) | |
| 10/07/2014 | Settle Sec Loan | 13157 | ORD | (ii) | |
| 10/07/2014 | Settle Sec Loan | 113000 | ORD | (ii) | |
| 10/07/2014 | Return Security | ‐37691 | ORD | (iv) | |
| 10/07/2014 | Return Security | ‐91034 | ORD | (vii) | |
| 10/07/2014 | Return Security | ‐41833 | ORD | (ii) | |
| 10/07/2014 | Settle Sec Loan | 45000 | ORD | (iv) | |
| 11/07/2014 | Return Security | ‐130000 | ORD | (ii) | |
| 11/07/2014 | Return Security | ‐65000 | ORD | (v) | |
| 11/07/2014 | Return Security | ‐33000 | ORD | (ii) | |
| 11/07/2014 | Return Security | ‐93934 | ORD | (ii) | |
| 11/07/2014 | Settle Sec Loan | 45000 | ORD | (iv) | |
| 14/07/2014 | Return Security | ‐16900 | ORD | (iv) | |
| 14/07/2014 | Settle Sec Loan | 160000 | ORD | (iv) | |
| 14/07/2014 | Return Security | ‐145547 | ORD | (ii) | |
| 14/07/2014 | Settle Sec Loan | 45000 | ORD | (iv) | |
| 15/07/2014 | Return Security | ‐500 | ORD | (iv) | |
| 15/07/2014 | Settle Sec Loan | 105317 | ORD | (ii) | |
| 15/07/2014 | Settle Sec Loan | 46683 | ORD | (v) | |
| 15/07/2014 | Return Security | ‐29918 | ORD | (ii) | |
| 16/07/2014 | Return Security | ‐107458 | ORD | (iv) | |
| 16/07/2014 | Return Security | ‐61058 | ORD | (ix) | |
| 16/07/2014 | Return Security | ‐201034 | ORD | (ii) | |
| 16/07/2014 | Return Security | ‐70393 | ORD | (iv) | |
| 16/07/2014 | Return Security | ‐13157 | ORD | (ii) | |
| 16/07/2014 | Settle Sec Loan | 80309 | ORD | (v) | |
| 16/07/2014 | Settle Sec Loan | 15691 | ORD | (ii) | |
| 16/07/2014 | Return Security | ‐113000 | ORD | (ii) | |
| 16/07/2014 | Return Security | ‐12854 | ORD | (iv) | |
| 16/07/2014 | Return Security | ‐84880 | ORD | (ii) | |
| 16/07/2014 | Return Security | ‐4350 | ORD | (vii) |
| 16/07/2014 | Return Security | ‐23137 | ORD | (ii) | |
|---|---|---|---|---|---|
| 16/07/2014 | Settle Sec Loan | 37691 | ORD | (iv) | |
| 16/07/2014 | Settle Sec Loan | 7309 | ORD | (iv) | |
| 16/07/2014 | Settle Sec Loan | 165000 | ORD | (vi) | |
| 17/07/2014 | Return Security | ‐159500 | ORD | (iv) | |
| 17/07/2014 | Return Security | ‐51509 | ORD | (ii) | |
| 17/07/2014 | Settle Sec Loan | 45000 | ORD | (ii) | |
| 18/07/2014 | Return Security | ‐105317 | ORD | (ii) | |
| 18/07/2014 | Return Security | ‐46683 | ORD | (v) | |
| 18/07/2014 | Return Security | ‐80309 | ORD | (v) | |
| 18/07/2014 | Return Security | ‐15691 | ORD | (ii) | |
| 18/07/2014 | Return Security | ‐25798 | ORD | (v) | |
| 18/07/2014 | Return Security | ‐57791 | ORD | (iv) | |
| 18/07/2014 | Return Security | ‐916411 | ORD | (ii) | |
| 18/07/2014 | Return Security | ‐23012 | ORD | (ii) | |
| 18/07/2014 | Return Security | ‐37992 | ORD | (ii) | |
| 18/07/2014 | Return Security | ‐12996 | ORD | (ii) | |
| 18/07/2014 | Return Security | ‐79060 | ORD | (ii) | |
| 18/07/2014 | Return Security | ‐52247 | ORD | (ii) | |
| 18/07/2014 | Settle Sec Loan | 45000 | ORD | (ii) | |
| 18/07/2014 | Settle Sec Loan | 45000 | ORD | (v) | |
| 21/07/2014 | Return Security | ‐20649 | ORD | (ii) | |
| 21/07/2014 | Settle Sec Loan | 45000 | ORD | (i) | |
| 22/07/2014 | Return Security | ‐7295 | ORD | (ii) | |
| 22/07/2014 | Return Security | ‐36670 | ORD | (ii) | |
| 22/07/2014 | Return Security | ‐30000 | ORD | (iv) | |
| 22/07/2014 | Settle Sec Loan | 45000 | ORD | (i) | |
| 22/07/2014 | Settle Sec Loan | 25000 | ORD | (i) | |
| 23/07/2014 | Settle Sec Loan | 30000 | ORD | (i) | |
| 23/07/2014 | Return Security | ‐8330 | ORD | (ii) | |
| 23/07/2014 | Return Security | ‐45000 | ORD | (iv) | |
| 23/07/2014 | Return Security | ‐6438 | ORD | (iv) | |
| 23/07/2014 | Settle Sec Loan | 45000 | ORD | (i) | |
| 24/07/2014 | Settle Sec Loan | 45000 | ORD | (i) | |
| 24/07/2014 | Settle Sec Loan | 5000 | ORD | (i) | |
| 24/07/2014 | Settle Sec Loan | 1132802 | ORD | (i) | |
| 25/07/2014 | Return Security | ‐38562 | ORD | (iv) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (iv) | |
| 25/07/2014 | Return Security | ‐37691 | ORD | (iv) | |
| 25/07/2014 | Return Security | ‐7309 | ORD | (iv) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (ii) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (ii) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (v) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (i) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (i) | |
| 25/07/2014 | Return Security | ‐25000 | ORD | (i) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (i) | |
| 25/07/2014 | Return Security | ‐45000 | ORD | (i) | |
| 25/07/2014 | Settle Sec Loan | 45000 | ORD | (i) | |
| 25/07/2014 | Return Security | ‐5000 | ORD | (i) |
| 25/07/2014 | Return Security | ‐393142 | ORD | (i) | |
|---|---|---|---|---|---|
| 25/07/2014 | Settle Sec Loan | 85000 | ORD | (i) | |
| 25/07/2014 | Return Security | ‐165000 | ORD | (vi) | |
| 28/07/2014 | Settle Sec Loan | 45000 | ORD | (i) | |
| 28/07/2014 | Settle Sec Loan | 215000 | ORD | (i) | |
| 29/07/2014 | Return Security | ‐45000 | ORD | (i) | |
| 29/07/2014 | Return Security | ‐45000 | ORD | (i) | |
| 29/07/2014 | Return Security | ‐215000 | ORD | (i) | |
| 29/07/2014 | Return Security | ‐739660 | ORD | (i) | |
| 29/07/2014 | Return Security | ‐85000 | ORD | (i) | |
| 30/07/2014 | Return Security | ‐30000 | ORD | (i) | |
| 30/07/2014 | Settle Sec Loan | 903453 | ORD | (ii) | |
| 30/07/2014 | Settle Sec Loan | 104547 | ORD | (i) | |
| 31/07/2014 | Settle Sec Loan | 1000 | ORD | (i) | |
| 31/07/2014 | Return Security | ‐20000 | ORD | (i) | |
| 31/07/2014 | Return Security | ‐10000 | ORD | (i) | |
| 31/07/2014 | Return Security | ‐58649 | ORD | (ii) | |
| 31/07/2014 | Return Security | ‐104547 | ORD | (i) | |
| 1/08/2014 | Return Security | ‐800 | ORD | (i) | |
| 1/08/2014 | Settle Sec Loan | 32000 | ORD | (ii) | |
| 1/08/2014 | Return Security | ‐844804 | ORD | (ii) | |
| 5/08/2014 | Return Security | ‐23200 | ORD | (ii) | |
| 6/08/2014 | Return Security | ‐200 | ORD | (i) | |
| 6/08/2014 | Return Security | ‐8800 | ORD | (ii) | |
| 7/08/2014 | Settle Sec Loan | 128863 | ORD | (ii) | |
| 8/08/2014 | Settle Sec Loan | 24000 | ORD | (ii) | |
| 8/08/2014 | Return Security | ‐128863 | ORD | (ii) | |
| 11/08/2014 | Settle Sec Loan | 92000 | ORD | (ii) | |
| 11/08/2014 | Settle Sec Loan | 45000 | ORD | (ii) | |
| 12/08/2014 | Return Security | ‐24000 | ORD | (ii) | |
| 12/08/2014 | Return Security | ‐92000 | ORD | (ii) | |
| 12/08/2014 | Settle Sec Loan | 150000 | ORD | (i) | |
| 13/08/2014 | Return Security | ‐100000 | ORD | (i) | |
| 13/08/2014 | Return Security | ‐45000 | ORD | (ii) | |
| 13/08/2014 | Settle Sec Loan | 331406 | ORD | (ii) | |
| 13/08/2014 | Settle Sec Loan | 37295 | ORD | (iv) | |
| 13/08/2014 | Settle Sec Loan | 506475 | ORD | (i) | |
| 13/08/2014 | Settle Sec Loan | 524824 | ORD | (ii) | |
| 14/08/2014 | Return Security | ‐50000 | ORD | (i) | |
| 14/08/2014 | Return Security | ‐331406 | ORD | (ii) | |
| 14/08/2014 | Return Security | ‐37295 | ORD | (iv) | |
| 14/08/2014 | Return Security | ‐506475 | ORD | (i) | |
| 14/08/2014 | Return Security | ‐524824 | ORD | (ii) | |
| 14/08/2014 | Settle Sec Loan | 70000 | ORD | (i) | |
| 15/08/2014 | Return Security | ‐70000 | ORD | (i) | |
| 15/08/2014 | Settle Sec Loan | 45000 | ORD | (ii) | |
| 18/08/2014 | Return Security | ‐45000 | ORD | (ii) | |
| 19/08/2014 | PendingLoan | 45000 | ORD | (vii) | |
| 20/08/2014 | Settle Sec Loan | 45000 | ORD | (ii) | |
| 20/08/2014 | Settle Sec Loan | 244359 | ORD | (vii) |
| 20/08/2014 | Settle Sec Loan | 530097 | ORD | (i) | |
|---|---|---|---|---|---|
| 20/08/2014 | Settle Sec Loan | 199290 | ORD | (v) | |
| 20/08/2014 | Settle Sec Loan | 46254 | ORD | (ii) | |
| 20/08/2014 | Settle Sec Loan | 160000 | ORD | (ii) | |
| 21/08/2014 | Return Security | ‐45000 | ORD | (ii) | |
| 21/08/2014 | Settle Sec Loan | 45000 | ORD | (i) | |
| 21/08/2014 | Return Security | ‐244359 | ORD | (vii) | |
| 21/08/2014 | Return Security | ‐530097 | ORD | (i) | |
| 21/08/2014 | Return Security | ‐199290 | ORD | (v) | |
| 21/08/2014 | Return Security | ‐46254 | ORD | (ii) | |
| 21/08/2014 | Return Security | ‐160000 | ORD | (ii) | |
| 21/08/2014 | PendingLoan | 40000 | ORD | (ii) |
APPENDIX 2 – DOW
Type of agreement and National Australia Bank Limited and parties to agreement Securities Borrowing Agreement clients AMSLA Counterparties Citigroup Global Markets Australia Pty Limited Transfer dates 11‐JUNE‐2014 to 21‐AUGUST‐2014 Holder of voting rights Registered owner Are there any restrictions No on voting Scheduled date of return N/A (if any) Does the borrower have Yes – at notice the right to return early? Does the lender have the Yes – at notice right to recall early? Will the securities be Yes, or equivalent protection under Securities Borrowing Agreement /AMSLA returned on settlement?
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreements to the company, responsible entity or ASIC.
This is Annexure A of 11 pages referred to in the Form 604 Notice of change of interests of substantial holder signed by me and dated 26/08/2014
Fiona Last, Company Secretary
W M POOL - EQUITIES TRUST NO.25 WM POOL - EQUITIES TRUST NO. 13 WM POOL - EQUITIES TRUST NO.24 1-6 HIGHBANKS RESIDENTIAL MANAGEMENT COMPANY LIMITED 11 TUDOR HILL RESIDENTIAL MANAGEMENT COMPANY LIMITED 26-28 CENTRAL ROAD RESIDENTIAL MANAGEMENT COMPANY LIMITED A.C.N. 083 784 463 LIMITED ACCESS FUND NO 1 ACCESS FUND NO 10 ACCESS FUND NO 11 ACCESS FUND NO 12 ACCESS FUND NO 13 ACCESS FUND NO 14 ACCESS FUND NO 15 ACCESS FUND NO 16 ACCESS FUND NO 17 ACCESS FUND NO 18 ACCESS FUND NO 19 ACCESS FUND NO 2 ACCESS FUND NO 20 ACCESS FUND NO 21 ACCESS FUND NO 22 ACCESS FUND NO 23 ACCESS FUND NO 24 ACCESS FUND NO 25 ACCESS FUND NO 26 ACCESS FUND NO 27 ACCESS FUND NO 28 ACCESS FUND NO 29 ACCESS FUND NO 3 ACCESS FUND NO 30 ACCESS FUND NO 31 ACCESS FUND NO 32 ACCESS FUND NO 4 ACCESS FUND NO 5 ACCESS FUND NO 6 ACCESS FUND NO 7 ACCESS FUND NO 8 ACCESS FUND NO 9 ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD ADVANTEDGE FINANCIAL SERVICES PTY LTD ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD
AF&L DRAGON LEASING PTY LTD AF&L VISTA PTY LTD AFSH NOMINEES PTY LTD ALICE CORPORATION PTY LTD ALTERNATIVE ASSETS AIRPORTS TRUST ALTERNATIVE ASSETS BRISBANE AIRPORTS TRUST ALTERNATIVE ASSETS INFRASTRUCTURE TRUST ALTERNATIVE EQUITY - INFRASTRUCTURE (APTC) TRUST ALTERNATIVE EQUITY - INFRASTRUCTURE (RAIL) TRUST ALTERNATIVE EQUITY BACL TRUST ANCHORAGE HOME LOANS PTY LTD ANGARA COMPANY LIMITED ANTARES CAPITAL PARTNERS LTD ANTARES INDEX ENHANCED AUSTRALIAN FIXED INTEREST TRUST APOGEE FINANCIAL PLANNING LIMITED ARDB LIMITED ASIBOND PTY LIMITED ATM ACCESS AUSTRALIA LIMITED AUSMAQ (NZ) LIMITED AUSMAQ LIMITED AUSTRALIAN COMPANY NUMBER 094 484 625 LIMITED AUSTRALIAN PAYMENTS CLEARING ASSOCIATION LIMITED AUSTRALIAN SHARES INDEX FUND BANK OF NEW ZEALAND BASTION INFRASTRUCTURE GROUP INC. BLSSA PTY LTD BNZ AGRICAPITAL LIMITED BNZ BRANCH PROPERTIES LTD BNZ CASH PIE UNIT TRUST BNZ CORPORATION LTD BNZ EQUITY INVESTMENTS NO.2 LIMITED BNZ FACILITIES MANAGEMENT LIMITED BNZ INCOME MANAGEMENT LIMITED BNZ INCOME SECURITIES 2 LIMITED BNZ INCOME SECURITIES LIMITED BNZ INSURANCE SERVICES LIMITED BNZ INTERNATIONAL FUNDING LTD BNZ INVESTMENT SERVICES LIMITED BNZ INVESTMENTS LTD BNZ LIFE INSURANCE LIMITED BNZ PROPERTIES (AUCKLAND) LTD BNZ PROPERTIES LTD BNZ PROPERTY INVESTMENTS LTD BNZ RMBS TRUST SERIES 2008-1 C.B. NOMINEES LIMITED C.B.C. PROPERTIES LIMITED CALIBRE ASSET MANAGEMENT LIMITED CAMBRIDGE REAL ESTATE INVESTMENTS PTE LTD CARDLINK SERVICES LIMITED CARDS NZ LIMITED
CARRINGTON CONFIRMERS PTY. LIMITED (IN LIQUIDATION) CASH ACCOUNT INCOME FUND CASH SERVICES AUSTRALIA PTY LIMITED CBC HOLDINGS LIMITED CGF NO. 9 LIMITED CHOICE LEND PTY LTD CLYDESDALE BANK ASSET FINANCE LIMITED CLYDESDALE BANK PLC CNA-CAPITAL INTERNATIONAL - EMERGING MARKETS EQUITY TRUST CRAIG YR HAUL MANAGEMENT COMPANY LIMITED CRUICKSHANK ASSET MANAGEMENT PTY LTD CUSTOM CREDIT CORPORATION LTD (IN LIQUIDATION) CUSTOM CREDIT HOLDINGS LTD (IN LIQUIDATION) DEESARN PTY LTD (IN LIQUIDATION) DIBA EQUITIES LIMITED DIBA INVESTMENTS LIMITED EFTPOS ACCESS AUSTRALIA LIMITED ELLY INVESTMENTS PTY LTD EQUITY MANAGEMENT UNIT HOLDINGS PTY LTD EUROCLEAR PLC EXPERIAN AUSTRALIA CREDIT SERVICES PTY LTD FAIRVIEW EQUITY PARTNERS EMERGING COMPANIES FUND FAIRVIEW EQUITY PARTNERS PTY LTD FAIRWAY VIEWS (COMPTON AVENUE) MANAGEMENT COMPANY LTD FASTLEND PTY LTD FINANCE & SYSTEMS TECHNOLOGY HOLDINGS PTY LIMITED FINANCE & SYSTEMS TECHNOLOGY PTY LTD FINTRACK MEMBERS PTY LTD FIRST FEDERAL INVESTMENT SERVICES, INC. FIRST IOWA MORTGAGE, INC. FITS, INC GODFREY PEMBROKE LIMITED GRACECHURCH COMMERCIAL INVESTMENTS LIMITED GREAT WESTERN BANCORPORATION, INC GREAT WESTERN BANK GREAT WESTERN FINANCIAL SERVICES, INC. GREAT WESTERN SERVICE CORPORATION GREENOAK HOUSE RESIDENTIAL MANAGEMENT COMPANY LIMITED GUIDESTAR FINANCIAL GROUP LIMITED( IN LIQUIDATION) GW DEVELOPMENT AMERICAS, INC GW LEASING, INC. GWB LLC GWM ADVISER SERVICES LIMITED HAVEN ROAD MANAGEMENT COMPANY LTD HEGIRA LIMITED HICAPS PTY LTD HORIZON 1 BOND PORTFOLIO HORIZON 2 INCOME PORTFOLIO HORIZON 3 CONSERVATIVE GROWTH PORTFOLIO HORIZON 4 BALANCED PORTFOLIO
HORIZON 5 GROWTH PORTFOLIO HORIZON 6 SHARE PORTFOLIO HORIZON 7 ACCELERATED GROWTH PORTFOLIO I.C.NOMINEES PTY LTD INDEPENDENT MORTGAGE AFFILIATES PTY LIMITED INFRASTRUCTURE NATURAL RESOURCES TRUST INTEGRATED SEPARATELY MANAGED ACCOUNT INTERCHANGE AND SETTLEMENT LIMITED INTERMEDE INVESTMENT PARTNERS LIMITED INVIA CUSTODIAN PTY LIMITED JANA AUSTRALIAN SHARE LONG SHORT TRUST JANA CASH TRUST JANA CORE AUSTRALIAN SHARE TRUST JANA CORE GLOBAL SHARE TRUST JANA CORE GLOBAL SHARE TRUST WITH CURRENCY HEDGED JANA CORPORATE INVESTMENT SERVICES LIMITED JANA DIVERSIFIED FIXED INCOME TRUST JANA EMERGING MARKETS SHARE TRUST JANA GLOBAL OPPORTUNITIES FUND JANA GLOBAL SHARE LONG SHORT TRUST JANA HIGH ALPHA AUSTRALIAN SHARE TRUST JANA HIGH ALPHA GLOBAL SHARE TRUST JANA INVESTMENT ADVISERS PTY LIMITED JANA PASSIVE AUSTRALIAN SHARE TRUST JANA PASSIVE GLOBAL SHARE TRUST JANA PROPERTY TRUST JANA TRIPLEPOINT FUND JBWERE (NZ) HOLDINGS LIMITED JBWERE (NZ) NOMINEES LIMITED JBWERE (NZ) PTY LTD JBWERE LIMITED LAURISTON DAIRIES LIMITED LCH CLEARNET GROUP LIMITED LIMEHOUSE INVESTMENTS PTY LIMITED LINTON SPRINGS RESIDENTIAL MANAGEMENT COMPANY LIMITED LODESTAR AUSTRALIAN EQUITY INCOME FUND LODESTAR AUSTRALIAN STRATEGIC SHARE FUND LONG - TERM ABSOLUTE RETURN PORTFOLIO LONG TERM INCOME FUND LOYALTY NEW ZEALAND LIMITED MARGIN LENDING (NZ) LIMITED MEDFIN AUSTRALIA PTY LIMITED MERITUM FINANCIAL GROUP PTY LTD MERITUM FINANCIAL PLANNING PTY LTD METRICS CREDIT PARTNERS PTY LTD MLC (NCIT) AUSTRALIAN SHARE TRUST MLC (NCIT) DIVERSIFIED DEBT TRUST MLC (NCIT) GLOBAL SHARE TRUST MLC (NCIT) GLOBAL SHARE TRUST WITH CURRENCY HEDGED MLC (NCIT) MODERATE TRUST
MLC (NCIT) SHORT-MATURITY DIVERSIFIED DEBT TRUST MLC ALLIANCE HOLDINGS PTY LIMITED MLC GLOBAL PROPERTY FUND MLC HEDGED GLOBAL SHARE FUND MLC HOLDINGS LIMITED MLC INTERNATIONAL HOLDINGS (SINGAPORE) PTE LTD MLC INVESTMENT TRUST PLATINUM GLOBAL FUND MLC INVESTMENTS LIMITED MLC LIFETIME COMPANY LIMITED MLC LIMITED MLC MASTERKEY UNIT TRUST ACCELERATED GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE FUND MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE GROWTH STYLE FUND MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE VALUE STYLE FUND MLC MASTERKEY UNIT TRUST BALANCED PORTFOLIO MLC MASTERKEY UNIT TRUST BOND PORTFOLIO MLC MASTERKEY UNIT TRUST CASH FUND MLC MASTERKEY UNIT TRUST CONSERVATIVE GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST GLOBAL SHARE FUND MLC MASTERKEY UNIT TRUST GLOBAL SHARE GROWTH STYLE FUND MLC MASTERKEY UNIT TRUST GLOBAL SHARE VALUE STYLE FUND MLC MASTERKEY UNIT TRUST GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST INCOME PORTFOLIO MLC MASTERKEY UNIT TRUST INCOMEBUILDER MLC MASTERKEY UNIT TRUST MLC CAPITAL INTERNATIONAL GLOBAL SHARE FUND MLC MASTERKEY UNIT TRUST MLC-PLATINUM GLOBAL FUND MLC MASTERKEY UNIT TRUST PROPERTY SECURITIES FUND MLC MASTERKEY UNIT TRUST SHARE INDEX FUND MLC MASTERKEY UNIT TRUST SHARE PORTFOLIO MLC NOMINEES PTY LTD MLC PE EVERGREEN TRUST MLC PROPERTIES PTY. LIMITED MLC SAVINGS LIMITED (IN LIQUIDATION) MLC TRUST MANAGEMENT COMPANY LIMITED (IN LIQUIDATION) MLC VC TRUST MLC VINTAGE YEAR TRUST (2008) MLC VINTAGE YEAR TRUST (2009) MLC VINTAGE YEAR TRUST (2010) MLC WEALTH MANAGEMENT LIMITED MLC WHOLESALE AUSTRALIAN SHARE FUND MLC WHOLESALE DIVERSIFIED DEBT FUND MLCI HORIZON 7 TRUST MLCI POOL - PRIVATE EQUITY TRUST MLCIC TAILORED TRUST NO. 2 MLCIC TAILORED TRUST NO.1 MLCIC TAILORED TRUST NO.3 MOCKEY 7 PTY LIMITED (IN LIQUDIATION) MONDEX AUSTRALIA PTY LTD (IN LIQUIDATION) MORTGAGE SUPPORT SERVICES PTY LTD MSRA HOLDINGS, INC
MSS MF PTY LTD MSS MFA PTY LTD MUDCHUTE PTY LIMITED NAB ASSET MANAGEMENT LIMITED NAB CAPITAL LLC NAB EUROPE LIMITED NAB GOLD, LLC NAB INVESTMENTS LIMITED NAB IRON, LLC NAB PROPERTIES AUSTRALIA LIMITED NABCAPITAL LEASING (NO. 1) PTY LIMITED (IN LIQUIDATION) NABCAPITAL LEASING (NO.2) PTY LIMITED NABICS INVESTMENTS PTY LTD (IN LIQUIDATION) NABINVEST (UK) LIMITED NABINVEST CAPITAL PARTNERS PTY LIMITED NABINVEST OXLEY SINGAPORE PTE LTD NABINVEST UK RE LIMITED NABSECURITIES, LLC NAM NT RAIL PTY LIMITED (IN LIQUIDATION) NATIONAL AMERICAS CAPITAL INVESTMENTS, LLC NATIONAL AMERICAS HOLDINGS LIMITED NATIONAL AMERICAS HOLDINGS LLC NATIONAL AMERICAS INVESTMENT, INC. NATIONAL ASSET MANAGEMENT LIMITED NATIONAL AUSTRALIA BALANCED FUND NATIONAL AUSTRALIA BANK LIMITED NATIONAL AUSTRALIA BANK PENSION TRUSTEE (UK) LIMITED NATIONAL AUSTRALIA BANK REPRESENTAÇÕES LTDA (IN LIQUIDATION) NATIONAL AUSTRALIA BANK SUPERANNUATION FUND PTY LTD NATIONAL AUSTRALIA CORPORATE SERVICES LIMITED NATIONAL AUSTRALIA DIVIDEND IMPUTATION FUND NATIONAL AUSTRALIA FINANCE (ASIA) LIMITED NATIONAL AUSTRALIA FINANCE (ASSET LEASING) LLP NATIONAL AUSTRALIA FINANCE (COMMERCIAL LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EQUIPMENT LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EUROPE HOLDINGS) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.3) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.4) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.5) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.6) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING) LIMITED NATIONAL AUSTRALIA FINANCIAL MANAGEMENT LIMITED NATIONAL AUSTRALIA FUNDING (DELAWARE) INC. NATIONAL AUSTRALIA GROUP (NZ) LIMITED NATIONAL AUSTRALIA GROUP EUROPE INVESTMENTS LIMITED
NATIONAL AUSTRALIA GROUP EUROPE LIMITED NATIONAL AUSTRALIA GROUP EUROPE SERVICES LIMITED NATIONAL AUSTRALIA GROUP SERVICES LTD NATIONAL AUSTRALIA GROUP SSP TRUSTEE LIMITED NATIONAL AUSTRALIA INSURANCE SERVICES LTD NATIONAL AUSTRALIA INVESTMENT CAPITAL LIMITED NATIONAL AUSTRALIA MANAGERS LIMITED NATIONAL AUSTRALIA MERCHANT BANK (SINGAPORE) LIMITED NATIONAL AUSTRALIA MONTHLY INCOME FUND NATIONAL AUSTRALIA PKI HOLDINGS LLC NATIONAL AUSTRALIA PROPERTY FUND NATIONAL AUSTRALIA SECURITIES LIMITED (IN LIQUIDATION) NATIONAL AUSTRALIA TRUSTEES LIMITED NATIONAL AUSTRALIA UNDERWRITERS LIMITED NATIONAL CAPITAL FUNDING (UK) PLC NATIONAL CAPITAL HOLDINGS I INC. NATIONAL CAPITAL INSTRUMENTS [AUD] LLC 2 NATIONAL CAPITAL INSTRUMENTS [EURO] LLC 1 NATIONAL CAPITAL INSTRUMENTS II LLC 2 NATIONAL CAPITAL INSTRUMENTS II LLC1 NATIONAL CAPITAL INSTRUMENTS [AUD] LLC 1 NATIONAL CAPITAL INSTRUMENTS [EURO] LLC 2 NATIONAL CAPITAL TRUST I NATIONAL CAPITAL TRUST II (DELAWARE) NATIONAL CAPITAL TRUST III NATIONAL E-CONVEYANCING DEVELOPMENT LIMITED NATIONAL EQUITIES LIMITED NATIONAL EUROPE HOLDINGS (WEALTH MANAGEMENT) LIMITED (IN LIQUIDATION) NATIONAL FUNDING HOLDINGS PTY LTD NATIONAL FUNDING TRUST I NATIONAL FUNDING TRUST II (DELAWARE) NATIONAL GLOBAL MBS MANAGER PTY LTD NATIONAL HK INVESTMENTS LIMITED NATIONAL MARGIN SERVICES PTY LIMITED NATIONAL MARKETS GROUP LIMITED NATIONAL MORTGAGE SECURITIES, INC. NATIONAL NOMINEES LIMITED NATIONAL OBU PTY LIMITED NATIONAL WEALTH MANAGEMENT EUROPE HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT EUROPE SERVICES LIMITED (IN LIQUIDATION) NATIONAL WEALTH MANAGEMENT HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT INTERNATIONAL HOLDINGS LTD NATIONAL WEALTH MANAGEMENT NEW ZEALAND HOLDINGS LTD NATIONAL WEALTH MANAGEMENT SERVICES LTD NAUTILUS INSURANCE (EUROPE) LIMITED NAUTILUS INSURANCE PTE LIMITED NAVIGATOR AUSTRALIA LIMITED NAVIGATOR INCOME TRUST NBA LEASING PTY LIMITED NBA PROPERTIES LIMITED
NCIT- PROPERTY SECURITIES TRUST
NCP-CAPITAL INTERNATIONAL GLOBAL EQUITY TRUST WITH CURRENCY NEW ZEALAND CARD SERVICES LTD NMS NOMINEES PTY LIMITED NORTHRIDGE APARTMENTS LIMITED PARTNERSHIP NORTHWARD CAPITAL AUSTRALIAN EQUITY NORTHWARD CAPITAL PTY LIMITED NSIM ENHANCED CASH TRUST NULIS NOMINEES (AUSTRALIA) LIMITED NWMH SUB (CANADA) INC NWMH SUB LIMITED PARTOWN PTY. LIMITED PAYMARK LIMITED PAYMENTS NZ LIMITED PENGANA HOLDINGS PTY LTD PENNLEY PTY LTD PERIDIEM GLOBAL INVESTORS LLC PFS NOMINEES PTY LIMITED PLAN AUSTRALIA FINANCIAL SERVICES PTY. LTD (IN LIQUIDATION) PLAN AUSTRALIA OPERATIONS PTY. LTD. PLAN AUSTRALIA PTY LTD (IN LIQUIDATION) PLAN GROUP NOMINEES PTY LTD PLAN LENDING PTY. LTD. PLAN TECHNOLOGIES PTY. LTD (IN LIQUIDATION) PLAZA VENTURES LIMITED PLUM FINANCIAL SERVICES LIMITED PMJI INC. PORTSMOUTH INVESTMENT COMPANY PTY LIMITED (IN LIQUIDATION) PRE SELECT AUSTRALIAN EQUITY FUND PRE SELECT AUSTRALIAN SMALL COMPANIES FUND PRE SELECT BALANCED FUND PRE SELECT BOUTIQUE AUSTRALIAN EQUITY FUND PRE SELECT CONSERVATIVE FUND PRE SELECT GROWTH FUND PRE SELECT HIGH GROWTH FUND PRE SELECT INTERNATIONAL EQUITY FUND PRESIMA INC. PROFESSIONAL LENDERS ASSOCIATION NETWORK OF AUSTRALIA PTY. LTD. PUGET LIMITED QW RAIL LEASING LIMITED REDPOINT INVESTMENT MANAGEMENT PTY LTD RMBS 2006-2 FINANCE COMPANY PTY LIMITED (IN LIQUIDATION) RMBS 2006-2 HOLDINGS PTY LIMITED (IN LIQUIDATION) RMBS 2006-2 INVESTMENT COMPANY PTY LTD (IN LIQUIDATION) SECURITY BANCSERVICES GROUP INC. SHADWELL HOLDINGS (UK) LIMITED SOCIETY FOR WORLDWIDE INTERBANK FINANCIAL TELECOMMUNICATION ST JOHNS PLACE RESIDENTIAL MANAGEMENT COMPANY LIMITED ST VINCENT (EQUITIES) LIMITED STAR COMMODITIES PTY LTD
STARFISH COMPANY LIMITED TASOVAC PTY LIMITED TEMPCO NO.1 THE DEEP IN HULL LIMITED THE PUGET LIMITED PARTNERSHIP THE SCOTTISH AGRICULTURAL SECURITIES CORPORATION P.L.C. THE TRUSTEE FOR NCIT - GLOBAL EQUITIES TRUST NO 2 THE TRUSTEE FOR WM POOL - EQUITIES TRUST NO. 35 THE TRUSTEE FOR WM POOL - EQUITIES TRUST NO. 36 THE TRUSTEE FOR WM POOL - LTAR PART 1 NS TRUST TIERONE REINSURANCE COMPANY TMS CORPORATION OF THE AMERICAS TOKARA PTY LTD TOP 200 FUND VALEWIN PTY. LIMITED VALLEY HEIGHTS LINCOLN LLC VIPRO PTY LTD VYNOTAS PTY. LTD. W M POOL - EQUITIES NO. 23 TRUST WEALTHHUB SECURITIES LIMITED WEALTHHUB SECURITIES NOMINEES PTY LIMITED WHOLESALE INCOME BUILDER WHOLESALE AUSTRALIAN SHARE GROWTH STYLE FUND WHOLESALE AUSTRALIAN SHARE VALUE STYLE FUND WHOLESALE CAPITAL INTERNATIONAL GLOBAL SHARE FUND WHOLESALE GLOBAL SHARE FUND WHOLESALE GLOBAL SHARE GROWTH STYLE FUND WHOLESALE GLOBAL SHARE VALUE STYLE FUND WHOLESALE PROPERTY SECURITIES FUND WILTSHIRE CAPITAL LIMIITED WILTSHIRE CAPITAL MANAGEMENT LIMITED WINTERGREEN REAL ESTATE HOLDINGS, LLC WM AUSTRALIA PTY LIMITED WM FIXED ASSETS (2) PTY LIMITED WM GROUP PTY LIMITED WM LIFE AUSTRALIA LIMITED WM POOL - BANK OF IRELAND GLOBAL EQUITIES TRUST WM POOL - BEM AGGRESSIVE AUSTRALIAN EQUITIES TRUST WM POOL - BEM AUSTRALIAN EQUITIES TRUST WM POOL - BLACKROCK GLOBAL FIXED INTEREST (S) TRUST WM POOL - BRIDGEWATER GLOBAL FIXED INTEREST TRUST WM POOL - CAPITAL INTERNATIONAL GLOBAL EQUITIES TRUST WM POOL - CONCORD AUSTRALIAN EQUITIES TRUST WM POOL - CONTANGO AUSTRALIAN EQUITIES TRUST WM POOL - DIMENSIONAL AUSTRALIAN EQUITIES TRUST WM POOL - EQUITIES TRUST NO 14 WM POOL - EQUITIES TRUST NO 20 WM POOL - EQUITIES TRUST NO. 15 WM POOL - EQUITIES TRUST NO. 16 WM POOL - EQUITIES TRUST NO. 17
WM POOL - EQUITIES TRUST NO. 18 WM POOL - EQUITIES TRUST NO. 19 WM POOL - EQUITIES TRUST NO. 21 WM POOL - EQUITIES TRUST NO. 22 WM POOL - EQUITIES TRUST NO. 26 WM POOL - EQUITIES TRUST NO. 27 WM POOL - EQUITIES TRUST NO. 28 WM POOL - EQUITIES TRUST NO. 31 WM POOL - EQUITIES TRUST NO. 32 WM POOL - EQUITIES TRUST NO. 33 WM POOL - EQUITIES TRUST NO. 34 WM POOL - EQUITIES TRUST NO.1 WM POOL - EQUITIES TRUST NO.11 WM POOL - EQUITIES TRUST NO.2 WM POOL - EQUITIES TRUST NO.9 WM POOL - FIXED INTEREST TRUST NO 1 WM POOL - FIXED INTEREST TRUST NO. 15 WM POOL - FIXED INTEREST TRUST NO. 3 WM POOL - FIXED INTEREST TRUST NO. 5 WM POOL - FIXED INTEREST TRUST NO. 6 WM POOL - FIXED INTEREST TRUST NO. 7 WM POOL - FIXED INTEREST TRUST NO. 8 WM POOL - FIXED INTEREST TRUST NO. 9 WM POOL - GLOBAL EQUITIES TRUST NO 1 WM POOL - GLOBAL EQUITIES TRUST NO. 4 WM POOL - GLOBAL PROPERTIES TRUST WM POOL - HIGH YIELD FIXED INTEREST TRUST WM POOL - INFLATION LINKED SECURITIES TRUST WM POOL - JARDINE FLEMING AUSTRALIAN EQUITIES TRUST WM POOL - LAZARD AUSTRALIAN EQUITIES TRUST WM POOL - LTAR PART 1 TRUST WM POOL - MARVIN & PALMER EMERGING MARKETS TRUST WM POOL - MBA AUSTRALIAN EQUITIES TRUST WM POOL - NSIM AUSTRALIAN FIXED INTEREST (A) TRUST WM POOL - NSIM AUSTRALIAN FIXED INTEREST (S) TRUST WM POOL - NSIM CASH TRUST WM POOL - PIMCO GLOBAL FIXED INTEREST (A) TRUST WM POOL - PIMCO GLOBAL FIXED INTEREST (S) TRUST WM POOL - PROPERTY SECURITIES TRUST NO 1 WM POOL - RESOLUTION CAPITAL PROPERTY SECURITIES TRUST WM POOL - UBS AUSTRALIAN FIXED INTEREST (A) TRUST WM POOL - UBS AUSTRALIAN FIXED INTEREST (S) TRUST WM POOL - VANGUARD AUSTRALIAN EQUITIES INDEX TRUST WM POOL - VANGUARD GLOBAL EQUITIES INDEX TRUST WM POOL - WALLARA AUSTRALIAN EQUITIES TRUST WM POOL - WELLINGTON GLOBAL EQUITIES TRUST WM POOL EQUITIES TRUST NO 12
WM POOL GLOBAL EQUITIES TRUST NO 5
WM SECTOR - AUSTRALIAN EQUITIES GROWTH TRUST WM SECTOR - AUSTRALIAN EQUITIES TRUST
WM SECTOR - AUSTRALIAN EQUITIES VALUE TRUST WM SECTOR - AUSTRALIAN FIXED INTEREST TRUST WM SECTOR - DIVERSIFIED DEBT (ALL) TRUST WORKING CAPITAL SERVICES PTY LIMITED WORKING CAPITAL SERVICES UK LIMITED (IN LIQUIDATION) XERO LIMITED YCBPS PROPERTY NOMINEE COMPANY LIMITED YIELDBROKER PTY LIMITED YORKSHIRE AND CLYDESDALE BANK FOUNDATION YORKSHIRE AND CLYDESDALE BANK PENSION TRUSTEE LIMITED YORKSHIRE BANK HOME LOANS LIMITED YORKSHIRE BANK INVESTMENTS LIMITED (IN LIQUIDATION) YORKSHIRE BANK PLC