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DOW INC. — Director's Dealing 2024
Feb 14, 2024
30381_dirs_2024-02-14_4d18f71e-0d65-45b5-93a5-38a710dd176b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2024-02-12
Reporting Person: Carter Karen S (President, Pkg & Spec Plastics)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-12 | Common Stock | D | 1419 | $54.79 | Disposed | 110801 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 314.487 | Indirect |
| Common Stock | 868.191 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $ | Common Stock (7467.811) | 7467.811 | Direct |
Footnotes
F1: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
F2: Total includes previously reported restricted stock units and 462 shares acquired under the Issuer's Employee Stock Purchase Plan on November 3, 2023.
F3: There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
F4: Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.