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DOW INC. — Director's Dealing 2024
Feb 21, 2024
30381_dirs_2024-02-20_598193a8-bad5-4299-bfdb-4f3e571d72f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2024-02-15
Reporting Person: Gregorio Mauro (President, Perf Mat & Coatings)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-15 | Common Stock | A | 5450 | — | Acquired | 15549 | Direct |
| 2024-02-16 | Common Stock | M | 19133 | $50.07 | Acquired | 34682 | Direct |
| 2024-02-16 | Common Stock | D | 17792 | $55.61 | Disposed | 16890 | Direct |
| 2024-02-16 | Common Stock | M | 8800 | $46.60 | Acquired | 25690 | Direct |
| 2024-02-16 | Common Stock | D | 7800 | $55.63 | Disposed | 17890 | Direct |
| 2024-02-16 | Common Stock | G | 2341 | — | Disposed | 15549 | Direct |
| 2024-02-16 | Common Stock | G | 2341 | — | Acquired | 53679 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-15 | Non-Qualified Stock Option (Right to Buy) | $55.17 | A | 36600 | Acquired | 2034-02-15 | Common Stock (36600) | Direct |
| 2024-02-16 | Non-Qualified Stock Option (Right to Buy) | $50.07 | M | 19133 | Disposed | 2025-02-13 | Common Stock (19133) | Direct |
| 2024-02-16 | Non-Qualified Stock Option (Right to Buy) | $46.60 | M | 8800 | Disposed | 2026-02-12 | Common Stock (8800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 451.951 | Indirect |
| Common Stock | 420.182 | Indirect |
Footnotes
F1: Restricted stock units to be delivered in one installment on or about February 15, 2027, subject to continued employment.
F2: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F3: The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.560 to $55.601. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.605 to $55.631. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Total includes previously reported restricted stock units.
F6: This option will vest in three equal installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes.
F7: This option is fully vested and exercisable.