AI assistant
DOW INC. — Director's Dealing 2024
Feb 21, 2024
30381_dirs_2024-02-20_eb0cd7df-376a-48ba-88b5-2b69921c1845.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2024-02-15
Reporting Person: Fitterling James R (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-15 | Common Stock | A | 40380 | — | Acquired | 128301 | Direct |
| 2024-02-16 | Common Stock | M | 47195 | $50.07 | Acquired | 175496 | Direct |
| 2024-02-16 | Common Stock | D | 44524 | $55.576 | Disposed | 130972 | Direct |
| 2024-02-16 | Common Stock | M | 25000 | $46.60 | Acquired | 155972 | Direct |
| 2024-02-16 | Common Stock | D | 22711 | $55.633 | Disposed | 133261 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-15 | Non-Qualified Stock Option (Right to Buy) | $55.17 | A | 271490 | Acquired | 2034-02-15 | Common Stock (271490) | Direct |
| 2024-02-16 | Non-Qualified Stock Option (Right to Buy) | $50.07 | M | 47195 | Disposed | 2025-02-13 | Common Stock (47195) | Direct |
| 2024-02-16 | Non-Qualified Stock Option (Right to Buy) | $46.60 | M | 25000 | Disposed | 2026-02-12 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 247791 | Indirect |
| Common Stock | 2322.112 | Indirect |
| Common Stock | 1768.335 | Indirect |
Footnotes
F1: Restricted stock units to be delivered in one installment on or about February 15, 2027, subject to continued employment.
F2: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F3: The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.54 to $55.641. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.63 to $55.635. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Total includes previously reported restricted stock units.
F6: This option will vest in three equal installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes.
F7: This option is fully vested and exercisable.