AI assistant
DOW INC. — Director's Dealing 2024
Mar 6, 2024
30381_dirs_2024-03-06_1a947769-bdef-4bfe-8b78-2ba6ae0adba2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2024-03-04
Reporting Person: SAMPSON JOHN MAURICE (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-04 | Common Stock | M | 3786 | $50.07 | Acquired | 105246 | Direct |
| 2024-03-04 | Common Stock | D | 3536 | $57.06 | Disposed | 101710 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-04 | Non-Qualified Stock Option (Right to Buy) | $50.07 | M | 3786 | Disposed | 2025-02-13 | Common Stock (3786) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 311.032 | Indirect |
| Common Stock | 480.832 | Indirect |
Footnotes
F1: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2: The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.01 to $57.025. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Total includes previously reported restricted stock units.
F4: This option is fully vested and exercisable.