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DOW INC. — Director's Dealing 2024
Dec 12, 2024
30381_dirs_2024-12-12_8c4b86a8-92b7-4ed4-b5d0-1a834cb55bb4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2024-12-04
Reporting Person: Cleason Keith (President, Pkg & Spec Plastics)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 39346 | Direct |
| Common Stock | 4292.64 | Indirect |
| Common Stock | 1403.51 | Indirect |
| Common Stock | 45.982 | Indirect |
| Common Stock | 193.351 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $61.97 | 2027-02-10 | Common Stock (8401) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $72.77 | 2028-02-15 | Common Stock (3996) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $54.89 | 2029-02-11 | Common Stock (8540) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $48.30 | 2030-02-13 | Common Stock (13929) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $57.67 | 2031-02-11 | Common Stock (8865) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $60.95 | 2032-02-10 | Common Stock (8295) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $59.08 | 2033-02-09 | Common Stock (7578) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $55.17 | 2034-02-15 | Common Stock (9209) | Direct |
Footnotes
F1: Total includes restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 1,093 shares on February 10, 2025; 9,793 shares on November 3, 2025; 1,132 shares on February 9, 2026; and 1,324 shares on February 15, 2027.
F2: This option is fully vested and exercisable. Option shares will be used to satisfy withholding taxes.
F3: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2025. Option shares will be used to satisfy withholding taxes.
F4: One-third of this option is exercisable. The remaining two-thirds will vest in equal installments on February 9, 2025 and February 9, 2026. Option shares will be used to satisfy withholding taxes.
F5: This option will vest in three equal annual installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes.